Last checked at 12 Oct 2023 16:10
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Penelope Claire Chapman a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 8,339 ordinary shares of 0.4p each ("Ordinary Shares"). Penelope Claire Chapman then immediately disposed of 3,912 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Penelope Claire Chapman (including her connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| PENELOPE CLAIRE CHAPMAN | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| EXERCISE OF options under THE sustained performance plan II | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Exercise of option over 8,339 ordinary shares at nil cost per ordinary share
| ||||
e)
| Date of the transaction
| 10 OCTOBER 2023 | ||||
f)
| Place of the transaction
| Outside a trading venue | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| PENELOPE CLAIRE CHAPMAN | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| SALE of shares acquired under the sustained performance plan II TO COVER TAX LIABILITIES AND COST OF EXERCISE | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Sale of 3,912 ordinary shares at a price of £7.6380 per ordinary share | ||||
e)
| Date of the transaction
| 10 OCTOBER 2023 | ||||
f)
| Place of the transaction
| LONDON STOCK EXCHANGE (XLON) | ||||
The Company announces that Robert Divall a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 1,437 ordinary shares of 0.4p each ("Ordinary Shares"). Robert Divall then immediately disposed of 675 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Robert Divall (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| ROBERT DIVALL | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| EXERCISE OF options under THE sustained performance plan II | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Exercise of option over 1,437 ordinary shares at nil cost per ordinary share
| ||||
e)
| Date of the transaction
| 10 October 2023 | ||||
f)
| Place of the transaction
| Outside a trading venue | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| ROBERT DIVALL | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| SALE of shares acquired under the sustained performance plan II TO COVER TAX LIABILITIES AND COST OF EXERCISE | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Sale of 675 ordinary shares at a price of £7.6380 per ordinary share | ||||
e)
| Date of the transaction
| 10 October 2023 | ||||
f)
| Place of the transaction
| LONDON STOCK EXCHANGE (XLON) | ||||
The Company announces that Robert Divall a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 8,374 ordinary shares of 0.4p each ("Ordinary Shares"). Robert Divall then immediately disposed of 3,928 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Robert Divall (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| ROBERT DIVALL | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| EXERCISE OF options under THE sustained performance plan II | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Exercise of option over 8,374 ordinary shares at nil cost per ordinary share
| ||||
e)
| Date of the transaction
| 10 October 2023 | ||||
f)
| Place of the transaction
| Outside a trading venue | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| ROBERT DIVALL | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| SALE of shares acquired under the sustained performance plan II TO COVER TAX LIABILITIES AND COST OF EXERCISE | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Sale of 3,928 ordinary shares at a price of £7.6380 per ordinary share
| ||||
e)
| Date of the transaction
| 10 October 2023 | ||||
f)
| Place of the transaction
| LONDON STOCK EXCHANGE (XLON) | ||||
The Company announces that Shawn Gamble a person discharging managerial responsibility in the Company has exercised an option under the Sustained Performance Plan II of 2,274 ordinary shares of 0.4p each ("Ordinary Shares"). Shawn Gamble then immediately disposed of 1,067 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. The exercise and disposal transactions took place on 10 October 2023. Following this transaction, the beneficial holding of Shawn Gamble (including her connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| SHAWN GAMBLE | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| EXERCISE OF options under THE sustained performance plan II | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Exercise of option over 2,274 ordinary shares at nil cost per ordinary share
| ||||
e)
| Date of the transaction
| 10 October 2023 | ||||
f)
| Place of the transaction
| Outside a trading venue | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| SHAWN GAMBLE | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| PDMR
| ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| HARGREAVES LANSDOWN PLC | ||||
b)
| LEI
| 2138008ZCE93ZDSESG90 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
GB00B1VZ0M25
| ||||
b)
| Nature of the transaction
| SALE of shares acquired under the sustained performance plan II TO COVER TAX LIABILITIES AND COST OF EXERCISE | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information - Aggregated volume - Price
|
Sale of 1,067 ordinary shares at a price of £7.6380 per ordinary share
| ||||
e)
| Date of the transaction
| 10 October 2023 | ||||
f)
| Place of the transaction
| LONDON STOCK EXCHANGE (XLON) | ||||
Claire Chapman
Company Secretary
Enquiries:
Danny Cox, Head of Communications:
07989 672 071
James Found, Head of Investor Relations:
07970 066 634
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements