Last checked at 18 Dec 2020 09:04
FORM 8.3 - Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 15 December 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | CODEMASTERS GROUP HOLDINGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Common stock | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 287,682 | 0.25% | 240,427 | 0.21% | |
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(2) | Cash-settled derivatives: |
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211,463 | 0.18% | 25,445 | 0.02% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 38,600 | 0.03% | 68,800 | 0.06% | |
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| TOTAL: | 537,745 | 0.47% | 334,672 | 0.29% | |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security |
| securities |
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| Common stock | Purchase | 1 | 194.5700 USD |
| Common stock | Purchase | 1 | 195.9100 USD |
| Common stock | Purchase | 2 | 196.0200 USD |
| Common stock | Purchase | 3 | 194.6533 USD |
| Common stock | Purchase | 5 | 196.0960 USD |
| Common stock | Purchase | 6 | 194.6300 USD |
| Common stock | Purchase | 8 | 195.9500 USD |
| Common stock | Purchase | 8 | 195.3862 USD |
| Common stock | Purchase | 16 | 194.5818 USD |
| Common stock | Purchase | 22 | 194.7290 USD |
| Common stock | Purchase | 29 | 194.7448 USD |
| Common stock | Purchase | 48 | 194.5100 USD |
| Common stock | Purchase | 68 | 196.3800 USD |
| Common stock | Purchase | 94 | 194.9650 USD |
| Common stock | Purchase | 100 | 196.2950 USD |
| Common stock | Purchase | 100 | 194.9800 USD |
| Common stock | Purchase | 100 | 194.0400 USD |
| Common stock | Purchase | 100 | 194.6100 USD |
| Common stock | Purchase | 110 | 196.3900 USD |
| Common stock | Purchase | 110 | 196.0218 USD |
| Common stock | Purchase | 118 | 194.4840 USD |
| Common stock | Purchase | 130 | 194.6403 USD |
| Common stock | Purchase | 148 | 194.7686 USD |
| Common stock | Purchase | 200 | 194.5800 USD |
| Common stock | Purchase | 200 | 197.1200 USD |
| Common stock | Purchase | 231 | 195.7278 USD |
| Common stock | Purchase | 302 | 194.7063 USD |
| Common stock | Purchase | 310 | 195.7948 USD |
| Common stock | Purchase | 355 | 195.1642 USD |
| Common stock | Purchase | 379 | 195.9916 USD |
| Common stock | Purchase | 404 | 194.5206 USD |
| Common stock | Purchase | 510 | 195.0805 USD |
| Common stock | Purchase | 578 | 194.6359 USD |
| Common stock | Purchase | 984 | 194.4760 USD |
| Common stock | Purchase | 1,871 | 195.5210 USD |
| Common stock | Purchase | 2,540 | 195.2444 USD |
| Common stock | Purchase | 2,540 | 195.2443 USD |
| Common stock | Purchase | 3,236 | 194.7011 USD |
| Common stock | Purchase | 4,452 | 194.9179 USD |
| Common stock | Purchase | 6,710 | 195.7717 USD |
| Common stock | Purchase | 7,081 | 195.4863 USD |
| Common stock | Purchase | 8,535 | 194.8083 USD |
| Common stock | Purchase | 11,658 | 194.7000 USD |
| Common stock | Purchase | 22,008 | 195.1033 USD |
| Common stock | Purchase | 22,413 | 195.1055 USD |
| Common stock | Purchase | 24,811 | 195.1160 USD |
| Common stock | Sale | 1 | 196.0000 USD |
| Common stock | Sale | 3 | 196.0166 USD |
| Common stock | Sale | 4 | 194.6950 USD |
| Common stock | Sale | 4 | 195.6862 USD |
| Common stock | Sale | 5 | 196.3660 USD |
| Common stock | Sale | 6 | 196.1883 USD |
| Common stock | Sale | 8 | 195.9500 USD |
| Common stock | Sale | 8 | 195.4606 USD |
| Common stock | Sale | 8 | 195.3863 USD |
| Common stock | Sale | 10 | 196.3900 USD |
| Common stock | Sale | 10 | 195.7160 USD |
| Common stock | Sale | 10 | 196.0500 USD |
| Common stock | Sale | 10 | 195.9230 USD |
| Common stock | Sale | 15 | 195.6520 USD |
| Common stock | Sale | 17 | 195.4550 USD |
| Common stock | Sale | 23 | 194.4608 USD |
| Common stock | Sale | 30 | 194.5300 USD |
| Common stock | Sale | 33 | 196.2209 USD |
| Common stock | Sale | 40 | 195.2430 USD |
