Sign In
19 May 2014 11:42
ο»Ώ
FORM 8.5 (EPT/RI)
Β
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
Β
1. KEY INFORMATION
Β
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Dixons Retail Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Carphone Warehouse Grp Plc |
(d) Date dealing undertaken: | 16 May 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES Carphone Warehouse Grp Plc |
Β
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Β
(a) Purchases and sales
Β
Class of relevant security | Purchases/ sales Β | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
2.5p ordinary | Buy Β | 6811903 | 0.4650 GBP | 0.43905 GBP |
2.5p ordinary | Buy Β | 34951 | 0.7700 EUR | 0.5427972 EUR |
2.5p ordinary | Sell Β | 7544649 | 0.46340 GBP | 0.43905 GBP |
2.5p ordinary | Sell Β | 34951 | 0.7700 EUR | 0.5427972 EUR |
Β
(b) Derivatives transactions (other than options)
Β
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
2.5p ordinary | CFD Β | Long | 35424 | 0.446723 GBP |
2.5p ordinary | CFD Β | Long | 84501 | 0.440368 GBP |
2.5p ordinary | CFD Β | Long | 15282 | 0.441867 GBP |
2.5p ordinary | CFD Β | Long | 270510 | 0.443871 GBP |
2.5p ordinary | CFD Β | Long | 86900 | 0.447438 GBP |
2.5p ordinary | CFD Β | Long | 705133 | 0.44314704 GBP |
2.5p ordinary | CFD Β | Long | 194000 | 0.4605 GBP |
2.5p ordinary | CFD Β | Long | 5600 | 0.4433 GBP |
2.5p ordinary | CFD Β | Long | 2249559 | 0.44387795 GBP |
2.5p ordinary | CFD Β | Long | 533488 | 0.457255 GBP |
2.5p ordinary | CFD Β | Long | 189101 | 0.444787 GBP |
2.5p ordinary | CFD Β | Long | 15759 | 0.441868 GBP |
2.5p ordinary | CFD Β | Long | 35782 | 0.442667 GBP |
2.5p ordinary | CFD Β | Short | 1836240 | 0.441573 GBP |
2.5p ordinary | CFD Β | Short | 626200 | 0.4459 GBP |
2.5p ordinary | CFD Β | Short | 52532 | 0.448 GBP |
2.5p ordinary | CFD Β | Short | 270510 | 0.4398 GBP |
2.5p ordinary | CFD Β | Short | 431505 | 0.440523 GBP |
2.5p ordinary | CFD Β | Short | 135795 | 0.443483 GBP |
2.5p ordinary | CFD Β | Short | 38957 | 0.443897 GBP |
2.5p ordinary | CFD Β | Short | 86226 | 0.44336 GBP |
2.5p ordinary | CFD Β | Short | 62270 | 0.442862 GBP |
Β
(c) Options transactions in respect of existing securities
Β
(i) Writing, selling, purchasing or varying
Β
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Β
(ii) Exercising
Β
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
Β Β |
Β
(d) Other dealings (including subscribing for new securities)
Β
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
Β Β |
Β
The currency of all prices and other monetary amounts should be stated.
Β
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
Β
3. OTHER INFORMATION
Β
(a) Indemnity and other dealing arrangements
Β
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none " |
Β None Β |
Β
(b) Agreements, arrangements or understandings relating to options or derivatives
Β
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
Β None |
Β
Β
| Date of disclosure: | 19 May 2014 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Β
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
Β
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Follow the stocks
