Last checked at 15 Nov 2018 15:30
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Man Group plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Sumitomo Mitsui Trust Holdings, Inc | |||||
City and country of registered office (if applicable) | Tokyo, Japan | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | Sumitomo Mitsui Trust Bank (U.S.A.) Limited | |||||
City and country of registered office (if applicable) | New Jersey, U.S.A | |||||
5. Date on which the threshold was crossed or reachedvi: | 12 November 2018 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 14 November 2018 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 2.997% | Not applicable | 2.997% | 1,573,509,371 | ||
Position of previous notification (if applicable) | 3.02% | Not applicable | 3.02% | |||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
Ordinary Shares 3 3/7 US cents (GB00B83VD954) | 47,157,737 | 2.997% | |||||||
SUBTOTAL 8. A | 47,157,737 | 2.997% | |||||||
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
Not applicable | |||||||||
SUBTOTAL 8. B 1 | |||||||||
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expirationdatex | Exercise/Conversion Period xi | Physical or cash settlementxii | Number of voting rights | % of voting rights | ||||
Not applicable | |||||||||
SUBTOTAL 8.B.2 | |||||||||
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X | |||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Sumitomo Mitsui Trust Holdings, Inc | Not applicable | Not applicable | Not applicable | |
Sumitomo Mitsui Trust Bank, Limited | 2.997% | Not applicable | 2.997% | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | Not applicable | |||
The number and % of voting rights held | Not applicable | |||
The date until which the voting rights will be held | Not applicable | |||
11. Additional informationxvi | ||||
Not applicable | ||||
Place of completion | London |
Date of completion | 14 November 2018 |