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Last checked at 
28 Jul 2014 15:52
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| 1. | KEY INFORMATION | ||||
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CARILLION PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 25 July 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | BALFOUR BEATTY PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 532,568 | 0.12% | 4,583,870 | 1.07% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 4,314,847 | 1.00% | 320,045 | 0.07% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 4,847,415 | 1.13% | 4,903,915 | 1.14% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 51 | 3.6880 GBP | ||||
| ORD | Purchase | 131 | 3.7300 GBP | ||||
| ORD | Purchase | 352 | 3.6370 GBP | ||||
| ORD | Purchase | 1,173 | 3.6490 GBP | ||||
| ORD | Purchase | 1,260 | 3.6340 GBP | ||||
| ORD | Purchase | 1,316 | 3.7050 GBP | ||||
| ORD | Purchase | 1,556 | 3.8193 GBP | ||||
| ORD | Purchase | 1,799 | 3.6040 GBP | ||||
| ORD | Purchase | 1,900 | 3.7340 GBP | ||||
| ORD | Purchase | 3,518 | 3.7270 GBP | ||||
| ORD | Purchase | 4,965 | 3.7212 GBP | ||||
| ORD | Purchase | 5,125 | 3.6500 GBP | ||||
| ORD | Purchase | 9,300 | 3.6330 GBP | ||||
| ORD | Purchase | 22,318 | 3.6778 GBP | ||||
| ORD | Purchase | 24,658 | 3.6511 GBP | ||||
| ORD | Purchase | 31,424 | 3.6619 GBP | ||||
| ORD | Purchase | 52,993 | 3.6718 GBP | ||||
| ORD | Purchase | 55,337 | 3.6615 GBP | ||||
| ORD | Purchase | 65,807 | 3.6452 GBP | ||||
| ORD | Purchase | 74,957 | 3.6673 GBP | ||||
| ORD | Purchase | 218,533 | 3.7048 GBP | ||||
| ORD | Sale | 131 | 3.7300 GBP | ||||
| ORD | Sale | 162 | 3.6114 GBP | ||||
| ORD | Sale | 352 | 3.6370 GBP | ||||
| ORD | Sale | 1,173 | 3.6490 GBP | ||||
| ORD | Sale | 1,260 | 3.6340 GBP | ||||
| ORD | Sale | 1,316 | 3.7050 GBP | ||||
| ORD | Sale | 1,799 | 3.6040 GBP | ||||
| ORD | Sale | 3,346 | 3.6185 GBP | ||||
| ORD | Sale | 3,518 | 3.7270 GBP | ||||
| ORD | Sale | 4,222 | 3.6282 GBP | ||||
| ORD | Sale | 4,578 | 3.6300 GBP | ||||
| ORD | Sale | 6,368 | 3.6602 GBP | ||||
| ORD | Sale | 8,978 | 3.7544 GBP | ||||
| ORD | Sale | 10,756 | 3.6524 GBP | ||||
| ORD | Sale | 15,057 | 3.6122 GBP | ||||
| ORD | Sale | 23,103 | 3.6779 GBP | ||||
| ORD | Sale | 29,416 | 3.7213 GBP | ||||
| ORD | Sale | 38,616 | 3.6715 GBP | ||||
| ORD | Sale | 59,342 | 3.6862 GBP | ||||
| ORD | Sale | 64,141 | 3.6482 GBP | ||||
| ORD | Sale | 139,877 | 3.6971 GBP | ||||
| ORD | Sale | 175,337 | 3.6860 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 426 | 3.7887 GBP | |||||
| ORD | CFD | Long | 718 | 3.8016 GBP | |||||
| ORD | SWAP | Long | 942 | 3.6983 GBP | |||||
| ORD | CFD | Long | 1,674 | 3.8197 GBP | |||||
| ORD | CFD | Long | 1,674 | 3.8229 GBP | |||||
| ORD | CFD | Long | 2,392 | 3.7506 GBP | |||||
| ORD | CFD | Long | 2,687 | 3.7277 GBP | |||||
| ORD | SWAP | Long | 3,311 | 3.7442 GBP | |||||
| ORD | CFD | Long | 5,000 | 3.7347 GBP | |||||
| ORD | SWAP | Long | 8,978 | 3.7543 GBP | |||||
| ORD | CFD | Long | 19,694 | 3.6513 GBP | |||||
| ORD | SWAP | Long | 23,143 | 3.6162 GBP | |||||
| ORD | CFD | Long | 25,581 | 3.6396 GBP | |||||
| ORD | CFD | Long | 28,602 | 3.6909 GBP | |||||
| ORD | SWAP | Long | 28,990 | 3.7498 GBP | |||||
| ORD | SWAP | Long | 32,120 | 3.7159 GBP | |||||
| ORD | CFD | Long | 38,560 | 3.6539 GBP | |||||
| ORD | SWAP | Long | 52,852 | 3.7444 GBP | |||||
| ORD | SWAP | Long | 101,854 | 3.6489 GBP | |||||
| ORD | SWAP | Long | 135,607 | 3.6919 GBP | |||||
| ORD | CFD | Short | 1,391 | 3.6619 GBP | |||||
| ORD | SWAP | Short | 1,413 | 3.6834 GBP | |||||
| ORD | CFD | Short | 1,578 | 3.6843 GBP | |||||
| ORD | CFD | Short | 1,556 | 3.8193 GBP | |||||
| ORD | CFD | Short | 3,518 | 3.7272 GBP | |||||
| ORD | CFD | Short | 4,025 | 3.6604 GBP | |||||
| ORD | SWAP | Short | 9,654 | 3.6371 GBP | |||||
| ORD | CFD | Short | 12,969 | 3.6475 GBP | |||||
| ORD | CFD | Short | 15,245 | 3.6216 GBP | |||||
| ORD | CFD | Short | 16,179 | 3.7000 GBP | |||||
| ORD | CFD | Short | 23,600 | 3.7423 GBP | |||||
| ORD | CFD | Short | 30,353 | 3.6498 GBP | |||||
| ORD | SWAP | Short | 33,815 | 3.6408 GBP | |||||
| ORD | SWAP | Short | 38,704 | 3.7701 GBP | |||||
| ORD | SWAP | Short | 56,607 | 3.6399 GBP | |||||
| ORD | SWAP | Short | 119,551 | 3.6946 GBP | |||||
| ORD | CFD | Short | 59,788 | 3.6970 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 28 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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