1 Feb 2017 07:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
Ā | Ā | |||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | CAP-XX LTD | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ü | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Ā | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Ā | |||
An event changing the breakdown of voting rights | ü | |||
Other (please specify): | Ā | Ā | ||
3. Full name of person(s) subject to thenotification obligation: iii | HARGREAVE HALE LIMITED | |||
4. Full name of shareholder(s)Ā (if different from 3.):iv | DISCRETIONARY CLIENTS | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 30 JANUARY 2017 | |||
6. Date on which issuer notified: | 31 JANUARY 2017 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% | |||
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8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||
AU0000XINAS1 | 8,765,000 | 8,765,000 | Ā | 28,765,000 | Ā | 28,765,000 | Ā | 9.6623% | |||||||
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B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
Ā | Ā | Ā | Ā | Ā | |||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to Ā | % of voting rights xix, xx Ā | ||||||||||
Ā | Ā | Ā | Ā | Ā Ā | Nominal | Delta | |||||||||
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Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
28,765,000 | 9.6623% | ||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
28,750,000 of these shares are held for unit trusts operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the investments on a discretionary basis. The remaining balance is held on behalf of other discretionary clients. | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | Ā | |
11. Number of voting rights proxy holder will ceaseĀ to hold: | Ā | |
12. Date on which proxy holder will cease to holdvoting rights: | Ā | |
Ā | ||
13. Additional information: | The change in the percentage of shares held is due entirely to participation in the placing by CAP-XX Ltd, the shares from which were admitted to AIM on 30/01/2017. | |
14. Contact name: | David Clueit Hargreave Hale Limited | |
15. Contact telephone number: | 01253 754739 | |
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