Last checked at 19 Apr 2018 10:41
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties plc |
(d) Date dealing undertaken: | 18 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties plc : |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 9665228 | 5.23000 GBP | 4.90943 GBP |
25p ordinary | Sell
| 5542889 | 5.22041 GBP | 5.04405 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 393264 | 5.17741 GBP |
25p ordinary | CFD
| Long | 1900 | 5.125416 GBP |
25p ordinary | CFD
| Long | 2305 | 5.091353 GBP |
25p ordinary | CFD
| Long | 12158 | 5.109174 GBP |
25p ordinary | CFD
| Long | 11982 | 5.094283 GBP |
25p ordinary | CFD
| Long | 1100 | 5.080545 GBP |
25p ordinary | CFD
| Long | 877 | 5.056 GBP |
25p ordinary | CFD
| Long | 1289 | 5.14948798 GBP |
25p ordinary | CFD
| Long | 54054 | 5.09593758 GBP |
25p ordinary | CFD
| Long | 31714 | 5.10867234 GBP |
25p ordinary | CFD
| Long | 84 | 5.1074 GBP |
25p ordinary | CFD
| Long | 116620 | 5.058692 GBP |
25p ordinary | CFD
| Long | 113427 | 5.095267 GBP |
25p ordinary | CFD
| Long | 61484 | 5.1284 GBP |
25p ordinary | CFD
| Long | 73701 | 5.137868 GBP |
25p ordinary | CFD
| Long | 61750 | 5.13582964 GBP |
25p ordinary | CFD
| Long | 61750 | 5.15221693 GBP |
25p ordinary | CFD
| Long | 21315 | 5.09669763077645 GBP |
25p ordinary | CFD
| Long | 28104 | 5.1204159550242 GBP |
25p ordinary | CFD
| Long | 6679 | 5.11651594550082 GBP |
25p ordinary | CFD
| Long | 5902 | 5.0932870213487 GBP |
25p ordinary | CFD
| Long | 12859 | 5.08533867330275 GBP |
25p ordinary | CFD
| Long | 20798 | 5.08568852774305 GBP |
25p ordinary | CFD
| Long | 32892 | 5.12881399732458 GBP |
25p ordinary | CFD
| Long | 26451 | 5.11341537181959 GBP |
25p ordinary | CFD
| Long | 953 | 5.114724 GBP |
25p ordinary | CFD
| Long | 13000 | 5.12317477 GBP |
25p ordinary | CFD
| Long | 1686 | 5.104271 GBP |
25p ordinary | CFD
| Long | 41 | 5.146 GBP |
25p ordinary | CFD
| Long | 2151 | 5.13953045095305 GBP |
25p ordinary | CFD
| Long | 60638 | 5.06633421 GBP |
25p ordinary | CFD
| Long | 43249 | 5.12497565 GBP |
25p ordinary | CFD
| Short | 738991 | 5.155576 GBP |
25p ordinary | CFD
| Short | 294948 | 5.044521 GBP |
25p ordinary | CFD
| Short | 147474 | 5.056527 GBP |
25p ordinary | CFD
| Short | 248058 | 5.08254 GBP |
25p ordinary | CFD
| Short | 31585 | 5.14274814 GBP |
25p ordinary | CFD
| Short | 12701 | 5.110641 GBP |
25p ordinary | CFD
| Short | 18712 | 5.113185 GBP |
25p ordinary | CFD
| Short | 5400 | 5.130222 GBP |
25p ordinary | CFD
| Short | 3702 | 5.099095 GBP |
25p ordinary | CFD
| Short | 891 | 5.129 GBP |
25p ordinary | CFD
| Short | 8323 | 5.13923116 GBP |
25p ordinary | CFD
| Short | 78720 | 5.142 GBP |
25p ordinary | CFD
| Short | 158062 | 5.0435 GBP |
25p ordinary | CFD
| Short | 395545 | 5.0701 GBP |
25p ordinary | CFD
| Short | 138404 | 5.09108598 GBP |
25p ordinary | CFD
| Short | 130000 | 4.9183 GBP |
25p ordinary | CFD
| Short | 553605 | 5.0625 GBP |
25p ordinary | CFD
| Short | 744175 | 5.142193 GBP |
25p ordinary | CFD
| Short | 152389 | 5.05047129 GBP |
25p ordinary | CFD
| Short | 146862 | 5.082 GBP |
25p ordinary | CFD
| Short | 199500 | 5.140569 GBP |
25p ordinary | CFD
| Short | 131962 | 5.092 GBP |
25p ordinary | CFD
| Short | 248793 | 5.09 GBP |
25p ordinary | CFD
| Short | 283447 | 5.22365402 GBP |
25p ordinary | CFD
| Short | 3987 | 5.033499 GBP |
25p ordinary | CFD
| Short | 193588 | 5.0335 GBP |
25p ordinary | CFD
| Short | 12600 | 5.23000 GBP |
25p ordinary | CFD
| Short | 11 | 5.09651 GBP |
25p ordinary | CFD
| Short | 49 | 5.170146 GBP |
25p ordinary | CFD
| Short | 57 | 5.091716 GBP |
25p ordinary | CFD
| Short | 71 | 5.166667 GBP |
25p ordinary | CFD
| Short | 121 | 5.123509 GBP |
25p ordinary | CFD
| Short | 314 | 5.179611 GBP |
25p ordinary | CFD
| Short | 354 | 5.174973 GBP |
25p ordinary | CFD
| Short | 358 | 5.15299 GBP |
25p ordinary | CFD
| Short | 439 | 5.158643 GBP |
25p ordinary | CFD
| Short | 1139 | 5.185023 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 19 April 2018 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.