Last checked at 1 Oct 2020 11:47
Brooks Macdonald Group PLC
(the "Company")
Director/PDMR Shareholding
Notification and public disclosure of transactions by persons discharging managerial responsibilities ("PDMR") in accordance with the Market Abuse Regulations.
On 30 September 2020, the Company granted pursuant to the 2018 Brooks Macdonald Long Term Incentive Plan (the "Plan") conditional awards (the "LTIP Awards") over the ordinary shares of 1 pence each in the Company (the "Shares") to the following PDMRs:
PDMR | Number of Shares Over Which Awards are Granted |
Caroline Connellan | 10,019 |
Lynsey Cross | 4,466 |
Robin Eggar | 1,675 |
Tom Emery | 1,675 |
John Jackson | 1,675 |
Adrian Keane-Munday | 1,675 |
Alick Mackay | 2,233 |
Ben Thorpe | 7,870 |
Priti Verma | 3,907 |
The Plan has been established to retain and incentivise key executives in order to deliver sustainable growth and in addition to align further the interests of those executives with those of shareholders.
Vesting of Awards
The LTIP Awards will vest in full subject to both the following performance conditions being met:
i) the maintenance of a satisfactory risk, compliance, governance and internal control environment; and
ii) a Remuneration Committee assessment that the value being delivered on vesting is commensurate with the underlying financial performance of the Company over the three-year vesting period.
Further the LTIP Awards are also subject to continued employment and malus and clawback provisions.
Holding period
The LTIP Awards shall be subject to a compulsory, holding period of a further two years from the date of vesting.
Timetable
The LTIP Awards are expected to vest on 30 September 2023, following the announcement of the Group's results for the year ended 30 June 2023 and the holding requirement is expected to lapse on 30 September 2025.
On 30 September 2020, the Company granted pursuant to the 2018 Brooks Macdonald Long Term Incentive Plan (the "Plan") conditional awards (the "Exceptional Award") over the ordinary shares of 1 pence each in the Company (the "Shares") to the following PDMR:
PDMR | Number of Shares Over Which Awards are Granted |
Edward Park | 13,954 |
This award was made in relation to Edward Park's new appointment as Chief Investment Officer.
Vesting of Award
The Exceptional Award will vest in full subject to both the following performance conditions being met:
i) the maintenance of a satisfactory risk, compliance, governance and internal control environment, and
ii) general good health of the Company as assessed by the Remuneration Committee.
Holding period
The Exceptional Award shall be subject to a compulsory, holding period of a further two years from the date of vesting.
Timetable
The Exceptional Award is expected to vest on 30 September 2023, following the announcement of the Group's results for the year ended 30 June 2023 and the holding requirement is expected to lapse on 30 September 2025.
On 30 September 2020, the Company granted pursuant to the 2018 Brooks Macdonald Long Term Incentive Plan (the "Plan") nil price options (the "DBP Awards") over the ordinary shares of 1 pence each in the Company (the "Shares") to the following PDMRs under the Company's Deferred Bonus Plan:
PDMR | Number of Shares Over Which Awards are Granted |
Caroline Connellan | 6,987 |
Robin Eggar | 3,257 |
Tom Emery | 2,240 |
John Jackson | 1,629 |
Adrian Keane-Munday | 1,629 |
Alick Mackay | 3,257 |
Edward Park | 3,665 |
Andrew Shepherd | 3,868 |
Ben Thorpe | 5,489 |
Priti Verma | 2,647 |
The DBP Awards vest in three equal tranches on 30 September 2021, 30 September 2022 and 30 September 2023. There are no performance conditions or holding periods associated with the DBP Awards.
As at today's date, these Awards together represent 0.52% of the total voting rights of the Company.
ANNEX
The notification below, made in accordance with the EU Market Abuse Regulation, provides further details:
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Caroline Connellan |
2. | Reason for the notification | |
(a) | Position/status | CEO |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1 pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 10,019 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Lynsey Cross |
2. | Reason for the notification | |
(a) | Position/status | Chief Operating Officer |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 4.466 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Robin Eggar |
2. | Reason for the notification | |
(a) | Position/status | Managing Director, Head of UK Investment Management |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 1,675 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Tom Emery |
2. | Reason for the notification | |
(a) | Position/status | HR Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 1,675 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | John Jackson |
2. | Reason for the notification | |
(a) | Position/status | Director, Products and Propositions |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 1,675 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Adrian Keane-Munday |
2. | Reason for the notification | |
(a) | Position/status | Managing Director, Financial Planning, and Marketing Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 1,675 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Alick Mackay |
2. | Reason for the notification | |
(a) | Position/status | Strategy & Corporate Development Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 2,233 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Ben Thorpe |
2. | Reason for the notification | |
(a) | Position/status | Finance Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 7,870 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Priti Verma |
2. | Reason for the notification | |
(a) | Position/status | Chief Risk Officer |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 3,907 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Edward Park |
2. | Reason for the notification | |
(a) | Position/status | Chief Investment Officer |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of a conditional award over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 13,954 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Caroline Connellan |
2. | Reason for the notification | |
(a) | Position/status | CEO |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 6,987 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Robin Eggar |
2. | Reason for the notification | |
(a) | Position/status | Managing Director, Head of UK Investment Management |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 3,257 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Tom Emery |
2. | Reason for the notification | |
(a) | Position/status | HR Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 2,240 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | John Jackson |
2. | Reason for the notification | |
(a) | Position/status | Director, Products and Propositions |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 1,629 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Adrian Keane-Munday |
2. | Reason for the notification | |
(a) | Position/status | Managing Director, Financial Planning, and Marketing Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 1,629 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Alick Mackay |
2. | Reason for the notification | |
(a) | Position/status | Strategy & Corporate Development Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 3,257 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Edward Park |
2. | Reason for the notification | |
(a) | Position/status | Chief Investment Officer |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 3,665 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Andrew Shepherd |
2. | Reason for the notification | |
(a) | Position/status | CEO International & Group Deputy CEO |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 3,868 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Ben Thorpe |
2. | Reason for the notification | |
(a) | Position/status | Finance Director |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 5,489 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
1. | Details of the person discharging managerial responsibilities / person closely associated | |
(a) | Name | Priti Verma |
2. | Reason for the notification | |
(a) | Position/status | Chief Risk Officer |
(b) | Initial notification /Amendment | Initial notification |
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
(a) | Name | Brooks Macdonald Group plc |
(b) | LEI | 213800WRDF8LB8MIEX37 |
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
(a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1pence each
BRK ISIN GB00B067N833 |
(b) | Nature of the transaction | Grant of nil price options over the ordinary shares of 1 pence each in the Company |
(c) | Price(s) and volume(s) | Volume granted: 2,647 Exercise Price(s): Nil |
(d) | Aggregated information | Aggregated volume: n/a Aggregated price: n/a |
Date of the transaction | 30 September 2020 | |
Place of the transaction | Outside of a main market | |
Enquiries:
Brooks Macdonald Group PLC | |
Caroline Connellan, Chief Executive | +44 (0)20 7659 3492 |
Ben Thorpe, Group Finance Director | +44 (0)20 7659 3492 |
Peel Hunt LLP | |
Adrian Trimmings / Rishi Shah / John Welch | +44 (0)20 7418 8900 |
LEI: 213800WRDF8LB8MIEX37