8 Nov 2011 16:56
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Filtronic plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): On Market transfer between indirect and direct funds | ā | ||||
3. Full name of person(s) subject to thenotification obligation: iii | Aviva plc & its subsidiaries | ||||
4. Full name of shareholder(s) Ā (if different from 3.):iv | Ā Registered Holder: Ā BNY (Nominees)Ā Limited 94,719* Ā BNYĀ NorwichĀ UnionĀ NomineesĀ Limited 690,540* Ā Chase (GA Group) Nominees Limited Ā 3,648,511* Ā Chase Nominees Limited 310,032* Ā Vidacos Nominees Limited 70,948* Ā *denotes direct interest Ā Vidacos Nominees Limited 1,296,950 Ā | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 07 November 2011 | ||||
6. Date on which issuer notified: | 08 November 2011 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% to 4% Change at Direct Interest Level | ||||
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8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
Ordinary SharesGB0003362992 | 6,111,700 Direct = 4,842,467 Indirect = 1,269,233 | 6,111,700 Direct = 4,842,467 Indirect = 1,269,233 | 6,111,700 | 4,814,750 | 1,296,950 | 4.98% | 1.34% | ||||
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B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||
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Ā C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to Ā | % of voting rights xix, xx Ā | |
Ā Ā | Nominal | Delta | ||||
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Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
6,111,700 | 6.32% |
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Ā Aviva Investors Global Services Limited: Ā·; Aviva plc (Parent Company) Ā·; Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) Ā·; Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) Ā·; Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) Ā Ā Ā | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | See Section 4 | |
11. Number of voting rights proxy holder will cease to hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
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13. Additional information: | Figures are based on a total number of voting rights of 96,589,243 as per the Company's Total Voting Rights Announcement of 11 October 2011. | |
14. Contact name: | Neil Whittaker, Aviva plc | |
15. Contact telephone number: | 01603 684420 | |
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