Last checked at 30 Dec 2020 13:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 29 December 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | CODEMASTERS GROUP HOLDINGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Common stock |
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Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 328,619 | 0.29% | 202,283 | 0.18% | |
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(2) | Cash-settled derivatives: |
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211,463 | 0.18% | 75,190 | 0.07% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 38,600 | 0.03% | 68,800 | 0.06% | |
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| TOTAL: | 578,682 | 0.50% | 346,273 | 0.30% | |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| Common stock | Purchase | 4 | 202.4525 USD |
| Common stock | Purchase | 12 | 202.2150 USD |
| Common stock | Purchase | 14 | 202.6475 USD |
| Common stock | Purchase | 14 | 202.4314 USD |
| Common stock | Purchase | 25 | 202.7650 USD |
| Common stock | Purchase | 28 | 202.5807 USD |
| Common stock | Purchase | 36 | 202.4775 USD |
| Common stock | Purchase | 44 | 202.4645 USD |
| Common stock | Purchase | 48 | 202.5329 USD |
| Common stock | Purchase | 53 | 202.3792 USD |
| Common stock | Purchase | 58 | 202.4365 USD |
| Common stock | Purchase | 60 | 202.5310 USD |
| Common stock | Purchase | 62 | 202.4272 USD |
| Common stock | Purchase | 145 | 202.7514 USD |
| Common stock | Purchase | 200 | 202.3250 USD |
| Common stock | Purchase | 299 | 202.4913 USD |
| Common stock | Purchase | 300 | 202.5033 USD |
| Common stock | Purchase | 300 | 202.5733 USD |
| Common stock | Purchase | 400 | 202.7600 USD |
| Common stock | Purchase | 864 | 202.4554 USD |
| Common stock | Purchase | 985 | 202.6780 USD |
| Common stock | Purchase | 1,844 | 202.4984 USD |
| Common stock | Purchase | 2,272 | 202.4749 USD |
| Common stock | Purchase | 2,610 | 202.4081 USD |
| Common stock | Purchase | 2,715 | 202.5798 USD |
| Common stock | Purchase | 4,037 | 202.5306 USD |
| Common stock | Purchase | 7,327 | 202.4500 USD |
| Common stock | Purchase | 11,510 | 202.5919 USD |
| Common stock | Purchase | 21,554 | 202.4279 USD |
| Common stock | Sale | 1 | 202.3300 USD |
| Common stock | Sale | 4 | 202.4650 USD |
| Common stock | Sale | 7 | 202.6400 USD |
| Common stock | Sale | 7 | 202.6000 USD |
| Common stock | Sale | 14 | 202.3867 USD |
| Common stock | Sale | 14 | 202.6475 USD |
| Common stock | Sale | 19 | 202.3668 USD |
| Common stock | Sale | 21 | 202.5000 USD |
| Common stock | Sale | 28 | 202.4675 USD |
| Common stock | Sale | 28 | 202.4612 USD |
| Common stock | Sale | 28 | 202.5862 USD |
| Common stock | Sale | 35 | 202.4700 USD |
| Common stock | Sale | 36 | 202.7900 USD |
| Common stock | Sale | 40 | 202.5142 USD |
| Common stock | Sale | 42 | 202.4733 USD |
| Common stock | Sale | 42 | 202.3750 USD |
| Common stock | Sale | 48 | 202.4806 USD |
| Common stock | Sale | 56 | 202.4314 USD |
| Common stock | Sale | 63 | 202.5100 USD |
| Common stock | Sale | 85 | 202.3964 USD |
| Common stock | Sale | 100 | 202.3900 USD |
| Common stock | Sale | 100 | 202.0800 USD |
| Common stock | Sale | 100 | 202.4250 USD |
| Common stock | Sale | 101 | 202.5742 USD |
| Common stock | Sale | 107 | 202.4800 USD |
| Common stock | Sale | 200 | 202.5737 USD |
| Common stock | Sale | 200 | 202.2500 USD |
| Common stock | Sale | 201 | 202.1374 USD |
| Common stock | Sale | 214 | 202.5006 USD |
| Common stock | Sale | 218 | 202.6895 USD |
| Common stock | Sale | 274 | 202.5011 USD |
| Common stock | Sale | 300 | 202.6494 USD |
| Common stock | Sale | 300 | 202.4416 USD |
| Common stock | Sale | 300 | 202.4400 USD |
| Common stock | Sale | 300 | 202.2733 USD |
| Common stock | Sale | 305 | 202.7398 USD |
| Common stock | Sale | 400 | 202.7412 USD |
| Common stock | Sale | 406 | 202.4335 USD |
| Common stock | Sale | 439 | 202.2658 USD |
| Common stock | Sale | 499 | 202.7461 USD |
| Common stock | Sale | 500 | 202.5450 USD |
| Common stock | Sale | 549 | 202.7526 USD |
| Common stock | Sale | 562 | 203.1735 USD |
| Common stock | Sale | 624 | 203.1205 USD |
| Common stock | Sale | 653 | 202.7188 USD |
| Common stock | Sale | 1,375 | 202.4916 USD |
| Common stock | Sale | 1,634 | 202.4661 USD |
| Common stock | Sale | 2,039 | 202.4987 USD |
| Common stock | Sale | 2,099 | 202.3978 USD |
| Common stock | Sale | 2,136 | 202.5644 USD |
| Common stock | Sale | 5,137 | 202.4500 USD |
| Common stock | Sale | 9,912 | 202.5657 USD |
| Common stock | Sale | 22,515 | 202.4226 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Dec 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price | date | |
relevant | selling, | securities | per unit | |||
security | varying etc | to which |
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| option |
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| relates |
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Common stock | Call Options | Purchased | 7,700 | 140.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -21,600 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -13,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -4,900 | 160.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -3,500 | 110.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -2,800 | 185.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -2,500 | 120.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -11,700 | 160.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -4,800 | 115.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -2,400 | 45.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 400 | 185.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,200 | 165.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 180.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 17,100 | 160.0000 | American | 21 Jan 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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