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Pin to quick picksBarclays Regulatory News (BARC)

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Form 8.3 - NortonLifeLock Inc. Amendment

9 Sep 2022 17:31

RNS Number : 0054Z
Barclays PLC
09 September 2022
 

FORM 8.3

Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

 

(a)

Full name of discloser:

Barclays PLC.

 

 

(b)

Owner or controller of interest and short

 

positions disclosed, if different from 1(a):

 

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

 

relevant securities this form relates:

 

(d)

If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

 

(e)

Date position held/dealing undertaken:

07 September 2022

 

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

disclosures in respect of any other party to the offer?

AVAST PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

 

Class of relevant security:

USD 0.01 common

 

Interests

Short Positions

 

Number

(%)

Number

(%)

 

(1)

Relevant securities owned

 

and/or controlled:

1,368,225

0.24%

1,537,075

0.27%

 

 

(2)

Cash-settled derivatives:

 

1,666,873

0.29%

3,954,724

0.69%

 

 

(3)

Stock-settled derivatives (including options)

 

and agreements to purchase/sell:

17,100

0.00%

48,410

0.01%

 

 

 

TOTAL:

3,052,198

0.53%

5,540,209

0.97%

 

 

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

Class of relevant security in relation to

 

which subscription right exists

 

Details, including nature of the rights

 

concerned and relevant percentages:

 

 

