Last checked at 9 Nov 2021 11:54
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NATIONAL EXPRESS GROUP PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 08 November 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | STAGECOACH GROUP PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,475,640 | 0.24% | 5,502,743 | 0.90% | ||
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(2) | Cash-settled derivatives: |
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5,104,487 | 0.83% | 1,211,674 | 0.20% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 6,580,127 | 1.07% | 6,714,417 | 1.09% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities |
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| 5p ordinary | Purchase | 48 | 2.4101 GBP | ||||
| 5p ordinary | Purchase | 556 | 2.4020 GBP | ||||
| 5p ordinary | Purchase | 1,203 | 2.4080 GBP | ||||
| 5p ordinary | Purchase | 2,016 | 2.4115 GBP | ||||
| 5p ordinary | Purchase | 2,438 | 2.4089 GBP | ||||
| 5p ordinary | Purchase | 2,703 | 2.4097 GBP | ||||
| 5p ordinary | Purchase | 3,346 | 2.4069 GBP | ||||
| 5p ordinary | Purchase | 3,526 | 2.4122 GBP | ||||
| 5p ordinary | Purchase | 3,875 | 2.4060 GBP | ||||
| 5p ordinary | Purchase | 3,875 | 2.4140 GBP | ||||
| 5p ordinary | Purchase | 4,158 | 2.4100 GBP | ||||
| 5p ordinary | Purchase | 4,370 | 2.4070 GBP | ||||
| 5p ordinary | Purchase | 4,810 | 2.4127 GBP | ||||
| 5p ordinary | Purchase | 5,430 | 2.4090 GBP | ||||
| 5p ordinary | Purchase | 9,403 | 2.4098 GBP | ||||
| 5p ordinary | Purchase | 15,309 | 2.4082 GBP | ||||
| 5p ordinary | Purchase | 16,987 | 2.4028 GBP | ||||
| 5p ordinary | Purchase | 18,749 | 2.4073 GBP | ||||
| 5p ordinary | Purchase | 20,552 | 2.4062 GBP | ||||
| 5p ordinary | Purchase | 23,594 | 2.4043 GBP | ||||
| 5p ordinary | Purchase | 43,420 | 2.4091 GBP | ||||
| 5p ordinary | Purchase | 102,361 | 2.4075 GBP | ||||
| 5p ordinary | Sale | 152 | 2.4017 GBP | ||||
| 5p ordinary | Sale | 556 | 2.4034 GBP | ||||
| 5p ordinary | Sale | 678 | 2.4114 GBP | ||||
| 5p ordinary | Sale | 690 | 2.4032 GBP | ||||
| 5p ordinary | Sale | 1,293 | 2.4100 GBP | ||||
| 5p ordinary | Sale | 1,401 | 2.4111 GBP | ||||
| 5p ordinary | Sale | 1,556 | 2.4083 GBP | ||||
| 5p ordinary | Sale | 1,667 | 2.4059 GBP | ||||
| 5p ordinary | Sale | 1,716 | 2.4080 GBP | ||||
| 5p ordinary | Sale | 1,932 | 2.4201 GBP | ||||
| 5p ordinary | Sale | 2,281 | 2.4132 GBP | ||||
| 5p ordinary | Sale | 3,350 | 2.4120 GBP | ||||
| 5p ordinary | Sale | 3,780 | 2.4042 GBP | ||||
| 5p ordinary | Sale | 3,875 | 2.4140 GBP | ||||
| 5p ordinary | Sale | 4,393 | 2.4060 GBP | ||||
| 5p ordinary | Sale | 4,396 | 2.4074 GBP | ||||
| 5p ordinary | Sale | 4,795 | 2.4063 GBP | ||||
| 5p ordinary | Sale | 5,657 | 2.4102 GBP | ||||
| 5p ordinary | Sale | 6,696 | 2.4081 GBP | ||||
| 5p ordinary | Sale | 6,855 | 2.4071 GBP | ||||
| 5p ordinary | Sale | 6,871 | 2.4022 GBP | ||||
| 5p ordinary | Sale | 8,970 | 2.4079 GBP | ||||
| 5p ordinary | Sale | 13,986 | 2.4047 GBP | ||||
| 5p ordinary | Sale | 76,859 | 2.4153 GBP | ||||
