24 Feb 2023 14:23
FORM 8.5 (EPT/NON-RI) Amendment to Sale | Â | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | Â | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | Â | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | Â | |||||||
Rule 8.5 of the Takeover Code (the "Code") | Â | |||||||
1. | KEY INFORMATION | Â | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | Â | |||||
(b) | Name of offeror/offeree in relation to whose | CAPITAL & COUNTIES PROPERTIES PLC | Â | |||||
relevant securities this form relates: | Â | |||||||
(c) | Name of the party to the offer with which exempt | Capital & Counties Properties plc | Â | |||||
principal trader is connected | Â | |||||||
(d) | Date position held/dealing undertaken: | 22 February 2023 | Â | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | Â | Â | ||||
trader making disclosures in respect of any other party to the offer? | SHAFTESBURY PLC | Â | ||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | Â | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | ||||||
 | to which the disclosure relates following the dealing (if any) |  |  | |||||
Class of relevant security: | 25p ordinary | Â | ||||||
Interests | Short Positions | Â | ||||||
Number | (%) | Number | (%) | Â | ||||
(1) | Relevant securities owned | Â | ||||||
and/or controlled: | 6,615,004 | 0.78% | 6,788,097 | 0.80% | Â | |||
 | ||||||||
(2) | Cash-settled derivatives: | Â | ||||||
6,967,320 | 0.82% | 5,392,973 | 0.63% | Â | ||||
 | ||||||||
(3) | Stock-settled derivatives (including options) | Â | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | Â | |||
 | ||||||||
 | ||||||||
TOTAL: | 13,582,324 | 1.60% | 12,181,070 | 1.43% | Â | |||
 | ||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | Â | ||||||
 | options) |  |  | |||||
Class of relevant security in relation to | Â | |||||||
which subscription right exists | Â | |||||||
Details, including nature of the rights | Â | |||||||
concerned and relevant percentages: | Â | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | Â | ||||||
(a) | Purchases and sales | Â | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | Â | |||
security | securities | paid/received | paid/received | Â | ||||
25p ordinary | Purchase | 519,757 | 1.2518 GBP | 1.2345 GBP | Â | |||
25p ordinary | Sale | 1,955,521 | 1.2550 GBP | 1.2344 GBP | Â | |||
 | ||||||||
(b) | Cash-settled derivative transactions | Â | ||||||
Class of | Product | Nature of dealing | Number of | Price per | Â | |||
relevant | description | reference | unit | Â | ||||
security | securities | Â | ||||||
25p ordinary | Â SWAP | Decreasing Long | 10,062 | 27.7012 ZAR | Â | |||
25p ordinary | Â SWAP | Decreasing Long | 17,930 | 27.4400 ZAR | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 1 | 27.3100 ZAR | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 563 | 1.2519 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 840 | 27.6200 ZAR | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 1,561 | 1.2498 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 5,220 | 1.2494 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 6,819 | 1.2508 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 7,458 | 1.2536 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 10,669 | 1.2509 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 11,965 | 1.2502 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 22,702 | 1.2468 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 76,807 | 1.2543 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 112,866 | 1.2447 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 217,676 | 1.2462 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 263,491 | 1.2464 GBP | Â | |||
25p ordinary | Â SWAP | Decreasing Short | 284,579 | 1.2461 GBP | Â | |||
25p ordinary | Â CFD | Increasing Long | 12 | 1.2433 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 269 | 1.2500 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 349 | 1.2510 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 461 | 1.2440 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 517 | 27.5006 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 517 | 27.5006 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 840 | 27.6200 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 1,122 | 1.2431 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 1,672 | 27.4994 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 1,672 | 27.4994 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 3,406 | 27.4466 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 4,401 | 27.6278 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 8,812 | 27.4622 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 10,062 | 27.7012 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 10,062 | 27.7012 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Long | 10,436 | 1.2430 GBP | Â | |||
25p ordinary | Â CFD | Increasing Long | 10,436 | 1.2440 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 10,656 | 27.3100 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 12,122 | 27.4996 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 12,122 | 27.4996 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Long | 13,624 | 27.4541 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Long | 16,720 | 27.4009 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Long | 17,604 | 27.6202 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 17,930 | 27.4400 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 17,930 | 27.4400 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 25,556 | 1.2450 GBP | Â | |||
25p ordinary | Â CFD | Increasing Long | 26,996 | 1.2399 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 30,840 | 27.6508 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Long | 32,244 | 1.2418 GBP | Â | |||
