23 Dec 2011 12:19
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii Electra Private Equity plc 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): Change in Delta adjusted voting rights caused this X notification
3. Full name of person(s) subject to the Prudential plc group of companies notification obligation:iii
4. Full name of shareholder(s) See attached schedule (if different from 3.):iv 5. Date of the transaction and date on 21 December 2011 which the threshold is crossed or reached: v 6. Date on which issuer notified: 23 December 2011 7. Threshold(s) that is/are crossed or See item 13 reached: vi, vii 8. Notified details: A: Voting rights attached to shares viii, ix Class/type of Situation previous Resulting situation after the triggering shares to the triggering transaction transaction if possible Number Number Number Number of voting % of voting rightsusing of of of shares rights x the ISIN CODE Shares Voting Rights Direct Direct xi Indirect Direct Indirect xii Ordinary Shares 2,544,720 2,544,720 2,544,720 2,542,895 1,825 7.19% 0.01% GB0003085445 B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date xiii Conversion Period xiv rights that may be rights acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting rights % of voting financial price date xvii Conversion instrument refers to rights xix, xx instrument period xviii 5% Convertible 509,342 Nominal DeltaBond N/A N/A N/A GB00B5B0NW64 1.44% Total (A+B+C) Number of voting rights Percentage of voting rights 3,054,062 8.64%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Prudential plc (parent Company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc) Proxy Voting: 10. Name of the proxy holder: N/A 11. Number of voting rights proxy holder will cease to hold: N/A 12. Date on which proxy holder will cease to hold voting rights: N/A 13. Additional information: As per DTR 5.1.2 the non-exempt holdings for Prudential plc have moved from 7% to 8% triggering this notification. 14. Contact name: Eleanor Cranmer Frostrow Capital LLP 15. Contact telephone number: 020 3008 4613 Notifiable Position Report for ELECTRA PRIVATE EQUITY PLC as at 21 December 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holding Voting % Holder Rights Voting Rights Prudential plc 3,054,062 8.64 Total Notifiable Interest ORD GBP0.25 0308544 2,544,720 2,544,720 7.20 Holding Type : PRUCLT HSBC GIS NOM(UK) Direct PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC 34,385 34,385 STATE STREET NOMS LTD A/C GMB7 STATE STREET 3,088 3,088 NOMS LTD A/C GMIF 9,264 9,264 Sub Total : 2,542,895 2,542,895 Holding Type : PRUDENTIAL HOLBORN Indirect PENSIONS LD 1,825 1,825 Sub Total : 1,825 1,825 5% SUB CNV 29/12/ B5B0NW6 10,494,000 509,342 1.44 17 GBP1000 Holding Type : PRUCLT HSBC GIS NOM(UK) Direct PAC AC 10,494,000 509,342 Sub Total : 10,494,000 509,342 M&G Group Limited 3,052,237 8.63 ORD GBP0.25 0308544 2,542,895 2,542,895 7.19 PRUCLT HSBC GIS NOM(UK) PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC 34,385 34,385 STATE STREET NOMS LTD A/C GMB7 STATE STREET 3,088 3,088 NOMS LTD A/C GMIF 9,264 9,264 5% SUB CNV 29/12/ B5B0NW6 10,494,000 509,342 1.44 17 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC 10,494,000 509,342 M&G Investment 3,042,973 8.61 Management Limited ORD GBP0.25 0308544 2,533,631 2,533,631 7.16 PRUCLT HSBC GIS NOM(UK) PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC 34,385 34,385 STATE STREET NOMS LTD A/C GMB7 3,088 3,088 5% SUB CNV 29/12/ B5B0NW6 10,494,000 509,342 1.44 17 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC 10,494,000 509,342 M&G Limited 3,052,237 8.63 ORD GBP0.25 0308544 2,542,895 2,542,895 7.19 PRUCLT HSBC GIS NOM(UK) PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC 34,385 34,385 STATE STREET NOMS LTD A/C GMB7 STATE STREET 3,088 3,088 NOMS LTD A/C GMIF 9,264 9,264 5% SUB CNV 29/12/ B5B0NW6 10,494,000 509,342 1.44 17 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC 10,494,000 509,342 The Prudential 3,039,885 8.60 Assurance Company Limited ORD GBP0.25 0308544 2,530,543 2,530,543 7.16 PRUCLT HSBC GIS NOM(UK) PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC 34,385 34,385 5% SUB CNV 29/12/ B5B0NW6 10,494,000 509,342 1.44 17 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC 10,494,000 509,342
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