Last checked at 13 May 2024 10:21
This announcement replaces the previous RNS announcement 0027O released at 11:27 on the 10th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited |
(d) Date dealing undertaken: | 09 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 3288240 | 22.80000 GBP | 22.58955 GBP |
Ordinary NPV | Sell
| 3414751 | 22.80000 GBP | 22.58955 GBP |
ADR | Buy
| 13390 | 57.12000 USD | 56.73000 USD |
ADR | Sell
| 8059 | 57.12000 USD | 56.73000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 28067 | 22.71342929 GBP |
Ordinary NPV | CFD
| Long | 38559 | 22.70548598 GBP |
Ordinary NPV | CFD
| Long | 276757 | 43.202576 AUD |
Ordinary NPV | CFD
| Long | 127934 | 43.125282 AUD |
Ordinary NPV | CFD
| Long | 2484 | 43.164775 AUD |
Ordinary NPV | CFD
| Long | 76 | 43.22690789 AUD |
Ordinary NPV | CFD
| Long | 5049 | 43.150125 AUD |
Ordinary NPV | CFD
| Long | 77 | 43.22824675 AUD |
Ordinary NPV | CFD
| Long | 41522 | 43.208387 AUD |
Ordinary NPV | CFD
| Long | 36516 | 43.062625 AUD |
Ordinary NPV | CFD
| Long | 486 | 43.180206 AUD |
Ordinary NPV | CFD
| Long | 511 | 43.225665 AUD |
Ordinary NPV | CFD
| Long | 1748 | 43.197425 AUD |
Ordinary NPV | CFD
| Long | 446 | 43.17573 AUD |
Ordinary NPV | CFD
| Long | 13499 | 43.158868 AUD |
Ordinary NPV | CFD
| Long | 18267 | 22.671712 GBP |
Ordinary NPV | CFD
| Long | 7975 | 525.3441 ZAR |
Ordinary NPV | CFD
| Long | 46204 | 43.217771 AUD |
Ordinary NPV | CFD
| Long | 31638 | 43.2002740375498 AUD |
Ordinary NPV | CFD
| Long | 2570 | 43.2932840466926 AUD |
Ordinary NPV | CFD
| Long | 59579 | 43.238044 AUD |
Ordinary NPV | CFD
| Long | 57059 | 43.2852540510384 AUD |
Ordinary NPV | CFD
| Long | 4400 | 22.6839 GBP |
Ordinary NPV | CFD
| Long | 6027 | 43.247336 AUD |
Ordinary NPV | CFD
| Long | 7365 | 43.0640814663951 AUD |
Ordinary NPV | CFD
| Long | 5350 | 22.6795 GBP |
Ordinary NPV | CFD
| Long | 1521938 | 43.06 AUD |
Ordinary NPV | CFD
| Long | 116 | 43.152978 AUD |
Ordinary NPV | CFD
| Long | 15401 | 43.136383 AUD |
Ordinary NPV | CFD
| Long | 953 | 43.183074 AUD |
Ordinary NPV | CFD
| Long | 10116 | 43.14885 AUD |
Ordinary NPV | CFD
| Long | 2611 | 43.071915 AUD |
Ordinary NPV | CFD
| Long | 41515 | 43.060353 AUD |
Ordinary NPV | CFD
| Long | 3790 | 43.243902 AUD |
Ordinary NPV | CFD
| Long | 16609 | 526.42355289 ZAR |
Ordinary NPV | CFD
| Long | 500 | 22.76 GBP |
Ordinary NPV | CFD
| Long | 5499 | 22.758218 GBP |
Ordinary NPV | CFD
| Long | 53901 | 43.23172501 AUD |
Ordinary NPV | CFD
| Long | 38831 | 525.53418248 ZAR |
Ordinary NPV | CFD
| Long | 5522 | 524.24869069 ZAR |
Ordinary NPV | CFD
| Long | 8 | 525.1863 ZAR |
Ordinary NPV | CFD
| Long | 1659 | 524.8603 ZAR |
Ordinary NPV | CFD
| Long | 34152 | 43.00072617 AUD |
Ordinary NPV | CFD
| Long | 642 | 43.0535358255452 AUD |
Ordinary NPV | CFD
| Long | 6110 | 43.000727 AUD |
Ordinary NPV | CFD
| Long | 987 | 43.250122 AUD |
Ordinary NPV | CFD
| Long | 10505 | 43.00072537 AUD |
Ordinary NPV | CFD
| Long | 302653 | 43.217247 AUD |
Ordinary NPV | CFD
| Long | 13831 | 43.1642 AUD |
Ordinary NPV | CFD
| Long | 21164 | 43.1652801927802 AUD |
Ordinary NPV | CFD
| Long | 12434 | 43.1914967025897 AUD |
Ordinary NPV | CFD
| Long | 16 | 43.089441 AUD |
Ordinary NPV | CFD
| Long | 30653 | 43.207386 AUD |
Ordinary NPV | CFD
| Long | 7336 | 22.7043197922874 GBP |
Ordinary NPV | CFD
| Long | 35070 | 22.699641 GBP |