25p ordinary | Â CFD | Increasing Long | 35,248 | 27.4540 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Long | 37,080 | 27.5016 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Long | 37,396 | 1.2429 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Long | 40,340 | 1.2492 GBP | Â | |||
25p ordinary | Â CFD | Increasing Long | 42,620 | 27.3209 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 54,201 | 1.2449 GBP | Â | |||
25p ordinary | Â CFD | Increasing Long | 123,360 | 27.6591 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Long | 287,397 | 1.2493 GBP | Â | |||
25p ordinary | Â CFD | Increasing Long | 380,512 | 1.2497 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 12 | 1.2433 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Short | 284 | 1.2501 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Short | 4,227 | 1.2460 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Short | 4,364 | 1.2465 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Short | 5,984 | 1.2477 GBP | Â | |||
25p ordinary | Â SWAP | Increasing Short | 7,288 | 1.2493 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 10,436 | 1.2430 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 10,436 | 1.2440 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 13,624 | 27.4541 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Short | 16,720 | 27.4009 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Short | 17,604 | 27.6202 ZAR | Â | |||
25p ordinary | Â SWAP | Increasing Short | 23,000 | 1.2425 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 26,996 | 1.2399 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 32,244 | 1.2418 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 35,248 | 27.4540 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Short | 37,080 | 27.5016 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Short | 37,396 | 1.2429 GBP | Â | |||
25p ordinary | Â CFD | Increasing Short | 42,620 | 27.3209 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Short | 123,360 | 27.6591 ZAR | Â | |||
25p ordinary | Â CFD | Increasing Short | 380,512 | 1.2497 GBP | Â | |||
25p ordinary | Â CFD | Opening Long | 12 | 1.2433 GBP | Â | |||
25p ordinary | Â CFD | Opening Long | 10,436 | 1.2430 GBP | Â | |||
25p ordinary | Â CFD | Opening Long | 10,436 | 1.2440 GBP | Â | |||
25p ordinary | Â CFD | Opening Long | 13,624 | 27.4541 ZAR | Â | |||
25p ordinary | Â CFD | Opening Long | 16,720 | 27.4009 ZAR | Â | |||
25p ordinary | Â CFD | Opening Long | 17,604 | 27.6202 ZAR | Â | |||
25p ordinary | Â CFD | Opening Long | 26,996 | 1.2399 GBP | Â | |||
25p ordinary | Â CFD | Opening Long | 32,244 | 1.2418 GBP | Â | |||
25p ordinary | Â CFD | Opening Long | 35,248 | 27.4540 ZAR | Â | |||
25p ordinary | Â CFD | Opening Long | 37,080 | 27.5016 ZAR | Â | |||
25p ordinary | Â CFD | Opening Long | 37,396 | 1.2429 GBP | Â | |||
25p ordinary | Â CFD | Opening Long | 42,620 | 27.3209 ZAR | Â | |||
25p ordinary | Â CFD | Opening Long | 123,360 | 27.6591 ZAR | Â | |||
25p ordinary | Â CFD | Opening Long | 380,512 | 1.2497 GBP | Â | |||
25p ordinary | Â CFD | Opening Short | 12 | 1.2433 GBP | Â | |||
25p ordinary | Â CFD | Opening Short | 10,436 | 1.2430 GBP | Â | |||
25p ordinary | Â CFD | Opening Short | 10,436 | 1.2440 GBP | Â | |||
25p ordinary | Â CFD | Opening Short | 13,624 | 27.4541 ZAR | Â | |||
25p ordinary | Â CFD | Opening Short | 16,720 | 27.4009 ZAR | Â | |||
25p ordinary | Â CFD | Opening Short | 17,604 | 27.6202 ZAR | Â | |||
25p ordinary | Â CFD | Opening Short | 26,996 | 1.2399 GBP | Â | |||
25p ordinary | Â CFD | Opening Short | 32,244 | 1.2418 GBP | Â | |||
25p ordinary | Â CFD | Opening Short | 35,248 | 27.4540 ZAR | Â | |||
25p ordinary | Â CFD | Opening Short | 37,080 | 27.5016 ZAR | Â | |||
25p ordinary | Â CFD | Opening Short | 37,396 | 1.2429 GBP | Â | |||
25p ordinary | Â CFD | Opening Short | 42,620 | 27.3209 ZAR | Â | |||
25p ordinary | Â CFD | Opening Short | 123,360 | 27.6591 ZAR | Â | |||
25p ordinary | Â CFD | Opening Short | 380,512 | 1.2497 GBP | Â | |||
 | ||||||||
(c) | Stock-settled derivative transactions (including options) | Â | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | Â |
of | description | purchasing, | of | price | date | money | Â | |
relevant | selling, | securities | per unit | paid/ | Â | |||
security | varying etc | to which | received | Â | ||||
option | per unit | Â | ||||||
relates | Â | |||||||
 | ||||||||
 | ||||||||
(ii) | Exercising | Â | Â | |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | Â | |||
security | securities | unit | Â | |||||
 | ||||||||
 | ||||||||
(d) | Other dealings (including subscribing for new securities) | Â | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | |||||
security | applicable) | Â | ||||||
 | ||||||||
4. | OTHER INFORMATION | Â | ||||||
(a) | Indemnity and other dealings arrangements | Â | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | |||||||
to the offer or any person acting in concert with a party to the offer: | Â | |||||||
NONE | Â | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | |||||||
the exempt principal trader making the disclosure and any other person relating to: | Â | |||||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | |||||||
any derivative is referenced: | Â | |||||||
NONE | Â | |||||||
(c) | Attachments | Â | Â | |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | Â | ||||||
Date of disclosure: | 24 Feb 2023 | Â | ||||||
Contact name: | Large Holdings Regulatory Operations | Â | ||||||
Telephone number: | 020 3134 7213 | Â |
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