Last checked at 15 Oct 2021 12:22
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 14 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | ENTAIN PLC |
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GVC HLDGS PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 588,247 | 0.15% | 484,572 | 0.12% | ||
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(2) | Cash-settled derivatives: |
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21,805 | 0.01% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,735,561 | 0.67% | 1,623,157 | 0.40% | ||
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| TOTAL: | 3,345,613 | 0.83% | 2,107,729 | 0.52% | ||
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| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 0 | 0.00% | 206,000 | 0.05% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
| |
| security |
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| securities |
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| USD 0.0001 class A common | Purchase | 2 | 50.3100 USD | ||||
| USD 0.0001 class A common | Purchase | 3 | 51.1800 USD | ||||
| USD 0.0001 class A common | Purchase | 21 | 49.3600 USD | ||||
| USD 0.0001 class A common | Purchase | 42 | 50.6800 USD | ||||
| USD 0.0001 class A common | Purchase | 42 | 50.3700 USD | ||||
| USD 0.0001 class A common | Purchase | 98 | 50.0000 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.7150 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.7800 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.8100 USD | ||||
| USD 0.0001 class A common | Purchase | 120 | 50.9958 USD | ||||
| USD 0.0001 class A common | Purchase | 140 | 50.3528 USD | ||||
| USD 0.0001 class A common | Purchase | 164 | 49.7226 USD | ||||
| USD 0.0001 class A common | Purchase | 200 | 50.3050 USD | ||||
| USD 0.0001 class A common | Purchase | 243 | 50.2900 USD | ||||
| USD 0.0001 class A common | Purchase | 300 | 49.7208 USD | ||||
| USD 0.0001 class A common | Purchase | 303 | 49.5207 USD | ||||
| USD 0.0001 class A common | Purchase | 318 | 51.0282 USD | ||||
| USD 0.0001 class A common | Purchase | 437 | 50.3205 USD | ||||
| USD 0.0001 class A common | Purchase | 500 | 50.1520 USD | ||||
| USD 0.0001 class A common | Purchase | 600 | 49.9416 USD | ||||
| USD 0.0001 class A common | Purchase | 600 | 50.1800 USD | ||||
| USD 0.0001 class A common | Purchase | 800 | 50.2075 USD | ||||
| USD 0.0001 class A common | Purchase | 839 | 50.1300 USD | ||||
| USD 0.0001 class A common | Purchase | 900 | 50.3717 USD | ||||
| USD 0.0001 class A common | Purchase | 1,210 | 50.5360 USD | ||||
| USD 0.0001 class A common | Purchase | 1,477 | 50.2696 USD | ||||
| USD 0.0001 class A common | Purchase | 1,774 | 49.7385 USD | ||||
| USD 0.0001 class A common | Purchase | 1,929 | 49.7454 USD | ||||
| USD 0.0001 class A common | Purchase | 2,325 | 49.9712 USD | ||||
| USD 0.0001 class A common | Purchase | 2,906 | 49.9179 USD | ||||
| USD 0.0001 class A common | Purchase | 2,954 | 49.9335 USD | ||||
| USD 0.0001 class A common | Purchase | 3,847 | 49.8897 USD | ||||
| USD 0.0001 class A common | Purchase | 4,000 | 50.6781 USD | ||||
| USD 0.0001 class A common | Purchase | 7,287 | 49.3744 USD | ||||
| USD 0.0001 class A common | Purchase | 7,313 | 51.1149 USD | ||||
| USD 0.0001 class A common | Purchase | 8,619 | 49.6200 USD | ||||
| USD 0.0001 class A common | Purchase | 11,712 | 50.5775 USD | ||||
| USD 0.0001 class A common | Purchase | 11,905 | 50.6847 USD | ||||