Ordinary NPV | CFD
| Long | 10642 | 22.7 GBP |
Ordinary NPV | CFD
| Long | 187 | 22.66 GBP |
Ordinary NPV | CFD
| Short | 57059 | 43.285254 AUD |
Ordinary NPV | CFD
| Short | 3790 | 43.243902 AUD |
Ordinary NPV | CFD
| Short | 41573 | 43.181895 AUD |
Ordinary NPV | CFD
| Short | 302653 | 43.217247 AUD |
Ordinary NPV | CFD
| Short | 6027 | 43.247336 AUD |
Ordinary NPV | CFD
| Short | 46204 | 43.217771 AUD |
Ordinary NPV | CFD
| Short | 13499 | 43.158868 AUD |
Ordinary NPV | CFD
| Short | 10505 | 43.00072537 AUD |
Ordinary NPV | CFD
| Short | 13831 | 43.1642 AUD |
Ordinary NPV | CFD
| Short | 642 | 43.0535 AUD |
Ordinary NPV | CFD
| Short | 34152 | 43.00072617 AUD |
Ordinary NPV | CFD
| Short | 6110 | 43.000727 AUD |
Ordinary NPV | CFD
| Short | 33598 | 43.174982 AUD |
Ordinary NPV | CFD
| Short | 16 | 43.089441 AUD |
Ordinary NPV | CFD
| Short | 1521938 | 43.06 AUD |
Ordinary NPV | CFD
| Short | 53901 | 43.23172501 AUD |
Ordinary NPV | CFD
| Short | 30653 | 43.207386 AUD |
Ordinary NPV | CFD
| Short | 36516 | 43.062625 AUD |
Ordinary NPV | CFD
| Short | 38831 | 525.53418248 ZAR |
Ordinary NPV | CFD
| Short | 1659 | 524.8603 ZAR |
Ordinary NPV | CFD
| Short | 8 | 525.1863 ZAR |
Ordinary NPV | CFD
| Short | 2484 | 43.164775 AUD |
Ordinary NPV | CFD
| Short | 2611 | 43.071915 AUD |
Ordinary NPV | CFD
| Short | 41522 | 43.208387 AUD |
Ordinary NPV | CFD
| Short | 41515 | 43.0603533210045 AUD |
Ordinary NPV | CFD
| Short | 15401 | 43.136382497208 AUD |
Ordinary NPV | CFD
| Short | 511 | 43.225665 AUD |
Ordinary NPV | CFD
| Short | 40000 | 43.0626 AUD |
Ordinary NPV | CFD
| Short | 77 | 43.22824675 AUD |
Ordinary NPV | CFD
| Short | 10116 | 43.1488502427046 AUD |
Ordinary NPV | CFD
| Short | 59579 | 43.238044 AUD |
Ordinary NPV | CFD
| Short | 987 | 43.250122 AUD |
Ordinary NPV | CFD
| Short | 5049 | 43.150125 AUD |
Ordinary NPV | CFD
| Short | 5522 | 524.24869069 ZAR |
Ordinary NPV | CFD
| Short | 420 | 22.65 GBP |
Ordinary NPV | CFD
| Short | 29527 | 22.671742 GBP |
Ordinary NPV | CFD
| Short | 441 | 22.67 GBP |
Ordinary NPV | CFD
| Short | 200 | 22.68 GBP |
Ordinary NPV | CFD
| Short | 16609 | 526.42355289 ZAR |
Ordinary NPV | CFD
| Short | 7975 | 525.3441 ZAR |
Ordinary NPV | CFD
| Short | 116 | 43.152978 AUD |
Ordinary NPV | CFD
| Short | 276757 | 43.202576 AUD |
Ordinary NPV | CFD
| Short | 953 | 43.183074 AUD |
Ordinary NPV | CFD
| Short | 1748 | 43.197425 AUD |
Ordinary NPV | CFD
| Short | 356 | 43.1786235955056 AUD |
Ordinary NPV | CFD
| Short | 90 | 43.1643333333333 AUD |
Ordinary NPV | CFD
| Short | 486 | 43.180206 AUD |
Ordinary NPV | CFD
| Short | 127934 | 43.125282 AUD |
Ordinary NPV | CFD
| Short | 76 | 43.22690789 AUD |
Ordinary NPV | CFD
| Short | 170 | 22.7587387531765 GBP |
Ordinary NPV | CFD
| Short | 3 | 22.74 GBP |
Ordinary NPV | CFD
| Short | 193 | 22.7234456 GBP |
Ordinary NPV | CFD
| Short | 55 | 22.72254545 GBP |
Ordinary NPV | CFD
| Short | 15187 | 22.70280009 GBP |
Ordinary NPV | CFD
| Short | 13077 | 22.698128 GBP |
Ordinary NPV | CFD
| Short | 8632 | 22.70495714 GBP |
Ordinary NPV | CFD
| Short | 2423 | 22.71740518 GBP |
Ordinary NPV | CFD
| Long | 10000 | 42.9765 AUD |
Ordinary NPV | CFD
| Short | 10000 | 42.9765 AUD |
ADR | CFD
| Short | 5 | 56.938 USD |
ADR | CFD
| Short | 413 | 56.965 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 13 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.