6 Aug 2014 11:08
This announcement replaces the previous RNS announcement 2890O
released at 11:35am on the 5th August 2014. Amendments made to total GBP Sells in 2(a) and 1 CFD addition in 2(b). All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Dixons Retail Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Carphone Warehouse Grp Plc |
(d) Date dealing undertaken: | 04 August 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES Carphone Warehouse Grp Plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2.5p ordinary | Buy
| 554 | 0.74697 EUR | 0.67488 EUR |
2.5p ordinary | Buy
| 1969282 | 0.525512 GBP | 0.51834 GBP |
2.5p ordinary | Sell
| 554 | 0.74697 EUR | 0.67488 EUR |
2.5p ordinary | Sell
| 5944035 | 0.526536 GBP | 0.51834 GBP |
2.5p ordinary | Sell
| 8938 | 0.880407 USD | 0.880407 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2.5p ordinary | CFD
| Long | 8938 | 0.88040673 USD |
2.5p ordinary | CFD
| Long | 195995 | 0.522887 GBP |
2.5p ordinary | CFD
| Long | 607105 | 0.52653594 GBP |
2.5p ordinary | CFD
| Long | 2254600 | 0.5265 GBP |
2.5p ordinary | CFD
| Long | 18378 | 0.523043 GBP |
2.5p ordinary | CFD
| Long | 1979520 | 0.52524 GBP |
2.5p ordinary | CFD
| Short | 549994 | 0.523318 GBP |
2.5p ordinary | CFD
| Short | 530851 | 0.52346 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 05 August 2014 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.