Last checked at 14 May 2024 11:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 13 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 2451599 | 22.91140 GBP | 22.80000 GBP |
Ordinary NPV | Sell
| 2469228 | 22.90793 GBP | 22.77965 GBP |
ADR | Buy
| 25246 | 57.46238 USD | 57.18000 USD |
ADR
| Sell | 17224 | 57.46238 USD | 57.18000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 521 | 43.173589 AUD |
Ordinary NPV | CFD
| Long | 12414 | 43.166279 AUD |
Ordinary NPV | CFD
| Long | 1332 | 43.12081081 AUD |
Ordinary NPV | CFD
| Long | 61269 | 43.203176 AUD |
Ordinary NPV | CFD
| Long | 30229 | 43.247735 AUD |
Ordinary NPV | CFD
| Long | 586 | 43.113805 AUD |
Ordinary NPV | CFD
| Long | 182932 | 43.12463 AUD |
Ordinary NPV | CFD
| Long | 1 | 43.09 AUD |
Ordinary NPV | CFD
| Long | 248 | 43.040968 AUD |
Ordinary NPV | CFD
| Long | 26006 | 43.155366 AUD |
Ordinary NPV | CFD
| Long | 139 | 22.97 GBP |
Ordinary NPV | CFD
| Long | 61995 | 43.25 AUD |
Ordinary NPV | CFD
| Long | 4500 | 22.84941333 GBP |
Ordinary NPV | CFD
| Long | 304 | 43.112711 AUD |
Ordinary NPV | CFD
| Long | 304 | 43.120474 AUD |
Ordinary NPV | CFD
| Long | 162 | 43.064951141358 AUD |
Ordinary NPV | CFD
| Long | 123 | 43.1317979000813 AUD |
Ordinary NPV | CFD
| Long | 5391 | 526.913977 ZAR |
Ordinary NPV | CFD
| Long | 3245 | 526.9681 ZAR |
Ordinary NPV | CFD
| Long | 3214 | 526.6262 ZAR |
Ordinary NPV | CFD
| Long | 756 | 22.885185 GBP |
Ordinary NPV | CFD
| Long | 18 | 43.23 AUD |
Ordinary NPV | CFD
| Long | 31276 | 43.165714 AUD |
Ordinary NPV | CFD
| Long | 22400 | 43.250053 AUD |
Ordinary NPV | CFD
| Long | 9200 | 22.861706 GBP |
Ordinary NPV | CFD
| Long | 1392 | 43.219389 AUD |
Ordinary NPV | CFD
| Long | 33285 | 43.1127931500676 AUD |
Ordinary NPV | CFD
| Long | 20555 | 43.277733950377 AUD |
Ordinary NPV | CFD
| Long | 4431 | 43.0686526743399 AUD |
Ordinary NPV | CFD
| Long | 7343 | 43.185541 AUD |
Ordinary NPV | CFD
| Long | 35818 | 43.11177 AUD |
Ordinary NPV | CFD
| Long | 97 | 43.139897 AUD |
Ordinary NPV | CFD
| Long | 670 | 43.225716 AUD |
Ordinary NPV | CFD
| Long | 15646 | 43.120552 AUD |
Ordinary NPV | CFD
| Long | 75000 | 43.163307 AUD |
Ordinary NPV | CFD
| Long | 49 | 43.211362 AUD |
Ordinary NPV | CFD
| Long | 13554 | 43.249404 AUD |
Ordinary NPV | CFD
| Long | 471 | 43.185839 AUD |
Ordinary NPV | CFD
| Long | 2299 | 43.132788 AUD |
Ordinary NPV | CFD
| Long | 476 | 43.12108193 AUD |
Ordinary NPV | CFD
| Long | 1311 | 43.104256 AUD |
Ordinary NPV | CFD
| Long | 248 | 43.121895 AUD |
Ordinary NPV | CFD
| Long | 1331 | 43.068828 AUD |
Ordinary NPV | CFD
| Long | 4989 | 43.15927 AUD |
Ordinary NPV | CFD
