Last checked at 3 Apr 2018 12:09
Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 29 March for dealings on 28 March has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | HAMMERSON PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | KLEPIERRE S.A. |
(d) Date dealing undertaken: | 28 March 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTU PROPERTIES PLC & KLEPIERRE S.A. |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Purchases | 1,174,603 | 5.4120 GBP | 5.3320 GBP |
25p ordinary | Sales | 2,863,213 | 5.4140 GBP | 5.3320 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD | Reducing a long position | 97 | 5.3485 GBP |
25p ordinary | CFD | Reducing a long position | 97 | 5.3485 GBP |
25p ordinary | CFD | Reducing a long position | 169 | 5.3485 GBP |
25p ordinary | CFD | Reducing a long position | 3 | 5.3485 GBP |
25p ordinary | CFD | Reducing a long position | 86 | 5.3485 GBP |
25p ordinary | CFD | Reducing a long position | 12 | 5.3485 GBP |
25p ordinary | CFD | Reducing a long position | 10 | 5.3485 GBP |
25p ordinary | CFD | Reducing a long position | 3,191 | 5.3512 GBP |
25p ordinary | CFD | Reducing a long position | 5,415 | 5.3513 GBP |
25p ordinary | CFD | Reducing a long position | 2,694 | 5.3513 GBP |
25p ordinary | CFD | Reducing a long position | 334 | 5.3519 GBP |
25p ordinary | CFD | Reducing a short position | 2,000,000 | 5.3520 GBP |
25p ordinary | CFD | Reducing a long position | 397 | 5.3529 GBP |
25p ordinary | CFD | Reducing a long position | 1,189 | 5.3532 GBP |
25p ordinary | CFD | Reducing a short position | 2,900 | 5.3579 GBP |
25p ordinary | CFD | Reducing a long position | 17 | 5.3595 GBP |
25p ordinary | CFD | Reducing a long position | 468 | 5.3625 GBP |
25p ordinary | CFD | Reducing a long position | 243 | 5.3632 GBP |
25p ordinary | CFD | Reducing a long position | 2,984 | 5.3638 GBP |
25p ordinary | CFD | Reducing a long position | 1,493 | 5.3638 GBP |
25p ordinary | CFD | Reducing a long position | 8,149 | 5.3638 GBP |
25p ordinary | CFD | Reducing a short position | 5,115 | 5.3651 GBP |
25p ordinary | CFD | Reducing a short position | 7,523 | 5.3651 GBP |
25p ordinary | CFD | Reducing a long position | 233 | 5.3656 GBP |
25p ordinary | CFD | Reducing a long position | 7,543 | 5.3663 GBP |
25p ordinary | CFD | Increasing a short position | 185,737 | 5.3664 GBP |
25p ordinary | CFD | Increasing a short position | 23,568 | 5.3664 GBP |
25p ordinary | CFD | Increasing a short position | 6,632 | 5.3664 GBP |
25p ordinary | CFD | Reducing a long position | 6,510 | 5.3668 GBP |
25p ordinary | CFD | Reducing a long position | 3,234 | 5.3668 GBP |
25p ordinary | CFD | Reducing a long position | 5,771 | 5.3668 GBP |
25p ordinary | CFD | Reducing a long position | 6,110 | 5.3668 GBP |
25p ordinary | CFD | Reducing a long position | 414 | 5.3679 GBP |
25p ordinary | CFD | Reducing a long position | 468 | 5.3687 GBP |
25p ordinary | CFD | Reducing a long position | 165 | 5.3692 GBP |
25p ordinary | CFD | Reducing a long position | 80 | 5.3728 GBP |
25p ordinary | CFD | Reducing a long position | 80 | 5.3736 GBP |
25p ordinary | CFD | Reducing a long position | 491 | 5.3737 GBP |
25p ordinary | CFD | Reducing a long position | 4,943 | 5.3737 GBP |
25p ordinary | CFD | Reducing a long position | 4,667 | 5.3737 GBP |
25p ordinary | CFD | Reducing a long position | 984 | 5.3738 GBP |
25p ordinary | CFD | Reducing a long position | 405 | 5.3738 GBP |
25p ordinary | CFD | Reducing a long position | 473 | 5.3742 GBP |
25p ordinary | CFD | Reducing a long position | 383 | 5.3744 GBP |
25p ordinary | CFD | Reducing a long position | 410 | 5.3744 GBP |
25p ordinary | CFD | Reducing a long position | 14 | 5.3744 GBP |
25p ordinary | CFD | Reducing a long position | 57 | 5.3744 GBP |
25p ordinary | CFD | Reducing a long position | 52 | 5.3744 GBP |
25p ordinary | CFD | Reducing a long position | 7,048 | 5.3746 GBP |
25p ordinary | CFD | Reducing a long position | 5,656 | 5.3746 GBP |
25p ordinary | CFD | Reducing a long position | 2,817 | 5.3746 GBP |
25p ordinary | CFD | Reducing a long position | 145 | 5.3751 GBP |
25p ordinary | CFD | Reducing a long position | 6,883 | 5.3761 GBP |
25p ordinary | CFD | Reducing a long position | 197 | 5.3775 GBP |
25p ordinary | CFD | Reducing a short position | 612 | 5.3779 GBP |
25p ordinary | CFD | Reducing a short position | 1,316 | 5.3779 GBP |
25p ordinary | CFD | Reducing a short position | 487 | 5.3779 GBP |
25p ordinary | CFD | Increasing a short position | 7,972 | 5.3941 GBP |
25p ordinary | CFD | Reducing a long position | 398 | 5.3991 GBP |
25p ordinary | CFD | Reducing a long position | 418 | 5.3991 GBP |
25p ordinary | CFD | Reducing a long position | 12 | 5.3991 GBP |
25p ordinary | CFD | Reducing a long position | 282 | 5.4031 GBP |
25p ordinary | CFD | Reducing a long position | 74 | 5.4035 GBP |
25p ordinary | CFD | Reducing a long position | 8,364 | 5.4037 GBP |
25p ordinary | CFD | Reducing a long position | 87 | 5.4037 GBP |
25p ordinary | CFD | Reducing a long position | 8,852 | 5.4037 GBP |
25p ordinary | CFD | Reducing a long position | 328 | 5.4037 GBP |
25p ordinary | CFD | Reducing a long position | 636 | 5.4037 GBP |
25p ordinary | CFD | Reducing a long position | 5 | 5.4037 GBP |
25p ordinary | CFD | Reducing a long position | 732 | 5.4044 GBP |
25p ordinary | CFD | Reducing a long position | 55 | 5.4047 GBP |
25p ordinary | CFD | Reducing a long position | 27 | 5.4047 GBP |
25p ordinary | CFD | Reducing a long position | 4 | 5.4050 GBP |
25p ordinary | CFD | Reducing a long position | 744 | 5.4073 GBP |
25p ordinary | CFD | Reducing a long position | 22 | 5.4073 GBP |
25p ordinary | SWAP^ | Reducing a long position | 732,194 | 5.3360 GBP |
^Please note this product is part of a basket of securities for which HAMMERSON PLC is a component
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 03 April 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.