30 Mar 2015 11:44
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the | €0.10 ordinary shares | ||||||||||||||
| dealings being disclosed relate | |||||||||||||||
| Date of dealing | 27 March 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing) in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 575,223 | 0.12% | 436,827 | 0.09% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 427,460 | 0.09% | 565,856 | 0.12% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,002,683 | 0.20% | 1,002,683 | 0.20% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 12 | 5.7554 GBP | |||||||||||||
| Purchase | 15 | 5.7640 GBP | |||||||||||||
| Purchase | 37 | 5.6650 GBP | |||||||||||||
| Purchase | 261 | 5.8350 GBP | |||||||||||||
| Purchase | 537 | 5.6700 GBP | |||||||||||||
| Purchase | 565 | 5.8397 GBP | |||||||||||||
| Purchase | 607 | 5.7050 GBP | |||||||||||||
| Purchase | 728 | 5.7850 GBP | |||||||||||||
| Purchase | 783 | 5.7200 GBP | |||||||||||||
| Purchase | 1,130 | 5.7874 GBP | |||||||||||||
| Purchase | 1,499 | 5.7529 GBP | |||||||||||||
| Purchase | 4,828 | 7.9357 EUR | |||||||||||||
| Purchase | 11,031 | 5.7517 GBP | |||||||||||||
| Purchase | 34,168 | 5.7108 GBP | |||||||||||||
| Sale | 37 | 5.6650 GBP | |||||||||||||
| Sale | 261 | 5.8350 GBP | |||||||||||||
| Sale | 375 | 5.7066 GBP | |||||||||||||
| Sale | 537 | 5.6700 GBP | |||||||||||||
| Sale | 607 | 5.7050 GBP | |||||||||||||
| Sale | 628 | 5.7200 GBP | |||||||||||||
| Sale | 728 | 5.7850 GBP | |||||||||||||
| Sale | 5,715 | 5.7057 GBP | |||||||||||||
| Sale | 6,000 | 5.7228 GBP | |||||||||||||
| Sale | 6,607 | 7.8876 EUR | |||||||||||||
| Sale | 14,803 | 5.7438 GBP | |||||||||||||
| Sale | 29,558 | 5.7086 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| CFD | Long | 19 | 5.8094 GBP | ||||||||||||
| SWAP | Long | 200 | 5.7299 GBP | ||||||||||||
| CFD | Long | 797 | 7.8566 EUR | ||||||||||||
| CFD | Long | 851 | 5.8244 GBP | ||||||||||||
| CFD | Long | 1,087 | 7.8462 EUR | ||||||||||||
| CFD | Long | 4,723 | 7.8998 EUR | ||||||||||||
| SWAP | Long | 5,130 | 5.7235 GBP | ||||||||||||
| CFD | Long | 6,987 | 5.7063 GBP | ||||||||||||
| SWAP | Long | 8,978 | 5.7463 GBP | ||||||||||||
| CFD | Short | 62 | 5.7358 GBP | ||||||||||||
| SWAP | Short | 235 | 5.6700 GBP | ||||||||||||
| CFD | Short | 851 | 7.9819 EUR | ||||||||||||
| CFD | Short | 1,466 | 7.8571 EUR | ||||||||||||
| CFD | Short | 2,511 | 7.9693 EUR | ||||||||||||
| SWAP | Short | 3,183 | 5.7582 GBP | ||||||||||||
| CFD | Short | 4,723 | 5.7706 GBP | ||||||||||||
| CFD | Short | 6,086 | 5.7524 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 30 Mar 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||||||||||||||
| Nature of connection | Financial Adviser | ||||||||||||||
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