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Form 8.5 (EPT/RI)

16 Dec 2011 12:02

RNS Number : 1543U
Bank of America Merrill Lynch
16 December 2011
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Investec PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Investec PLC and Investec Ltd

(d)

Date dealing undertaken:

15/12/2011

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB00B17BBQ50

Purchase

134,449

3.384 GBP

3.28 GBP

Common - ISIN GB00B17BBQ50

Sale

369,396

3.382 GBP

3.3 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB00B17BBQ50

Swaps

Short

2,000

3.382 GBP

Common - ISIN GB00B17BBQ50

Swaps

Short

3,774

3.353 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

3,774

3.369 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

1,768

3.31 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

5,468

3.306 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

13,646

3.326 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

21,472

3.326 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

1,737

3.295 GBP

Common - ISIN GB00B17BBQ50

Swaps

Short

3,110

3.354 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

248,345

3.321 GBP

Common - ISIN GB00B17BBQ50

Swaps

Short

1,126

3.373 GBP

Common - ISIN GB00B17BBQ50

Swaps

Short

10,000

3.373 GBP

Common - ISIN GB00B17BBQ50

Swaps

Short

10,000

3.373 GBP

Common - ISIN GB00B17BBQ50

Swaps

Short

10,000

3.373 GBP

Common - ISIN GB00B17BBQ50

Swaps

Short

8,874

3.373 GBP

Common - ISIN GB00B17BBQ50

Swaps

Long

15,000

3.367 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

16/12/2011

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Evolution Group PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Investec PLC and Investec Ltd

(d)

Date dealing undertaken:

15/12/2011

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0030221864

Purchase

48,970

0.763 GBP

0.758 GBP

Common - ISIN GB0030221864

Sale

104,789

0.775 GBP

0.763 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0030221864

Swaps

Long

6,176

0.768 GBP

Common - ISIN GB0030221864

Swaps

Long

7,940

0.768 GBP

Common - ISIN GB0030221864

Swaps

Long

34,865

0.768 GBP

Common - ISIN GB0030221864

Swaps

Short

6,176

0.759 GBP

Common - ISIN GB0030221864

Swaps

Short

26,581

0.759 GBP

Common - ISIN GB0030221864

Swaps

Long

571

0.766 GBP

Common - ISIN GB0030221864

Swaps

Short

571

0.761 GBP

Common - ISIN GB0030221864

Swaps

Short

7,022

0.761 GBP

Common - ISIN GB0030221864

Swaps

Long

4,648

0.766 GBP

Common - ISIN GB0030221864

Swaps

Long

16,129

0.766 GBP

Common - ISIN GB0030221864

Swaps

Long

18,220

0.767 GBP

Common - ISIN GB0030221864

Swaps

Long

13,816

0.767 GBP

Common - ISIN GB0030221864

Swaps

Short

2,739

0.763 GBP

Common - ISIN GB0030221864

Swaps

Short

5,881

0.763 GBP

Common - ISIN GB0030221864

Swaps

Long

2,334

0.77 GBP

Common - ISIN GB0030221864

Swaps

Long

90

0.762 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

16/12/2011

Contact name:

Balenkosi Dungeni

Telephone number:

0207 996 1639

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Investec Ltd

(c)

Name of the party to the offer with which exempt principal trader is connected:

Investec PLC and Investec Ltd

(d)

Date dealing undertaken:

15/12/2011

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN ZAE000081949

Purchase

4,103

44.71 ZAR

44.71 ZAR

Common - ISIN ZAE000081949

Sale

4,103

44.71 ZAR

44.71 ZAR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

16/12/2011

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERFQLFFFLFEFBV
Date   Source Headline
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29th Nov 20112:42 pmRNSForm 8.3 - Evolution Group PLC
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29th Nov 201110:01 amBUSForm 8.3 - Evolution Group Plc
28th Nov 20113:40 pmRNSHolding(s) in Company
28th Nov 20113:19 pmRNSForm 8.3 - Evolution Group PLC
28th Nov 20113:00 pmRNSForm 8.3 - EVOLUTION GROUP PLC
28th Nov 20112:11 pmRNSForm 8.3 - Evolution Group Plc
28th Nov 20112:10 pmBUSForm 8.3 - Evolution Group Plc
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28th Nov 201111:05 amRNSForm 8.5 (EPT/RI) - Evolution Group Plc
28th Nov 201111:00 amRNSForm 8.3 - Evolution Group Plc
25th Nov 20113:00 pmRNSForm 8.3 - EVOLUTION GROUP PLC
25th Nov 20112:58 pmRNSForm 8.3 - Evolution Group PLC
25th Nov 20112:29 pmBUSForm 8.3 - Evolution Group PLC
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25th Nov 201111:48 amRNSForm 8.5 (EPT/RI)
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24th Nov 201111:09 amRNSForm 8.5 (EPT/RI)
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23rd Nov 20114:06 pmRNSHolding(s) in Company
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23rd Nov 20112:15 pmRNSForm 8.3 - Evolution Group PLC
23rd Nov 201112:46 pmBUSForm 8.3 -EVOLUTION GROUP PLC

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