| Common stock | Sale | 40 | 195.8057 USD |
| Common stock | Sale | 57 | 196.9000 USD |
| Common stock | Sale | 94 | 194.9650 USD |
| Common stock | Sale | 100 | 194.6100 USD |
| Common stock | Sale | 100 | 195.9100 USD |
| Common stock | Sale | 100 | 194.9900 USD |
| Common stock | Sale | 100 | 194.9800 USD |
| Common stock | Sale | 111 | 196.3447 USD |
| Common stock | Sale | 128 | 195.1375 USD |
| Common stock | Sale | 144 | 195.0644 USD |
| Common stock | Sale | 168 | 196.3294 USD |
| Common stock | Sale | 196 | 194.6400 USD |
| Common stock | Sale | 200 | 195.5996 USD |
| Common stock | Sale | 200 | 195.3956 USD |
| Common stock | Sale | 210 | 194.9467 USD |
| Common stock | Sale | 249 | 194.5911 USD |
| Common stock | Sale | 290 | 195.4387 USD |
| Common stock | Sale | 309 | 194.7177 USD |
| Common stock | Sale | 326 | 196.2801 USD |
| Common stock | Sale | 350 | 195.5284 USD |
| Common stock | Sale | 352 | 195.1829 USD |
| Common stock | Sale | 424 | 195.2958 USD |
| Common stock | Sale | 448 | 195.8609 USD |
| Common stock | Sale | 463 | 195.7152 USD |
| Common stock | Sale | 488 | 196.2399 USD |
| Common stock | Sale | 529 | 195.1731 USD |
| Common stock | Sale | 546 | 195.5938 USD |
| Common stock | Sale | 546 | 195.6589 USD |
| Common stock | Sale | 658 | 195.3059 USD |
| Common stock | Sale | 741 | 195.3030 USD |
| Common stock | Sale | 850 | 195.1167 USD |
| Common stock | Sale | 1,000 | 195.5000 USD |
| Common stock | Sale | 1,081 | 195.5439 USD |
| Common stock | Sale | 1,300 | 194.6805 USD |
| Common stock | Sale | 1,590 | 195.5879 USD |
| Common stock | Sale | 1,779 | 195.1320 USD |
| Common stock | Sale | 2,540 | 195.2443 USD |
| Common stock | Sale | 3,236 | 194.7011 USD |
| Common stock | Sale | 6,658 | 195.6883 USD |
| Common stock | Sale | 6,790 | 195.7848 USD |
| Common stock | Sale | 8,642 | 194.8133 USD |
| Common stock | Sale | 13,135 | 194.7000 USD |
| Common stock | Sale | 15,622 | 194.8261 USD |
| Common stock | Sale | 21,679 | 195.1040 USD |
| Common stock | Sale | 30,446 | 195.0743 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 18 Dec 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry |
| of | description | purchasing, | of | price |
| date |
| relevant |
| selling, | securities | per unit |
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| varying etc | to which |
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| option |
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| Common stock | Call Options | Purchased | 7,700 | 140.0000 | American | 15 Jan 2021 |
| Common stock | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -21,600 | 160.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -13,600 | 170.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -4,900 | 160.0000 | American | 15 Jan 2021 |
| Common stock | Call Options | Written | -3,500 | 110.0000 | American | 15 Jan 2021 |
| Common stock | Call Options | Written | -2,800 | 185.0000 | American | 21 Jan 2022 |
| Common stock | Call Options | Written | -2,500 | 120.0000 | American | 15 Jan 2021 |
| Common stock | Put Options | Purchased | -11,700 | 160.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Purchased | -4,800 | 115.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Purchased | -2,400 | 45.0000 | American | 15 Jan 2021 |
| Common stock | Put Options | Purchased | -1,000 | 130.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 400 | 185.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,000 | 130.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,200 | 165.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,600 | 170.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 1,600 | 180.0000 | American | 21 Jan 2022 |
| Common stock | Put Options | Written | 17,100 | 160.0000 | American | 21 Jan 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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