6 May 2026 13:21
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Β | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Β | |||||
Β | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | CAPRICORN ENERGY PLC | |||||
Β | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Β | |||||
Β | offeror/offeree, state this and specify identity of | ||||||
Β | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 05 May 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Β | Β | |||
Β | disclosures in respect of any other party to the offer? | Β | Β | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Β | |||||
Β | to which the disclosure relates following the dealing(if any) | Β | |||||
Class of relevant security: | 799 / 122p ordinary | ||||||
Β | Interests | Short Positions | |||||
Β | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Β | Β | Β | Β | ||
Β | and/or controlled: | Β | Β | 814,022 | 1.15% | 0 | 0.00% |
(2) | Cash-settled derivatives: | Β | Β | Β | Β | ||
Β | Β | Β | Β | 0 | 0.00% | 813,928 | 1.15% |
(3) | Stock-settled derivatives (including options) | Β | Β | Β | Β | ||
Β | and agreements to purchase/sell: | Β | Β | 0 | 0.00% | 0 | 0.00% |
Β | Β | Β | Β | Β | Β | Β | Β |
Β | TOTAL: | Β | Β | 814,022 | 1.15% | 813,928 | 1.15% |
(b) | Rights to subscribe for new securities (including directors and other executive | Β | |||||
Β | options) | Β | Β | Β | Β | Β | Β |
Class of relevant security in relation to | Β | Β | Β | Β | |||
which subscription right exists | Β | Β | Β | Β | |||
Details, including nature of the rights | Β | Β | Β | Β | |||
concerned and relevant percentages: | Β | Β | Β | Β | |||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | Β | Β | Β | Β | Β | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Β | securities | Β | ||||
799 / 122p ordinary | Purchase | 31,553 | 3.2036 GBP | ||||
799 / 122p ordinary | Purchase | 22,911 | 3.2500 GBP | ||||
799 / 122p ordinary | Purchase | 8,000 | 3.1250 GBP | ||||
799 / 122p ordinary | Purchase | 7,965 | 3.1822 GBP | ||||
799 / 122p ordinary | Purchase | 7,532 | 3.1800 GBP | ||||
799 / 122p ordinary | Purchase | 4,845 | 3.1191 GBP | ||||
799 / 122p ordinary | Purchase | 3,765 | 3.1443 GBP | ||||
799 / 122p ordinary | Purchase | 3,341 | 3.1520 GBP | ||||
799 / 122p ordinary | Purchase | 2,805 | 3.2050 GBP | ||||
799 / 122p ordinary | Purchase | 1,884 | 3.1945 GBP | ||||
799 / 122p ordinary | Purchase | 1,863 | 3.2300 GBP | ||||
799 / 122p ordinary | Purchase | 1,186 | 3.1059 GBP | ||||
799 / 122p ordinary | Purchase | 865 | 3.1729 GBP | ||||
799 / 122p ordinary | Purchase | 711 | 3.2143 GBP | ||||
799 / 122p ordinary | Purchase | 292 | 3.2175 GBP | ||||
799 / 122p ordinary | Purchase | 249 | 3.0700 GBP | ||||
799 / 122p ordinary | Purchase | 219 | 3.2266 GBP | ||||
799 / 122p ordinary | Purchase | 165 | 3.1436 GBP | ||||
799 / 122p ordinary | Purchase | 126 | 3.1717 GBP | ||||
799 / 122p ordinary | Purchase | 74 | 3.1756 GBP | ||||
799 / 122p ordinary | Sale | 55,650 | 3.1802 GBP | ||||
799 / 122p ordinary | Sale | 16,610 | 3.1276 GBP | ||||
799 / 122p ordinary | Sale | 3,482 | 3.1390 GBP | ||||
799 / 122p ordinary | Sale | 1,898 | 3.1907 GBP | ||||
799 / 122p ordinary | Sale | 1,204 | 3.2300 GBP | ||||
799 / 122p ordinary | Sale | 1,062 | 3.1906 GBP | ||||
799 / 122p ordinary | Sale | 805 | 3.1886 GBP | ||||
799 / 122p ordinary | Sale | 653 | 3.2000 GBP | ||||
799 / 122p ordinary | Sale | 554 | 3.2100 GBP | ||||
799 / 122p ordinary | Sale | 385 | 3.2199 GBP | ||||
799 / 122p ordinary | Sale | 291 | 3.1800 GBP | ||||
799 / 122p ordinary | Sale | 254 | 3.2200 GBP | ||||
799 / 122p ordinary | Sale | 146 | 3.0600 GBP | ||||
799 / 122p ordinary | Sale | 146 | 3.1875 GBP | ||||
799 / 122p ordinary | Sale | 73 | 3.1900 GBP | ||||
799 / 122p ordinary | Sale | 1 | 3.0400 GBP | ||||
Β | Β | Β | Β | Β | Β | Β | Β |
(b) | Cash-settled derivative transactions | Β | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Β | reference | unit | |||
security | Β | Β | securities | Β | |||
799 / 122p ordinary | SWAP | Decreasing Short | 1,063 | 3.1898 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 219 | 3.1883 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 554 | 3.2100 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 385 | 3.2199 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 254 | 3.2200 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 162 | 3.2300 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 249 | 3.0700 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 165 | 3.1436 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,428 | 3.1732 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 229 | 3.1772 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 4,106 | 3.1800 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 6,537 | 3.1842 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,602 | 3.1977 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 2,805 | 3.2050 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 637 | 3.2115 GBP | |||
799 / 122p ordinary | CFD | Decreasing Short | 1,038 | 3.0253 GBP | |||
799 / 122p ordinary | CFD | Decreasing Short | 1,237 | 3.2139 GBP | |||
799 / 122p ordinary | CFD | Increasing Short | 1,161 | 3.1001 GBP | |||
799 / 122p ordinary | CFD | Increasing Short | 1,593 | 3.1802 GBP | |||
799 / 122p ordinary | CFD | Increasing Short | 1,453 | 3.2211 GBP | |||
Β | Β | Β | Β | Β | Β | Β | Β |
(c) | Stock-settled derivative transactions (including options) | Β | |||||
(i) | Writing, selling, purchasing or varying | Β | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Β | date | money |
relevant | Β | selling, | securities | per unit | Β | Β | paid/ |
security | Β | varying etc | to which | Β | Β | Β | received |
Β | Β | Β | option | Β | Β | Β | per unit |
Β | Β | Β | relates | Β | Β | Β | Β |
Β | Β | Β | Β | Β | Β | Β | Β |
Β | Β | Β | Β | Β | Β | Β | Β |
(ii) | Exercise | Β | Β | Β | Β | Β | Β |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Β | Β | securities | unit | |||
Β | Β | Β | Β | Β | |||
Β | Β | Β | Β | Β | Β | Β | Β |
(d) | Other dealings (including subscribing for new securities) | Β | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Β | Β | applicable) | ||||
Β | Β | Β | Β | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Β | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Β | Β | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Β | Β | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Β | ||||||
to the offer or any person acting in concert with a party to the offer: | Β | Β | Β | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Β | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Β | Β | |||||
the person making the disclosure and any other person relating to: | Β | Β | |||||
(i) the voting rights of any relevant securities under any option; or | Β | Β | Β | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Β | Β | |||||
any derivative is referenced: | Β | Β | Β | Β | Β | Β | |
NONE | |||||||
(c) | Attachments | Β | Β | Β | Β | Β | Β |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 06 May 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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