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13 Aug 2009 07:00
Appendix 3
Disclosure Forms
Form 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007, (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
Goldman Sachs & Company (Dealer); The Betsy & Jesse Fink Foundation (Owner) |
|
Company dealt in |
EcoSecurities Group |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
Ordinary |
|
Date of dealing |
12 August 2009 |
2. INTEREST AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
2,235,000 1.89% |
|
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) |
|
Sale |
25,600 |
0.909 GBP |
|
Sale |
75,000 |
0.890 GBP |
|
Sale |
1,000,000 |
0.8825 GBP |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Number of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying, etc. |
Number of securities to which the option relates (Note 7) |
Exercise Price |
Type, e.g. American European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
12 August 2009 |
|
Contact name |
Robert Kaufold |
|
Telephone number |
001 (1) 203 604 1944 |
|
Name of offeree/offeror with which associated |
NA |
|
Specify category and nature of associate status (Note 10) |
NA |
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