Last checked at 21 Dec 2017 12:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SIBANYE GOLD LIMITED | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 20 DEC 2017 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | 0 | |||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 45,421 | 0.00% | 1,770,943 | 0.09% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,119,446 | 0.05% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,164,867 | 0.05% | 1,770,943 | 0.09% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,200,000 | 0.71% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 3,200,000 | 0.71% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 4.5000 USD | ||||
| ADR | Purchase | 100 | 4.5300 USD | ||||
| ADR | Purchase | 928 | 4.6200 USD | ||||
| ADR | Purchase | 1,300 | 4.6323 USD | ||||
| ADR | Purchase | 1,634 | 4.6300 USD | ||||
| ADR | Purchase | 1,800 | 4.5033 USD | ||||
| ADR | Purchase | 2,400 | 4.6675 USD | ||||
| ADR | Purchase | 4,100 | 4.6656 USD | ||||
| ADR | Purchase | 4,400 | 4.6692 USD | ||||
| ADR | Purchase | 6,100 | 4.4900 USD | ||||
| ADR | Purchase | 8,265 | 4.6494 USD | ||||
| ADR | Purchase | 12,300 | 4.6350 USD | ||||
| ADR | Purchase | 14,300 | 4.6087 USD | ||||
| ADR | Purchase | 15,600 | 4.5785 USD | ||||
| ADR | Purchase | 18,492 | 4.6209 USD | ||||
| ADR | Purchase | 19,500 | 4.6456 USD | ||||
| ADR | Purchase | 20,291 | 4.6384 USD | ||||
| ADR | Purchase | 23,800 | 4.6154 USD | ||||
| ADR | Purchase | 28,974 | 4.6553 USD | ||||
| ADR | Purchase | 29,900 | 4.5930 USD | ||||
| ADR | Purchase | 99,239 | 4.5948 USD | ||||
| ADR | Purchase | 187,870 | 4.6164 USD | ||||
| ADR | Sale | 500 | 4.6200 USD | ||||
| ADR | Sale | 600 | 4.6450 USD | ||||
| ADR | Sale | 900 | 4.6211 USD | ||||
| ADR | Sale | 1,767 | 4.6300 USD | ||||
| ADR | Sale | 1,800 | 4.5033 USD | ||||
| ADR | Sale | 1,800 | 4.6027 USD | ||||
| ADR | Sale | 1,900 | 4.5768 USD | ||||
| ADR | Sale | 2,100 | 4.6173 USD | ||||
| ADR | Sale | 2,700 | 4.4900 USD | ||||
| ADR | Sale | 2,992 | 4.6100 USD | ||||
| ADR | Sale | 4,700 | 4.6003 USD | ||||
| ADR | Sale | 7,700 | 4.6077 USD | ||||
| ADR | Sale | 11,100 | 4.6647 USD | ||||
| ADR | Sale | 12,300 | 4.6350 USD | ||||
| ADR | Sale | 22,200 | 4.5878 USD | ||||
| ADR | Sale | 25,200 | 4.5916 USD | ||||
| ADR | Sale | 31,100 | 4.6212 USD | ||||
| ADR | Sale | 40,100 | 4.5019 USD | ||||
| ADR | Sale | 136,169 | 4.6521 USD | ||||
| ADR | Sale | 191,270 | 4.6142 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 5,722 | 14.7557 ZAR | |||||
| ORD | CFD | Long | 8,998 | 14.5271 ZAR | |||||
| ORD | CFD | Long | 14,064 | 14.8130 ZAR | |||||
| ORD | CFD | Long | 16,019 | 14.6891 ZAR | |||||
| ORD | CFD | Long | 48,198 | 14.6458 ZAR | |||||
| ORD | CFD | Long | 55,219 | 14.2000 ZAR | |||||
| ORD | CFD | Long | 99,728 | 14.6138 ZAR | |||||
| ORD | CFD | Long | 210,049 | 14.1500 ZAR | |||||
| ORD | CFD | Long | 241,200 | 14.3873 ZAR | |||||
| ORD | CFD | Long | 885,375 | 14.7076 ZAR | |||||
| ORD | CFD | Short | 817 | 14.4841 ZAR | |||||
| ORD | CFD | Short | 8,402 | 14.8844 ZAR | |||||
| ORD | CFD | Short | 10,000 | 14.8542 ZAR | |||||
| ORD | CFD | Short | 35,893 | 14.5741 ZAR | |||||
| ORD | CFD | Short | 49,212 | 14.8263 ZAR | |||||
| ORD | CFD | Short | 70,966 | 14.3493 ZAR | |||||
| ORD | CFD | Short | 74,543 | 14.5490 ZAR | |||||
| ORD | CFD | Short | 210,049 | 14.1500 ZAR | |||||
| ORD | CFD | Short | 633,080 | 14.5896 ZAR | |||||
| ORD | CFD | Short | 2,383,150 | 14.1556 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | NO | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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