Last checked at 15 Oct 2021 12:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | ENTAIN PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 14 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DRAFTKINGS INC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.01 ordinary | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 12,290,544 | 2.10% | 5,380,750 | 0.92% | ||
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(2) | Cash-settled derivatives: |
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4,853,560 | 0.83% | 9,862,641 | 1.68% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 17,144,104 | 2.92% | 15,243,391 | 2.60% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| EUR 0.01 ordinary | Purchase | 5 | 20.4100 GBP | ||||
| EUR 0.01 ordinary | Purchase | 28 | 20.4650 GBP | ||||
| EUR 0.01 ordinary | Purchase | 56 | 20.4630 GBP | ||||
| EUR 0.01 ordinary | Purchase | 72 | 20.7326 GBP | ||||
| EUR 0.01 ordinary | Purchase | 84 | 20.4200 GBP | ||||
| EUR 0.01 ordinary | Purchase | 91 | 20.4150 GBP | ||||
| EUR 0.01 ordinary | Purchase | 122 | 20.7000 GBP | ||||
| EUR 0.01 ordinary | Purchase | 129 | 20.4800 GBP | ||||
| EUR 0.01 ordinary | Purchase | 129 | 20.4600 GBP | ||||
| EUR 0.01 ordinary | Purchase | 130 | 20.4400 GBP | ||||
| EUR 0.01 ordinary | Purchase | 138 | 20.4458 GBP | ||||
| EUR 0.01 ordinary | Purchase | 150 | 20.5289 GBP | ||||
| EUR 0.01 ordinary | Purchase | 178 | 20.4775 GBP | ||||
| EUR 0.01 ordinary | Purchase | 180 | 20.5778 GBP | ||||
| EUR 0.01 ordinary | Purchase | 268 | 20.4429 GBP | ||||
| EUR 0.01 ordinary | Purchase | 271 | 20.5747 GBP | ||||
| EUR 0.01 ordinary | Purchase | 274 | 20.6590 GBP | ||||
| EUR 0.01 ordinary | Purchase | 275 | 20.6000 GBP | ||||
| EUR 0.01 ordinary | Purchase | 294 | 20.5750 GBP | ||||
| EUR 0.01 ordinary | Purchase | 394 | 20.4725 GBP | ||||
| EUR 0.01 ordinary | Purchase | 427 | 20.5300 GBP | ||||
| EUR 0.01 ordinary | Purchase | 454 | 20.4944 GBP | ||||
| EUR 0.01 ordinary | Purchase | 524 | 20.6044 GBP | ||||
| EUR 0.01 ordinary | Purchase | 563 | 20.4934 GBP | ||||
| EUR 0.01 ordinary | Purchase | 564 | 20.6346 GBP | ||||
| EUR 0.01 ordinary | Purchase | 589 | 20.8049 GBP | ||||
| EUR 0.01 ordinary | Purchase | 828 | 20.4893 GBP | ||||
| EUR 0.01 ordinary | Purchase | 853 | 20.4618 GBP | ||||
| EUR 0.01 ordinary | Purchase | 906 | 20.4451 GBP | ||||
| EUR 0.01 ordinary | Purchase | 962 | 20.6112 GBP | ||||
| EUR 0.01 ordinary | Purchase | 966 | 20.8917 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,426 | 20.6827 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,430 | 20.4672 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,506 | 20.5125 GBP | ||||
| EUR 0.01 ordinary | Purchase | 1,954 | 20.4614 GBP | ||||
| EUR 0.01 ordinary | Purchase | 2,175 | 20.6580 GBP | ||||
| EUR 0.01 ordinary | Purchase | 2,631 | 20.4887 GBP | ||||
| EUR 0.01 ordinary | Purchase | 2,694 | 20.5900 GBP | ||||
| EUR 0.01 ordinary | Purchase | 3,063 | 20.5259 GBP | ||||
| EUR 0.01 ordinary | Purchase | 6,200 | 20.5850 GBP | ||||
| EUR 0.01 ordinary | Purchase | 12,536 | 20.4866 GBP | ||||
| EUR 0.01 ordinary | Purchase | 14,443 | 20.5314 GBP | ||||
| EUR 0.01 ordinary | Purchase | 14,514 | 20.5799 GBP | ||||
| EUR 0.01 ordinary | Purchase | 17,813 | 20.5330 GBP | ||||
| EUR 0.01 ordinary | Purchase | 18,000 | 20.5601 GBP | ||||
| EUR 0.01 ordinary | Purchase | 25,000 | 20.4912 GBP | ||||
| EUR 0.01 ordinary | Purchase | 32,169 | 20.6225 GBP | ||||
| EUR 0.01 ordinary | Purchase | 42,892 | 20.6247 GBP | ||||
| EUR 0.01 ordinary | Purchase | 119,827 | 20.5878 GBP | ||||
| EUR 0.01 ordinary | Sale | 122 | 20.7100 GBP | ||||
| EUR 0.01 ordinary | Sale | 129 | 20.4600 GBP | ||||
| EUR 0.01 ordinary | Sale | 130 | 20.4400 GBP | ||||
| EUR 0.01 ordinary | Sale | 186 | 20.6432 GBP | ||||
| EUR 0.01 ordinary | Sale | 209 | 20.5550 GBP | ||||
| EUR 0.01 ordinary | Sale | 249 | 20.5300 GBP | ||||
| EUR 0.01 ordinary | Sale | 275 | 20.6000 GBP | ||||
| EUR 0.01 ordinary | Sale | 293 | 20.5248 GBP | ||||
| EUR 0.01 ordinary | Sale | 343 | 20.4800 GBP | ||||
| EUR 0.01 ordinary | Sale | 349 | 20.8800 GBP | ||||
| EUR 0.01 ordinary | Sale | 360 | 20.4790 GBP | ||||