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

11

22.7800 USD

USD 0.01 common

Purchase

22

22.7750 USD

USD 0.01 common

Purchase

29

22.1600 EUR

USD 0.01 common

Purchase

31

22.8700 USD

USD 0.01 common

Purchase

54

22.7700 USD

USD 0.01 common

Purchase

100

22.3950 USD

USD 0.01 common

Purchase

200

22.1800 USD

USD 0.01 common

Purchase

306

22.8237 USD

USD 0.01 common

Purchase

475

22.7983 USD

USD 0.01 common

Purchase

600

22.7600 USD

USD 0.01 common

Purchase

675

22.6669 USD

USD 0.01 common

Purchase

967

22.6158 USD

USD 0.01 common

Purchase

1,029

22.8489 USD

USD 0.01 common

Purchase

1,060

22.5076 USD

USD 0.01 common

Purchase

1,200

22.4008 USD

USD 0.01 common

Purchase

1,402

22.1958 USD

USD 0.01 common

Purchase

1,483

22.4029 USD

USD 0.01 common

Purchase

3,033

22.4093 USD

USD 0.01 common

Purchase

3,089

22.8416 USD

USD 0.01 common

Purchase

3,484

22.7516 USD

USD 0.01 common

Purchase

3,750

22.3799 USD

USD 0.01 common

Purchase

5,121

22.6305 USD

USD 0.01 common

Purchase

5,441

22.1500 USD

USD 0.01 common

Purchase

5,927

22.7637 USD

USD 0.01 common

Purchase

6,622

22.3954 USD

USD 0.01 common

Purchase

8,445

22.4919 USD

USD 0.01 common

Purchase

8,751

22.8584 USD

USD 0.01 common

Purchase

12,928

22.5857 USD

USD 0.01 common

Purchase

21,861

22.6148 USD

USD 0.01 common

Purchase

22,688

22.7489 USD

USD 0.01 common

Purchase

55,098

22.8600 USD

USD 0.01 common

Purchase

94,204

22.5740 USD

USD 0.01 common

Purchase

146,450

22.3797 USD

USD 0.01 common

Purchase

150,000

22.3800 USD

USD 0.01 common

Purchase

229,789

22.6325 USD

USD 0.01 common

Sale

1

22.8000 USD

USD 0.01 common

Sale

3

22.7366 USD

USD 0.01 common

Sale

29

22.1600 EUR

USD 0.01 common

Sale

40

22.8100 USD

USD 0.01 common

Sale

41

22.7990 USD

USD 0.01 common

Sale

42

22.8007 USD

USD 0.01 common

Sale

60

22.7900 USD

USD 0.01 common

Sale

71

22.5826 USD

USD 0.01 common

Sale

81

22.7946 USD

USD 0.01 common

Sale

84

22.7803 USD

USD 0.01 common

Sale

100

22.3950 USD

USD 0.01 common

Sale

121

22.7760 USD

USD 0.01 common

Sale

150

22.2906 USD

USD 0.01 common

Sale

200

22.1800 USD

USD 0.01 common

Sale

200

22.4825 USD

USD 0.01 common

Sale

200

22.4875 USD

USD 0.01 common

Sale

209

22.5355 USD

USD 0.01 common

Sale

214

22.5703 USD

USD 0.01 common

Sale

224

22.8250 USD

USD 0.01 common

Sale

242

22.7750 USD

USD 0.01 common

Sale

296

22.7831 USD

USD 0.01 common

Sale

300

22.4950 USD

USD 0.01 common

Sale

302

22.6324 USD

USD 0.01 common

Sale

309

22.5337 USD

USD 0.01 common

Sale

366

22.6798 USD

USD 0.01 common

Sale

387

22.7689 USD

USD 0.01 common

Sale

400

22.5200 USD

USD 0.01 common

Sale

400

22.4850 USD

USD 0.01 common

Sale

413

22.7673 USD

USD 0.01 common

Sale

452

22.4887 USD

USD 0.01 common

Sale

498

22.6957 USD

USD 0.01 common

Sale

499

22.7694 USD

USD 0.01 common

Sale

500

22.7040 USD

USD 0.01 common

Sale

585

22.7583 USD

USD 0.01 common

Sale

618

22.7564 USD

USD 0.01 common

Sale

689

22.7523 USD

USD 0.01 common

Sale

800

22.3462 USD

USD 0.01 common

Sale

800

22.4862 USD

USD 0.01 common

Sale

877

22.7605 USD

USD 0.01 common

Sale

900

22.3555 USD

USD 0.01 common

Sale

924

22.3043 USD

USD 0.01 common

Sale

988

22.3000 USD

USD 0.01 common

Sale

994

22.7685 USD

USD 0.01 common

Sale

999

22.7649 USD

USD 0.01 common

Sale

1,088

22.3823 USD

USD 0.01 common

Sale

1,160

22.4000 USD

USD 0.01 common

Sale

1,187

22.8537 USD

USD 0.01 common

Sale

1,200

22.7600 USD

USD 0.01 common

Sale

1,315

22.8581 USD

USD 0.01 common

Sale

1,604

22.5623 USD

USD 0.01 common

Sale

1,687

22.7664 USD

USD 0.01 common

Sale

2,647

22.4103 USD

USD 0.01 common

Sale

2,869

22.6146 USD

USD 0.01 common

Sale

2,981

22.4908 USD

USD 0.01 common

Sale

3,038

22.3238 USD

USD 0.01 common

Sale

3,049

22.6327 USD

USD 0.01 common

Sale

3,112

22.4962 USD

USD 0.01 common

Sale

3,200

22.1500 USD

USD 0.01 common

Sale

3,241

22.7270 USD

USD 0.01 common

Sale

3,540

22.3672 USD

USD 0.01 common

Sale

3,900

22.8520 USD

USD 0.01 common

Sale

4,940

22.4649 USD

USD 0.01 common

Sale

5,754

22.3504 USD

USD 0.01 common

Sale

6,501

22.3883 USD

USD 0.01 common

Sale

6,637

22.3719 USD

USD 0.01 common

Sale

7,917

22.6611 USD

USD 0.01 common

Sale

8,453

22.8425 USD

USD 0.01 common

Sale

8,487

22.3861 USD

USD 0.01 common

Sale

8,751

22.8584 USD

USD 0.01 common

Sale

8,852

22.3771 USD

USD 0.01 common

Sale

9,657

22.5451 USD

USD 0.01 common

Sale

9,757

22.5109 USD

USD 0.01 common

Sale

9,789

22.3818 USD

USD 0.01 common

Sale

13,447

22.7602 USD

USD 0.01 common

Sale

13,836

22.4978 USD

USD 0.01 common

Sale

14,566

22.5313 USD

USD 0.01 common

Sale

28,900

22.4123 USD

USD 0.01 common

Sale

34,385

22.8600 USD

USD 0.01 common

Sale

45,507

22.3646 USD

USD 0.01 common

Sale

46,035

22.3922 USD

USD 0.01 common

Sale

46,222

22.6886 USD

USD 0.01 common

Sale

52,446

22.6150 USD

USD 0.01 common

Sale

79,910

22.6543 USD

USD 0.01 common

Sale

93,373

22.6120 USD

USD 0.01 common

Sale

150,000

22.3800 USD

 

(b)

Cash-settled derivative transactions

 

Class of relevant

Product

Nature of dealing

Number of

Price per unit

security

description

reference

securities

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the person making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

9 Sep 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

 Written

-17,100

27.0000

American

16 Sep 2022

USD 0.01 common

Put Options

 Purchased

-31,310

23.0000

American

18 Nov 2022

USD 0.01 common

Put Options

 Written

17,100

25.0000

American

16 Sep 2022

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully

understood:

 

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