| USD 0.0001 class A common | Purchase | 13,736 | 50.8961 USD | ||||
| USD 0.0001 class A common | Purchase | 16,000 | 50.6352 USD | ||||
| USD 0.0001 class A common | Purchase | 16,550 | 51.0243 USD | ||||
| USD 0.0001 class A common | Purchase | 17,399 | 50.9115 USD | ||||
| USD 0.0001 class A common | Purchase | 18,332 | 49.9621 USD | ||||
| USD 0.0001 class A common | Purchase | 22,529 | 49.9654 USD | ||||
| USD 0.0001 class A common | Purchase | 23,099 | 50.7397 USD | ||||
| USD 0.0001 class A common | Purchase | 67,378 | 49.9087 USD | ||||
| USD 0.0001 class A common | Purchase | 114,835 | 50.6545 USD | ||||
| USD 0.0001 class A common | Sale | 3 | 51.1800 USD | ||||
| USD 0.0001 class A common | Sale | 4 | 49.6400 USD | ||||
| USD 0.0001 class A common | Sale | 5 | 50.4400 USD | ||||
| USD 0.0001 class A common | Sale | 7 | 50.8500 USD | ||||
| USD 0.0001 class A common | Sale | 12 | 50.1625 USD | ||||
| USD 0.0001 class A common | Sale | 12 | 49.7300 USD | ||||
| USD 0.0001 class A common | Sale | 18 | 49.7900 USD | ||||
| USD 0.0001 class A common | Sale | 18 | 50.2700 USD | ||||
| USD 0.0001 class A common | Sale | 21 | 49.3600 USD | ||||
| USD 0.0001 class A common | Sale | 21 | 49.8457 USD | ||||
| USD 0.0001 class A common | Sale | 24 | 50.0962 USD | ||||
| USD 0.0001 class A common | Sale | 32 | 49.6581 USD | ||||
| USD 0.0001 class A common | Sale | 36 | 49.7250 USD | ||||
| USD 0.0001 class A common | Sale | 42 | 50.6800 USD | ||||
| USD 0.0001 class A common | Sale | 42 | 50.3700 USD | ||||
| USD 0.0001 class A common | Sale | 46 | 50.8934 USD | ||||
| USD 0.0001 class A common | Sale | 48 | 50.0337 USD | ||||
| USD 0.0001 class A common | Sale | 63 | 50.0580 USD | ||||
| USD 0.0001 class A common | Sale | 69 | 50.0126 USD | ||||
| USD 0.0001 class A common | Sale | 90 | 49.5940 USD | ||||
| USD 0.0001 class A common | Sale | 90 | 49.6000 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 50.5900 USD | ||||
| USD 0.0001 class A common | Sale | 108 | 49.6366 USD | ||||
| USD 0.0001 class A common | Sale | 116 | 49.9647 USD | ||||
| USD 0.0001 class A common | Sale | 120 | 50.0042 USD | ||||
| USD 0.0001 class A common | Sale | 129 | 49.9727 USD | ||||
| USD 0.0001 class A common | Sale | 144 | 49.6368 USD | ||||
| USD 0.0001 class A common | Sale | 144 | 49.6387 USD | ||||
| USD 0.0001 class A common | Sale | 146 | 49.6621 USD | ||||
| USD 0.0001 class A common | Sale | 150 | 50.9252 USD | ||||
| USD 0.0001 class A common | Sale | 170 | 50.0728 USD | ||||
| USD 0.0001 class A common | Sale | 202 | 50.8700 USD | ||||
| USD 0.0001 class A common | Sale | 212 | 50.9135 USD | ||||
| USD 0.0001 class A common | Sale | 217 | 49.6723 USD | ||||
| USD 0.0001 class A common | Sale | 234 | 49.6761 USD | ||||
| USD 0.0001 class A common | Sale | 236 | 51.1230 USD | ||||
| USD 0.0001 class A common | Sale | 250 | 50.8860 USD | ||||
| USD 0.0001 class A common | Sale | 257 | 50.4568 USD | ||||
| USD 0.0001 class A common | Sale | 274 | 50.6704 USD | ||||
| USD 0.0001 class A common | Sale | 293 | 50.8534 USD | ||||
| USD 0.0001 class A common | Sale | 299 | 50.8204 USD | ||||
| USD 0.0001 class A common | Sale | 300 | 50.6833 USD | ||||
| USD 0.0001 class A common | Sale | 300 | 50.9100 USD | ||||
| USD 0.0001 class A common | Sale | 306 | 49.6388 USD | ||||
| USD 0.0001 class A common | Sale | 316 | 50.2918 USD | ||||
| USD 0.0001 class A common | Sale | 319 | 50.7000 USD | ||||
