8 Apr 2015 16:24
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity HENDERSON GROUP PLC. |
ABN 67 133 992 766 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Andrew James Formica |
Date of last notice | 1 April 2015 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| Ordinary shares held in a self-invested personal pension (SIPP) - registered holder: Hargreaves Lansdown Pension Trustees Limited CDIs - registered holder HSBC PBCI
|
Date of change | 7 April 2015 |
No. of securities held prior to change | 413,719 ordinary shares in SIPP 6,307,530 CDIs representing ordinary shares |
Class | Ordinary Shares |
Number acquired | 602,000 |
Number disposed | 602,000 |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Shares acquired on vesting of a share plan and at no cost to the Director. Shares disposed on-market at an average price of 287.88 pence per share. |
No. of securities held after change | 413,719 ordinary shares in SIPP 6,307,530 CDIs representing ordinary shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Shares acquired on vesting of 2012 LTIP. Shares disposed on-market to fund UK tax and national insurance costs and for financial planning. |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Henderson Group Long Term Incentive Plan (LTIP) |
Nature of interest
| Nil-cost options capable of vesting after three years subject to performance conditions, including relative TSR, over three calendar years |
Name of registered holder (if issued securities)
| - |
Date of change | 7 April 2015 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| 2012 LTIP: 602,000 nil-cost options capable of vesting in March 2015 2013 LTIP: 1,050,000 nil-cost options capable of vesting in March 2016 2014 LTIP: 790,000 nil-cost options: 526,667 capable of vesting in April 2017 and 263,333 capable of vesting in April 2018 |
Interest acquired | - |
Interest disposed | 2012 LTIP: 602,000 nil-cost options |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | - |
Interest after change | 2013 LTIP: 1,050,000 nil-cost options capable of vesting in March 2016 2014 LTIP: 790,000 nil-cost options: 526,667 capable of vesting in April 2017 and 263,333 capable of vesting in April 2018 |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |