Last checked at 17 Jun 2014 10:03
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
CLS Holdings plc |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): | ||
3. Full name of person(s) subject to the notification obligation:
| Bank of Montreal |
4. Full name of shareholder(s) (if different from 3.):
| See Box 9 below |
5. Date of the transaction and date on which the threshold is crossed or reached:
|
13/06/2014 |
6. Date on which issuer notified:
|
16/06/2014 |
7. Threshold(s) that is/are crossed or reached:
|
5% |
8. Notified details: | |||||||
A: Voting rights attached to shares
| |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
GB0001592475 GBP 0.25
| 2,167,248 | 2,167,248 | 2,124,509 | - | 2,124,509 | - | 4.91% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction
| ||||
Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument isexercised/ converted.
| % of votingrights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction
| ||||||
Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights
| |
Nominal | Delta
| |||||
Total (A+B+C)
| |
Number of voting rights | Percentage of voting rights |
2,124,509
| 4.91%
|
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: | ||||||||||||
|
Proxy Voting:
| |
10. Name of proxy holder:
| F&C Management Limited, Part of BMO Financial Group |
11. Number of voting rights proxy holder will cease to hold:
| |
12. Date on which proxy holder will cease to hold voting rights:
| |
13. Additional information:
| Based on Total Voting Rights 43,287,824 |
14 Contact name:
| Vik Sharma, F&C Management Limited Part of BMO Financial Group |
15. Contact telephone name:
| 0131 718 1094 |
For notes on how to complete form TR-1 please see the FCA website.
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| CLS Holdings plc |
Contact address (registered office for legal entities)
| 86 BondwayLondonSW8 1SF |
Phone number & email
| Tel: +44 (0)20 7582 7766Fax: +44 (0)20 7820 7728Email: enquiries@clsholdings.com |
Other useful information (at least legal representative for legal persons)
| |
B: Identity of the notifier, if applicable | |
Full name
| Vik Sharma F&C Management Limited part of BMO Financial Group |
Contact address
| 80 George Street, Edinburgh EH2 3BU |
Phone number & email
| 0131 718 1094 Vikas.Sharma@fandc.com |
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information |