Last checked at 12 Sep 2016 17:39
CRYSTAL AMBER FUND LIMITED - Holding(s) in CompanyCRYSTAL AMBER FUND LIMITED - Holding(s) in Company
PR Newswire
London, September 12
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Crystal Amber Fund Limited | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | Notification due to Babson Capital Management (BCM) name change to Barings LLC | X | ||
| 3. Full name of person(s) subject to the notification obligation: iii | Barings LLC Baring Asset Management Limited (“BAM”) Baring Fund Managers Limited (“BFM”) | |||
| 4. Full name of shareholder(s) (if different from 3.):iv | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 12th September 2016 | |||
| 6. Date on which issuer notified: | 12th September 2016 | |||
| 7. Threshold(s) that is/are crossed or reached: vi, vii | N/A | |||
| 8. Notified details: | |||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
| GG00B1Z2SL48 | 10,255,192 (BAM) | 10,255,192 (BAM) | N/A | N/A | 10,255,192 (BAM) | N/A | 10.42% | ||||||||||
| 935,489 (BFM) | 935,489 (BFM) | N/A | N/A | 935,489 (BFM) | N/A | 0.95% | |||||||||||
| 11,190,681 (Total) | 11,190,681 (Total) | N/A | N/A | 11,190,681 (Total) | N/A | 11.37% | |||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||
| Nominal | Delta | ||||||||||||||||
| Total (A+B+C) | |||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||
| 10,255,192 (BAM) 935,489 (BFM) 11,190,681 (Total) | 10.42% 0.95% 11.37% | ||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
| Barings LLC, Baring Asset Management Limited (“BAM”) and Baring Fund Managers Limited (“BFM”) – 11,190,681 (11.37%) The percentage of holdings noted above is based on total voting rights of 98,414,762. Baring Fund Managers Limited is wholly owned by Baring Asset Management Limited, which is wholly owned by MassMutual Holdings (Bermuda) Limited, which is wholly owned by MassMutual Baring Holding LLC, which is wholly owned by Barings LLC. | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: | ||
| 12. Date on which proxy holder will cease to hold voting rights: | ||
| 13. Additional information: | ||
| 14. Contact name: | Alicia Mellon Baring Asset Management Limited | |
| 15. Contact telephone number: | +44 2072141761 | |