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24 Dec 2009 12:01
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
Ā
1. KEY INFORMATION
|
Name of exempt principal trader |
Citigroup Global Markets UK Equity Limited |
|
Company dealt in |
HMVĀ Group Plc |
|
Class of relevant security to which the dealings being disclosed relateĀ (Note 1) |
Ord/Equity |
|
Date of dealing |
23Ā December 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt inĀ (Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesĀ |
47,458 (0.01%) |
104,516 (0.03%) |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
0 Ā (0.00%) |
0 Ā (0.00%) |
|
Total |
47,458 (0.01%) |
104,516 (0.03%) |
(b) Interests and short positions in relevant securities of the company, other than the class dealt inĀ (Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securitiesĀ |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
Rights to subscribeĀ (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGSĀ (Note 3)
(a) Purchases and sales
|
Purchase |
Number of securities |
Price per unitĀ (Note 4) GBP (unless stated) |
|
2,392 |
0.9600 |
|
|
368 |
0.9500 |
|
|
Total |
2,760 |
|
Sale |
Number of securities |
Price per unitĀ (Note 4) GBP (unless stated) |
|
Total |
(b) Derivatives transactions (other than options)
|
Product name,Ā e.g. CFD |
Long/shortĀ (Note 5) |
Number of securitiesĀ (Note 6) |
Price per unitĀ (Note 4) GBP (unless stated) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relatesĀ (Note 6) |
Exercise priceĀ |
Type, e.g. American, European etc. |
ExpiryĀ date |
Option money paid/received per unitĀ (Note 4)Ā |
(ii) Exercising
|
Product name, e.g. call option |
Number of securitiesĀ |
Exercise price per unitĀ (Note 4) |
(d) Other dealings (including new securities)Ā (Note 3)
|
Nature of transactionĀ (Note 7) |
Details |
Price per unit (if applicable)Ā (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?Ā (Note 8) No
|
Date of disclosure |
24Ā DecemberĀ 2009 |
|
Contact name |
Ciaran Lavery |
|
Telephone number |
02890 409539 |
|
Name of offeree/offeror with which connected |
HMVĀ Group Plc |
|
Nature of connectionĀ (Note 9) |
Corporate Broker |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atĀ www.thetakeoverpanel.org.uk
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