14 Nov 2016 13:13
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | EGDON RESOURCES PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | ü | ||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: | HARGREAVE HALE LIMITED | ||||
4. Full name of shareholder(s) (if different from 3.): | DISCRETIONARY CLIENTS | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 11 NOVEMBER 2016 | ||||
6. Date on which issuer notified: | 14 NOVEMBER 2016 | ||||
7. Threshold(s) that is/are crossed orreached: | 11% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||
Direct | Indirect | Direct | Indirect | Direct | Indirect | |||||||||||
GB00B28YML29 | 26,341,385 | 26,341,385 | 26,341,385 | 26,341,385 | 10.8069% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
26,341,385 | 10.8069% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
18,827,791 of these shares are held for unit trusts operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the portfolio of investments on a discretionary basis. The remaining balance is held on behalf of other discretionary clients. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | The change in the percentage of shares held is due entirely to shares issued by Egdon Resources Plc in respect of a subscription and exercise of options, which were admitted to AIM on 11/11/2016. | |
14. Contact name: | David Clueit Hargreave Hale Ltd | |
15. Contact telephone number: | 01253 754739 | |