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28 Jan 2009 10:14
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FORMΒ 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code) |
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1.Β KEYΒ INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Cape plc |
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Class of relevant security to which theΒ |
Common |
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dealings being disclosed relate |
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Date of dealing |
27/01/2009 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities sold |
Highest price received |
Lowest price received |
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1,100 |
GBPΒ 0.35 |
GBPΒ 0.35 |
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(b) Derivatives transactions (other than options) |
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Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
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eg. CFD |
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(c)Β Options transactions in respect of existing securities |
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Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
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selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/receivedΒ |
|
varying etc. |
per unitΒ |
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(ii) Exercising |
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Product name |
Number of securities underΒ |
Exercise priceΒ |
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eg call option |
option |
Β
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
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other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
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form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
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any derivative referred to on this form is referenced. If none, this should be stated.Β |
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NONE |
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Date of disclosure |
28/01/2009 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Cape plc |
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Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
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Class of relevant security to which theΒ |
ADR |
|
dealings being disclosed relate |
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Date of dealing |
27/01/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
4,500 |
USD 15.00 |
USD 15.00 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,500 |
USD 15.00 |
USD 15.00 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/receivedΒ |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
28/01/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Β
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