| 5p ordinary | Sale | 82,455 | 2.4077 GBP | ||||
| 5p ordinary | Sale | 133,265 | 2.4088 GBP | ||||
| 5p ordinary | Sale | 227,836 | 2.4072 GBP | ||||
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities |
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5p ordinary | SWAP | Long | 22 | 2.4095 GBP | |||
5p ordinary | SWAP | Long | 37 | 2.4125 GBP | |||
5p ordinary | SWAP | Long | 38 | 2.4067 GBP | |||
5p ordinary | SWAP | Long | 64 | 2.4101 GBP | |||
5p ordinary | SWAP | Long | 105 | 2.4065 GBP | |||
5p ordinary | SWAP | Long | 117 | 2.4071 GBP | |||
5p ordinary | SWAP | Long | 140 | 2.4110 GBP | |||
5p ordinary | SWAP | Long | 152 | 2.4017 GBP | |||
5p ordinary | SWAP | Long | 167 | 2.4019 GBP | |||
5p ordinary | SWAP | Long | 253 | 2.4123 GBP | |||
5p ordinary | SWAP | Long | 324 | 2.4105 GBP | |||
5p ordinary | SWAP | Long | 349 | 2.3999 GBP | |||
5p ordinary | SWAP | Long | 578 | 2.4072 GBP | |||
5p ordinary | SWAP | Long | 704 | 2.4060 GBP | |||
5p ordinary | SWAP | Long | 863 | 2.4046 GBP | |||
5p ordinary | SWAP | Long | 1,094 | 2.4248 GBP | |||
5p ordinary | SWAP | Long | 1,187 | 2.4025 GBP | |||
5p ordinary | SWAP | Long | 1,314 | 2.4041 GBP | |||
5p ordinary | SWAP | Long | 1,456 | 2.4021 GBP | |||
5p ordinary | SWAP | Long | 1,583 | 2.4246 GBP | |||
5p ordinary | SWAP | Long | 1,667 | 2.4059 GBP | |||
5p ordinary | SWAP | Long | 1,793 | 2.4108 GBP | |||
5p ordinary | SWAP | Long | 2,176 | 2.4018 GBP | |||
5p ordinary | CFD | Long | 2,334 | 2.4078 GBP | |||
5p ordinary | SWAP | Long | 2,650 | 2.4042 GBP | |||
5p ordinary | SWAP | Long | 2,820 | 2.4099 GBP | |||
5p ordinary | SWAP | Long | 3,137 | 2.4023 GBP | |||
5p ordinary | SWAP | Long | 3,322 | 2.4075 GBP | |||
5p ordinary | SWAP | Long | 3,547 | 2.4082 GBP | |||
5p ordinary | SWAP | Long | 3,986 | 2.4063 GBP | |||
5p ordinary | SWAP | Long | 5,025 | 2.4097 GBP | |||
5p ordinary | SWAP | Long | 5,657 | 2.4068 GBP | |||
5p ordinary | SWAP | Long | 7,604 | 2.4107 GBP | |||
5p ordinary | SWAP | Long | 9,383 | 2.4079 GBP | |||
5p ordinary | SWAP | Long | 12,318 | 2.4049 GBP | |||
5p ordinary | SWAP | Long | 12,660 | 2.4038 GBP | |||
5p ordinary | SWAP | Long | 15,605 | 2.4089 GBP | |||
5p ordinary | CFD | Long | 54,309 | 2.4080 GBP | |||
5p ordinary | SWAP | Long | 76,859 | 2.4153 GBP | |||
5p ordinary | SWAP | Long | 133,265 | 2.4088 GBP | |||
5p ordinary | CFD | Short | 48 | 2.4102 GBP | |||
5p ordinary | SWAP | Short | 200 | 2.4250 GBP | |||
5p ordinary | CFD | Short | 1,203 | 2.4079 GBP | |||
5p ordinary | SWAP | Short | 1,428 | 2.4148 GBP | |||
5p ordinary | SWAP | Short | 2,010 | 2.4055 GBP | |||
5p ordinary | SWAP | Short | 2,098 | 2.4104 GBP | |||
5p ordinary | SWAP | Short | 2,323 | 2.4116 GBP | |||
5p ordinary | SWAP | Short | 2,487 | 2.4138 GBP | |||
5p ordinary | SWAP | Short | 3,177 | 2.4080 GBP | |||
5p ordinary | SWAP | Short | 3,199 | 2.4079 GBP | |||
5p ordinary | SWAP | Short | 6,723 | 2.4086 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 9 Nov 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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