Last checked at 15 Apr 2021 11:59
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 14 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
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470,652 | 0.21% | 1,722,724 | 0.76% | ||
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| ||
(2) | Derivatives (other than options): |
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101,976 | 0.05% | 13,691 | 0.01% | ||
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| ||
(3) | Options and agreements to |
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|
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| purchase/sell: | 24,200 | 0.01% | 24,200 | 0.01% | |
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| ||
(4) | TOTAL: |
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|
|
|
596,828 | 0.26% | 1,760,615 | 0.78% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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| ||||
(2) Derivatives (other than options) |
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| ||||
(3) Options and agreements to purchase/sell |
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| ||||
Total |
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Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 236.6933 USD |
| Purchase | 3 | 234.6600 USD |
| Purchase | 5 | 238.6500 USD |
| Purchase | 5 | 239.1900 USD |
| Purchase | 5 | 238.2600 USD |
| Purchase | 11 | 234.4100 USD |
| Purchase | 11 | 234.1950 USD |
| Purchase | 11 | 234.4800 USD |
| Purchase | 12 | 234.4583 USD |
| Purchase | 18 | 238.4400 USD |
| Purchase | 22 | 234.3950 USD |
| Purchase | 23 | 235.0313 USD |
| Purchase | 40 | 234.2731 USD |
| Purchase | 57 | 236.6400 USD |
| Purchase | 100 | 234.3400 USD |
| Purchase | 100 | 235.7500 USD |
| Purchase | 100 | 236.3600 USD |
| Purchase | 114 | 233.9838 USD |
| Purchase | 129 | 234.5985 USD |
| Purchase | 164 | 235.9458 USD |
| Purchase | 183 | 235.1386 USD |
| Purchase | 200 | 234.0240 USD |
| Purchase | 204 | 234.7089 USD |
| Purchase | 242 | 234.2567 USD |
| Purchase | 244 | 234.4098 USD |
| Purchase | 299 | 234.6202 USD |
| Purchase | 315 | 234.3386 USD |
| Purchase | 318 | 236.6695 USD |
| Purchase | 405 | 234.1975 USD |
| Purchase | 410 | 235.8885 USD |
| Purchase | 411 | 234.8803 USD |
| Purchase | 476 | 235.5710 USD |
| Purchase | 500 | 235.0436 USD |
| Purchase | 501 | 234.1678 USD |
| Purchase | 506 | 237.4729 USD |
| Purchase | 600 | 236.0000 USD |
| Purchase | 866 | 234.4312 USD |
| Purchase | 1,418 | 235.8591 USD |
| Purchase | 2,115 | 235.3563 USD |
| Purchase | 2,279 | 237.7176 USD |
| Purchase | 2,621 | 237.4999 USD |
| Purchase | 3,426 | 234.7439 USD |
| Purchase | 3,480 | 234.8700 USD |
| Purchase | 3,719 | 234.9452 USD |
| Purchase | 3,866 | 235.7330 USD |
| Purchase | 4,175 | 235.2368 USD |
| Purchase | 5,643 | 235.1331 USD |
| Purchase | 6,453 | 235.8332 USD |
| Purchase | 13,153 | 235.2039 USD |
| Purchase | 46,530 | 235.5814 USD |
| Sale | 1 | 236.6900 USD |
| Sale | 2 | 236.6950 USD |
| Sale | 3 | 234.6600 USD |
| Sale | 5 | 234.4670 USD |
| Sale | 18 | 238.4400 USD |
| Sale | 20 | 238.3300 USD |
| Sale | 25 | 238.4100 USD |
| Sale | 93 | 238.0900 USD |
| Sale | 95 | 234.4296 USD |
| Sale | 97 | 237.0011 USD |
| Sale | 100 | 234.2700 USD |
| Sale | 100 | 234.0240 USD |
| Sale | 101 | 238.1100 USD |
| Sale | 125 | 237.6960 USD |
| Sale | 126 | 237.5985 USD |
| Sale | 133 | 238.6853 USD |
| Sale | 181 | 237.7484 USD |
| Sale | 200 | 239.3100 USD |
| Sale | 200 | 238.1287 USD |
| Sale | 200 | 238.0212 USD |
| Sale | 242 | 237.6217 USD |
| Sale | 265 | 237.8476 USD |
| Sale | 300 | 235.6200 USD |
| Sale | 300 | 237.8608 USD |
| Sale | 312 | 237.0828 USD |
| Sale | 408 | 234.7089 USD |
| Sale | 415 | 237.6651 USD |
| Sale | 518 | 234.7700 USD |
| Sale | 648 | 234.8156 USD |
| Sale | 1,463 | 234.7871 USD |
| Sale | 1,509 | 235.1225 USD |
| Sale | 2,625 | 234.2558 USD |
| Sale | 2,719 | 235.4785 USD |
| Sale | 2,720 | 235.4763 USD |
| Sale | 3,196 | 235.0815 USD |
| Sale | 9,776 | 235.3399 USD |
| Sale | 12,207 | 235.5890 USD |
| Sale | 15,197 | 234.8700 USD |
| Sale | 49,868 | 235.7242 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
SWAP | Long | 406 | 238.0941 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 15 Apr 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative |
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| |
| relates |
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| |
| Put Options | Purchased | -1,200 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 1,200 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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