| Long | 196246 | 43.157063 AUD |
Ordinary NPV | CFD
| Long | 31821 | 43.173358 AUD |
Ordinary NPV | CFD
| Long | 491 | 22.77965377 GBP |
Ordinary NPV | CFD
| Long | 75000 | 22.839218 GBP |
Ordinary NPV | CFD
| Long | 11435 | 43.1923069506952 AUD |
Ordinary NPV | CFD
| Long | 1175 | 43.0651062059574 AUD |
Ordinary NPV | CFD
| Long | 894 | 43.1318099042282 AUD |
Ordinary NPV | CFD
| Long | 4759 | 43.163494 AUD |
Ordinary NPV | CFD
| Long | 27085 | 527.29972014 ZAR |
Ordinary NPV | CFD
| Long | 4955 | 22.8589798181917 GBP |
Ordinary NPV | CFD
| Long | 2480 | 22.87 GBP |
Ordinary NPV | CFD
| Long | 82397 | 22.856961 GBP |
Ordinary NPV | CFD
| Long | 1520 | 22.85 GBP |
Ordinary NPV | CFD
| Long | 1584 | 22.84 GBP |
Ordinary NPV | CFD
| Long | 413 | 22.855 GBP |
Ordinary NPV | CFD
| Long | 17519 | 43.103098 AUD |
Ordinary NPV | CFD
| Long | 17500 | 43.24135 AUD |
Ordinary NPV | CFD
| Long | 1000000 | 43.34 AUD |
Ordinary NPV | CFD
| Long | 11 | 527.3372 ZAR |
Ordinary NPV | CFD
| Long | 18674 | 526.74260683 ZAR |
Ordinary NPV | CFD
| Long | 104 | 43.0646582392308 AUD |
Ordinary NPV | CFD
| Long | 83 | 43.1318018181928 AUD |
Ordinary NPV | CFD
| Long | 1174 | 28.594859929792 USD |
Ordinary NPV | CFD
| Short | 17480 | 22.875718 GBP |
Ordinary NPV | CFD
| Short | 17472 | 22.885925 GBP |
Ordinary NPV | CFD
| Short | 1392 | 43.219389 AUD |
Ordinary NPV | CFD
| Short | 4759 | 43.163494 AUD |
Ordinary NPV | CFD
| Short | 31821 | 43.173358 AUD |
Ordinary NPV | CFD
| Short | 196246 | 43.157063 AUD |
Ordinary NPV | CFD
| Short | 7343 | 43.185541 AUD |
Ordinary NPV | CFD
| Short | 37716 | 43.107607 AUD |
Ordinary NPV | CFD
| Short | 18 | 43.23 AUD |
Ordinary NPV | CFD
| Short | 31276 | 43.165714 AUD |
Ordinary NPV | CFD
| Short | 11435 | 43.19230695 AUD |
Ordinary NPV | CFD
| Short | 10046 | 22.94436592 GBP |
Ordinary NPV | CFD
| Short | 4500 | 22.87333333 GBP |
Ordinary NPV | CFD
| Short | 61995 | 43.25 AUD |
Ordinary NPV | CFD
| Short | 11 | 527.3372 ZAR |
Ordinary NPV | CFD
| Short | 80555 | 22.97 GBP |
Ordinary NPV | CFD
| Short | 248 | 43.040968 AUD |
Ordinary NPV | CFD
| Short | 586 | 43.113805 AUD |
Ordinary NPV | CFD
| Short | 670 | 43.225716 AUD |
Ordinary NPV | CFD
| Short | 26006 | 43.155366 AUD |
Ordinary NPV | CFD
| Short | 2299 | 43.132788 AUD |
Ordinary NPV | CFD
| Short | 521 | 43.173589 AUD |
Ordinary NPV | CFD
| Short | 14066 | 22.8574562775487 GBP |
Ordinary NPV | CFD
| Short | 30229 | 43.2477345070297 AUD |
Ordinary NPV | CFD
| Short | 13554 | 43.2494035668585 AUD |
Ordinary NPV | CFD
| Short | 1332 | 43.12081081 AUD |
Ordinary NPV | CFD
| Short | 12414 | 43.1662791408893 AUD |