| USD 0.0001 class A common | Sale | 369 | 50.5540 USD | ||||
| USD 0.0001 class A common | Sale | 370 | 50.8483 USD | ||||
| USD 0.0001 class A common | Sale | 468 | 50.7818 USD | ||||
| USD 0.0001 class A common | Sale | 500 | 50.6590 USD | ||||
| USD 0.0001 class A common | Sale | 550 | 50.7045 USD | ||||
| USD 0.0001 class A common | Sale | 557 | 50.6980 USD | ||||
| USD 0.0001 class A common | Sale | 703 | 50.8526 USD | ||||
| USD 0.0001 class A common | Sale | 830 | 50.9082 USD | ||||
| USD 0.0001 class A common | Sale | 960 | 50.9270 USD | ||||
| USD 0.0001 class A common | Sale | 1,000 | 51.0615 USD | ||||
| USD 0.0001 class A common | Sale | 1,110 | 49.5904 USD | ||||
| USD 0.0001 class A common | Sale | 1,400 | 50.6682 USD | ||||
| USD 0.0001 class A common | Sale | 1,421 | 50.2600 USD | ||||
| USD 0.0001 class A common | Sale | 2,027 | 49.7577 USD | ||||
| USD 0.0001 class A common | Sale | 2,080 | 50.7109 USD | ||||
| USD 0.0001 class A common | Sale | 2,103 | 50.6128 USD | ||||
| USD 0.0001 class A common | Sale | 2,377 | 50.8871 USD | ||||
| USD 0.0001 class A common | Sale | 3,361 | 50.8757 USD | ||||
| USD 0.0001 class A common | Sale | 3,725 | 50.8971 USD | ||||
| USD 0.0001 class A common | Sale | 4,528 | 50.7431 USD | ||||
| USD 0.0001 class A common | Sale | 4,722 | 50.4890 USD | ||||
| USD 0.0001 class A common | Sale | 4,832 | 50.5590 USD | ||||
| USD 0.0001 class A common | Sale | 5,804 | 50.8987 USD | ||||
| USD 0.0001 class A common | Sale | 6,363 | 51.0883 USD | ||||
| USD 0.0001 class A common | Sale | 6,905 | 50.7350 USD | ||||
| USD 0.0001 class A common | Sale | 7,014 | 50.6832 USD | ||||
| USD 0.0001 class A common | Sale | 7,973 | 49.4235 USD | ||||
| USD 0.0001 class A common | Sale | 8,189 | 50.7249 USD | ||||
| USD 0.0001 class A common | Sale | 8,600 | 49.6200 USD | ||||
| USD 0.0001 class A common | Sale | 9,016 | 50.5369 USD | ||||
| USD 0.0001 class A common | Sale | 11,133 | 50.6587 USD | ||||
| USD 0.0001 class A common | Sale | 11,164 | 50.9879 USD | ||||
| USD 0.0001 class A common | Sale | 11,665 | 50.0993 USD | ||||
| USD 0.0001 class A common | Sale | 11,904 | 50.0493 USD | ||||
| USD 0.0001 class A common | Sale | 12,396 | 50.5849 USD | ||||
| USD 0.0001 class A common | Sale | 12,802 | 50.9053 USD | ||||
| USD 0.0001 class A common | Sale | 13,321 | 50.5644 USD | ||||
| USD 0.0001 class A common | Sale | 13,983 | 49.8676 USD | ||||
| USD 0.0001 class A common | Sale | 15,544 | 50.8283 USD | ||||
| USD 0.0001 class A common | Sale | 71,754 | 50.7611 USD | ||||
| USD 0.0001 class A common | Sale | 94,320 | 49.9351 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 15 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price |
| date | |
| relevant |
| selling, | securities | per unit |
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| security |
| varying etc | to which |
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| option |
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| relates |
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| USD 0.0001 class A common | Call Options | Written | -39,996 | 50.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -55,631 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 30,300 | 60.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
| USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
| USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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