| EUR 0.01 ordinary | Sale | 366 | 20.4933 GBP | ||||
| EUR 0.01 ordinary | Sale | 372 | 20.5598 GBP | ||||
| EUR 0.01 ordinary | Sale | 396 | 20.7771 GBP | ||||
| EUR 0.01 ordinary | Sale | 396 | 20.5691 GBP | ||||
| EUR 0.01 ordinary | Sale | 396 | 20.7518 GBP | ||||
| EUR 0.01 ordinary | Sale | 401 | 20.5675 GBP | ||||
| EUR 0.01 ordinary | Sale | 416 | 20.7900 GBP | ||||
| EUR 0.01 ordinary | Sale | 420 | 20.5704 GBP | ||||
| EUR 0.01 ordinary | Sale | 594 | 20.5446 GBP | ||||
| EUR 0.01 ordinary | Sale | 603 | 20.5257 GBP | ||||
| EUR 0.01 ordinary | Sale | 630 | 20.6506 GBP | ||||
| EUR 0.01 ordinary | Sale | 668 | 20.5134 GBP | ||||
| EUR 0.01 ordinary | Sale | 842 | 20.4650 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,018 | 20.5667 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,053 | 20.5314 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,290 | 20.4919 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,435 | 20.4831 GBP | ||||
| EUR 0.01 ordinary | Sale | 1,700 | 20.4943 GBP | ||||
| EUR 0.01 ordinary | Sale | 2,025 | 20.5036 GBP | ||||
| EUR 0.01 ordinary | Sale | 2,064 | 20.4939 GBP | ||||
| EUR 0.01 ordinary | Sale | 2,230 | 20.6015 GBP | ||||
| EUR 0.01 ordinary | Sale | 2,285 | 20.5646 GBP | ||||
| EUR 0.01 ordinary | Sale | 3,134 | 20.8262 GBP | ||||
| EUR 0.01 ordinary | Sale | 4,136 | 20.5946 GBP | ||||
| EUR 0.01 ordinary | Sale | 5,822 | 20.5761 GBP | ||||
| EUR 0.01 ordinary | Sale | 5,895 | 20.5854 GBP | ||||
| EUR 0.01 ordinary | Sale | 9,523 | 20.5940 GBP | ||||
| EUR 0.01 ordinary | Sale | 9,975 | 20.5310 GBP | ||||
| EUR 0.01 ordinary | Sale | 20,000 | 20.4801 GBP | ||||
| EUR 0.01 ordinary | Sale | 24,231 | 20.5497 GBP | ||||
| EUR 0.01 ordinary | Sale | 26,357 | 20.5900 GBP | ||||
| EUR 0.01 ordinary | Sale | 36,214 | 20.5046 GBP | ||||
| EUR 0.01 ordinary | Sale | 37,139 | 20.6042 GBP | ||||
(b) Cash-settled derivative transactions
| Class of | Product |
| Nature of dealing |
| Number of | Price per | |
| relevant | description |
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| reference | unit | |
| security |
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| securities |
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| EUR 0.01 ordinary | SWAP | Long | 74 | 20.7486 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 186 | 20.6432 GBP | |||
| EUR 0.01 ordinary | CFD | Long | 190 | 20.5947 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 353 | 20.6300 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 556 | 20.6375 GBP | |||
| EUR 0.01 ordinary | CFD | Long | 582 | 20.9771 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 648 | 20.6168 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 1,018 | 20.5667 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 1,987 | 20.7072 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 2,025 | 20.5036 GBP | |||
| EUR 0.01 ordinary | CFD | Long | 3,946 | 20.5946 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 9,975 | 20.5310 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 24,231 | 20.5497 GBP | |||
| EUR 0.01 ordinary | SWAP | Long | 47,144 | 20.6016 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 5 | 20.5600 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 111 | 20.5854 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 402 | 20.5497 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 524 | 20.6044 GBP | |||
| EUR 0.01 ordinary | CFD | Short | 608 | 20.8055 GBP | |||
| EUR 0.01 ordinary | CFD | Short | 609 | 20.5570 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 776 | 20.5901 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 1,399 | 20.6957 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 6,498 | 20.5900 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 15,647 | 20.5961 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 17,813 | 20.5330 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 25,000 | 20.4912 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 32,633 | 20.5681 GBP | |||
| EUR 0.01 ordinary | SWAP | Short | 46,873 | 20.5921 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 15 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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