Last checked at 1 Apr 2021 14:03
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 31 March 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
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458,804 | 0.20% | 1,778,292 | 0.79% | ||
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(2) | Derivatives (other than options): |
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95,497 | 0.04% | 13,657 | 0.01% | ||
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(3) | Options and agreements to |
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| purchase/sell: | 24,200 | 0.01% | 24,200 | 0.01% | |
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(4) | TOTAL: |
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578,501 | 0.26% | 1,816,149 | 0.80% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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| ||||
(2) Derivatives (other than options) |
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| ||||
(3) Options and agreements to purchase/sell |
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Total |
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Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 230.4400 USD |
| Purchase | 1 | 230.1000 USD |
| Purchase | 1 | 230.3700 USD |
| Purchase | 2 | 231.0900 USD |
| Purchase | 2 | 231.0500 USD |
| Purchase | 2 | 230.2750 USD |
| Purchase | 4 | 230.2425 USD |
| Purchase | 5 | 230.3720 USD |
| Purchase | 16 | 231.7300 USD |
| Purchase | 21 | 230.7052 USD |
| Purchase | 42 | 232.6800 USD |
| Purchase | 45 | 230.0200 USD |
| Purchase | 50 | 232.7400 USD |
| Purchase | 51 | 230.2400 USD |
| Purchase | 68 | 232.2200 USD |
| Purchase | 101 | 230.4000 USD |
| Purchase | 130 | 230.1276 USD |
| Purchase | 200 | 231.7650 USD |
| Purchase | 233 | 232.4710 USD |
| Purchase | 300 | 230.6400 USD |
| Purchase | 322 | 230.8500 USD |
| Purchase | 388 | 232.3509 USD |
| Purchase | 400 | 230.6825 USD |
| Purchase | 400 | 232.4362 USD |
| Purchase | 400 | 230.3925 USD |
| Purchase | 421 | 232.6823 USD |
| Purchase | 453 | 230.5630 USD |
| Purchase | 600 | 230.3340 USD |
| Purchase | 617 | 231.2392 USD |
| Purchase | 824 | 230.6356 USD |
| Purchase | 1,500 | 230.7473 USD |
| Purchase | 1,800 | 230.5594 USD |
| Purchase | 2,000 | 230.6583 USD |
| Purchase | 3,103 | 230.3213 USD |
| Purchase | 3,529 | 231.2296 USD |
| Purchase | 4,104 | 230.6246 USD |
| Purchase | 5,865 | 230.5615 USD |
| Purchase | 6,251 | 231.1571 USD |
| Purchase | 9,682 | 230.2069 USD |
| Purchase | 10,800 | 231.3539 USD |
| Purchase | 16,234 | 230.7122 USD |
| Purchase | 24,474 | 230.7356 USD |
| Purchase | 26,989 | 230.1100 USD |
| Sale | 1 | 231.4050 USD |
| Sale | 1 | 230.3700 USD |
| Sale | 2 | 231.0500 USD |
| Sale | 2 | 231.8300 USD |
| Sale | 8 | 232.3600 USD |
| Sale | 10 | 230.6750 USD |
| Sale | 16 | 231.7300 USD |
| Sale | 30 | 230.7245 USD |
| Sale | 37 | 230.5645 USD |
| Sale | 45 | 230.5505 USD |
| Sale | 50 | 232.2700 USD |
| Sale | 65 | 230.2180 USD |
| Sale | 68 | 232.2200 USD |
| Sale | 70 | 230.8528 USD |
| Sale | 71 | 230.9391 USD |
| Sale | 95 | 230.6357 USD |
| Sale | 95 | 230.5757 USD |
| Sale | 100 | 230.1200 USD |
| Sale | 100 | 231.5000 USD |
| Sale | 100 | 232.0300 USD |
| Sale | 115 | 230.8663 USD |
| Sale | 133 | 231.2102 USD |
| Sale | 150 | 230.6516 USD |
| Sale | 174 | 231.7444 USD |
| Sale | 185 | 230.6416 USD |
| Sale | 200 | 230.6294 USD |
| Sale | 227 | 230.6774 USD |
| Sale | 245 | 230.4730 USD |
| Sale | 300 | 230.3340 USD |
| Sale | 301 | 230.8450 USD |
| Sale | 416 | 231.1621 USD |
| Sale | 800 | 231.2870 USD |
| Sale | 922 | 230.5885 USD |
| Sale | 1,021 | 231.5287 USD |
| Sale | 1,064 | 230.7228 USD |
| Sale | 1,281 | 229.8993 USD |
| Sale | 1,458 | 230.1117 USD |
| Sale | 1,634 | 232.5034 USD |
| Sale | 1,741 | 231.3720 USD |
| Sale | 1,927 | 230.1330 USD |
| Sale | 2,363 | 231.2798 USD |
| Sale | 2,380 | 231.2793 USD |
| Sale | 2,505 | 231.0995 USD |
| Sale | 2,925 | 231.5283 USD |
| Sale | 4,372 | 230.3247 USD |
| Sale | 4,551 | 230.5899 USD |
| Sale | 5,318 | 231.2580 USD |
| Sale | 10,111 | 230.3074 USD |
| Sale | 27,324 | 230.1100 USD |
| Sale | 46,753 | 230.7365 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 1 Apr 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative |
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| |
| relates |
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| Put Options | Purchased | -1,200 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 1,200 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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