Last checked at 17 Feb 2021 18:22
Amendment of TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||||||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | HOCHSCHILD MINING ORD | |||||||||||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||||||||||
Non-UK issuer | ||||||||||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||||||||||
An acquisition or disposal of voting rights | X | |||||||||||||
An acquisition or disposal of financial instruments | ||||||||||||||
An event changing the breakdown of voting rights | ||||||||||||||
Other (please specify)iii: Stock transfer related to transition | ||||||||||||||
3. Details of person subject to the notification obligationiv | ||||||||||||||
Name | RWC Asset Management LLP | |||||||||||||
City and country of registered office (if applicable) | London, UK | |||||||||||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||||||||||
Name | ||||||||||||||
City and country of registered office (if applicable) | ||||||||||||||
5. Date on which the threshold was crossed or reachedvi: | Threshold not crossed (03/02/2021) | |||||||||||||
6. Date on which issuer notified (DD/MM/YYYY): | Threshold not crossed (03/02/2021) | |||||||||||||
7. Total positions of person(s) subject to the notification obligation | ||||||||||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||||||||||
Resulting situation on the date on which threshold was crossed or reached | Below reporting threshold 5.07% | Below reporting threshold 0.00% | Below reporting threshold 5.07% | 513,875,563 | ||||||||||
Position of previous notification (if applicable) | ||||||||||||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||||||||||||
A: Voting rights attached to shares ORD 25P | ||||||||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||||||||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||||||||||
GB00B1FW5029 | Below reporting threshold 26,032,987 | Below reporting threshold 5.07% | ||||||||||||
SUBTOTAL 8. A | Below reporting threshold 26,032,987 | Below reporting threshold 5.07% | ||||||||||||
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | ||||||||||
SUBTOTAL 8. B 1 | ||||||||||||||
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | ||||||||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Period xi | Physical or cash settlementxii | Number of voting rights | % of voting rights | |||||||||
SUBTOTAL 8.B.2 | ||||||||||||||
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | X | |||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | ||||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional informationxvi | ||||
This replace our previous notification which was issued in error on the 5th of February.
RWC Compliance Team Compliance@RWCPartners.com 0207 227 6000
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Place of completion | London, UK |
Date of completion | 17/02/2021 |