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3 Feb 2009 11:13
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FORMĀ 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEYĀ INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Cape plc
Class of relevant security to which theĀ Common
dealings being disclosed relate
Date of dealing 02/02/2009
2. DEALINGS
(a) Purchases and sales
Total number of securitiesĀ Highest price paid Lowest price paid
purchased
1,100 GBPĀ 0.34 GBPĀ 0.34
(b) Derivatives transactions (other than options)
Ā Product name,Ā Ā Short/Long Ā Number of securities Ā Price per unitĀ
eg. CFD
Ā Ā Ā Ā
(c) Options transactions in respect of existing securities
Product name Writing,Ā Number ofĀ ExerciseĀ Type, e.g.Ā ExpiryĀ Option money
selling, securities under priceĀ American,Ā date
eg call option purchasing,Ā Ā option European etcĀ paid/receivedĀ
varying etc. per unitĀ
Ā Ā Ā Ā Ā Ā Ā
(ii) Exercising
Product name Ā Number of securities underĀ Exercise priceĀ
eg call option option
Ā Ā Ā
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ
any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 03/02/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Cape plc
Nature of connection # Advisor
FORMĀ 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEYĀ INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in OJSC Polyus Gold (OR) ADR.
Class of relevant security to which theĀ ADR
dealings being disclosed relate
Date of dealing 02/02/2009
2. DEALINGS
(a) Purchases and sales
Total number of securitiesĀ Highest price paid Lowest price paid
purchased
19,915 USD 15.68 USD 15.60
Total number of securities sold Highest price received Lowest price received
8,201 USD 15.40 USD 15.36
(b) Derivatives transactions (other than options)
Ā Product name,Ā Ā Short/Long Ā Number of securities Ā Price per unitĀ
eg. CFD
Ā Ā Ā Ā
(c) Options transactions in respect of existing securities
Product name Writing,Ā Number ofĀ ExerciseĀ Type, e.g.Ā ExpiryĀ Option money
selling, securities under priceĀ American,Ā date
eg call option purchasing,Ā Ā option European etcĀ paid/receivedĀ
varying etc. per unitĀ
Ā Ā Ā Ā Ā Ā Ā
(ii) Exercising
Product name Ā Number of securities underĀ Exercise priceĀ
eg call option option
Ā Ā Ā
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ
any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Date of disclosure 03/02/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected KazakhGold Group Limited
Nature of connection # Advisor
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