Ordinary NPV | CFD
| Short | 1 | 43.09 AUD |
Ordinary NPV | CFD
| Short | 1001174 | 43.34 AUD |
Ordinary NPV | CFD
| Short | 1331 | 43.068828 AUD |
Ordinary NPV | CFD
| Short | 17519 | 43.103098 AUD |
Ordinary NPV | CFD
| Short | 17500 | 43.24135 AUD |
Ordinary NPV | CFD
| Short | 248 | 43.121895 AUD |
Ordinary NPV | CFD
| Short | 304 | 43.120493 AUD |
Ordinary NPV | CFD
| Short | 304 | 43.112697 AUD |
Ordinary NPV | CFD
| Short | 4989 | 43.15927 AUD |
Ordinary NPV | CFD
| Short | 2541 | 43.093951 AUD |
Ordinary NPV | CFD
| Short | 20555 | 43.277734 AUD |
Ordinary NPV | CFD
| Short | 22400 | 43.250053 AUD |
Ordinary NPV | CFD
| Short | 97 | 43.139897 AUD |
Ordinary NPV | CFD
| Short | 182932 | 43.12463 AUD |
Ordinary NPV | CFD
| Short | 61269 | 43.203176 AUD |
Ordinary NPV | CFD
| Short | 10242 | 43.1166861941027 AUD |
Ordinary NPV | CFD
| Short | 5404 | 43.1278774981495 AUD |
Ordinary NPV | CFD
| Short | 35818 | 43.11177 AUD |
Ordinary NPV | CFD
| Short | 49 | 43.211362 AUD |
Ordinary NPV | CFD
| Short | 471 | 43.185839 AUD |
Ordinary NPV | CFD
| Short | 476 | 43.12108193 AUD |
Ordinary NPV | CFD
| Short | 1203 | 22.8595677451621 GBP |
Ordinary NPV | CFD
| Short | 2298 | 22.8531592708442 GBP |
Ordinary NPV | CFD
| Short | 11265 | 22.828082557028 GBP |
Ordinary NPV | CFD
| Short | 60081 | 43.1863426041511 AUD |
Ordinary NPV | CFD
| Short | 14919 | 43.070540250687 AUD |
Ordinary NPV | CFD
| Short | 1311 | 43.104256 AUD |
Ordinary NPV | CFD
| Short | 18674 | 526.74260683 ZAR |
Ordinary NPV | CFD
| Short | 25897 | 22.847582 GBP |
Ordinary NPV | CFD
| Short | 3189 | 22.8574568830354 GBP |
Ordinary NPV | CFD
| Short | 3214 | 526.6262 ZAR |
Ordinary NPV | CFD
| Short | 3245 | 526.9681 ZAR |
Ordinary NPV | CFD
| Short | 5391 | 526.913977 ZAR |
Ordinary NPV | CFD
| Short | 27085 | 527.29972014 ZAR |
Ordinary NPV | CFD
| Short | 8703 | 22.855713 GBP |
ADR
| CFD | Short | 414 | 57.1800 USD |
ADR
| CFD | Short | 1062 | 57.3585 USD |
ADR
| CFD | Short | 98 | 57.3924 USD |
ADR
| CFD | Short | 4210 | 57.4084 USD |
ADR
| CFD | Short | 199 | 57.4104 USD |
ADR
| CFD | Short | 3 | 57.4200 USD |
ADR
| CFD | Short | 101 | 57.4278 USD |
ADR
| CFD | Short | 3799 | 57.4333 USD |
ADR
| CFD | Short | 2737 | 57.4624 USD |
ADR
| CFD | Long | -414 | 57.1800 USD |
ADR
| CFD | Long | -1062 | 57.3585 USD |
ADR
| CFD | Long | -98 | 57.3924 USD |
ADR
| CFD | Long | -199 | 57.4104 USD |
ADR
| CFD | Long | -199 | 57.4104 USD |
ADR
| CFD | Long | -3 | 57.4200 USD |
ADR
| CFD | Long | -101 | 57.4278 USD |
ADR
| CFD | Long | -3799 | 57.4333 USD |
ADR
| CFD | Long | -2737 | 57.4624 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.