27 Dec 2019 09:03
Â
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ALLERGAN PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 24 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | Â | Â | Â | Â |
4,222,234 | 1.29% | 3,155,827 | 0.96% | ||
 |  |  |  | ||
(2) | Derivatives (other than options): | Â | Â | Â | Â |
2,877,200 | 0.88% | 2,385,804 | 0.73% | ||
 |  |  |  | ||
(3) | Options and agreements to | Â | Â | Â | Â |
purchase/sell: | 805,300 | 0.25% | 491,200 | 0.15% | |
 |  |  |  | ||
TOTAL: | Â | Â | Â | Â | |
7,904,734 | 2.41% | 6,032,831 | 1.84% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | Â | Â | ||||
 (2) Derivatives (other than options) |  |  | ||||
 (3) Options and agreements to purchase/sell |  |  | ||||
Total | Â | Â | ||||
 |
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 2 | 191.3800 USD |
Purchase | 8 | 191.5000 USD |
Purchase | 25 | 191.2536 USD |
Purchase | 40 | 191.2300 USD |
Purchase | 68 | 191.3400 USD |
Purchase | 75 | 191.3500 USD |
Purchase | 100 | 191.4900 USD |
Purchase | 100 | 191.1900 USD |
Purchase | 200 | 191.2450 USD |
Purchase | 200 | 191.4800 USD |
Purchase | 204 | 191.1674 USD |
Purchase | 232 | 191.3572 USD |
Purchase | 380 | 191.3115 USD |
Purchase | 400 | 191.3750 USD |
Purchase | 500 | 191.3840 USD |
Purchase | 592 | 191.4156 USD |
Purchase | 600 | 191.4458 USD |
Purchase | 600 | 191.2683 USD |
Purchase | 602 | 191.4086 USD |
Purchase | 719 | 191.6026 USD |
Purchase | 743 | 191.4052 USD |
Purchase | 775 | 191.3215 USD |
Purchase | 1,211 | 191.3791 USD |
Purchase | 1,927 | 191.3417 USD |
Purchase | 2,365 | 191.3711 USD |
Purchase | 2,873 | 191.4200 USD |
Purchase | 3,072 | 191.4013 USD |
Purchase | 4,052 | 191.3327 USD |
Purchase | 5,514 | 191.4587 USD |
Purchase | 5,700 | 191.1324 USD |
Purchase | 8,180 | 191.4100 USD |
Purchase | 8,779 | 191.3877 USD |
Purchase | 9,974 | 191.2545 USD |
Purchase | 12,340 | 191.2949 USD |
Purchase | 16,400 | 191.2244 USD |
Purchase | 17,396 | 191.3936 USD |
Purchase | 19,080 | 191.3316 USD |
Purchase | 33,090 | 191.5426 USD |
Purchase | 35,000 | 191.5350 USD |
Sale | 25 | 191.2536 USD |
Sale | 40 | 191.2300 USD |
Sale | 100 | 191.0900 USD |
Sale | 100 | 191.5300 USD |
Sale | 100 | 191.4900 USD |
Sale | 100 | 191.4800 USD |
Sale | 100 | 191.3600 USD |
Sale | 122 | 191.2050 USD |
Sale | 162 | 191.3200 USD |
Sale | 200 | 191.4673 USD |
Sale | 200 | 191.1800 USD |
Sale | 200 | 191.1575 USD |
Sale | 300 | 191.1866 USD |
Sale | 357 | 191.3053 USD |
Sale | 380 | 191.2915 USD |
Sale | 500 | 191.1180 USD |
Sale | 516 | 191.3845 USD |
Sale | 581 | 191.2515 USD |
Sale | 770 | 191.2407 USD |
Sale | 1,231 | 191.3341 USD |
Sale | 1,291 | 191.3975 USD |
Sale | 2,193 | 191.3705 USD |
Sale | 2,873 | 191.4200 USD |
Sale | 4,209 | 191.2836 USD |
Sale | 4,500 | 191.2291 USD |
Sale | 5,200 | 191.1338 USD |
Sale | 5,700 | 191.1324 USD |
Sale | 6,400 | 191.3036 USD |
Sale | 8,180 | 191.4100 USD |
Sale | 8,869 | 191.3186 USD |
Sale | 20,632 | 191.3939 USD |
Sale | 33,090 | 191.5426 USD |
Sale | 70,000 | 191.5350 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
 |  |  |  |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities | paid/ | ||||
varying etc | to which | received | ||||
option | ||||||
relates | ||||||
Call Option | Purchasing | 200 | 190 USD | American | 27 Dec 2019 | 1.6000 USD |
Call Option | Purchasing | 300 | 195 USD | American | 17 Jan 2020 | 0.5800 USD |
Call Option | Purchasing | 1,700 | 220 USD | American | 20 Mar 2020 | 0.0300 USD |
Call Option | Selling | 300 | 193 USD | American | 17 Jan 2020 | 1.9700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
 |  |  |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
 |  |   |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 27 Dec 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | Â |
If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price | date | ||
to which the option | |||||
or derivative | |||||
relates | |||||
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
Call Options | Purchased | 4,200 | 250.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -500 | 190.0000 | American | Dec 27, 2019 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,100 | 185.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 5,900 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 100 | 190.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 1,300 | 195.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 195.0000 | American | Jan 3, 2020 |
Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Call Options | Written | -29,700 | 150.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 30,100 | 140.0000 | American | Jan 17, 2020 |
Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 105,900 | 190.0000 | American | Jan 17, 2020 |
Put Options | Written | 50,200 | 140.0000 | American | Feb 21, 2020 |
Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
Call Options | Written | -300 | 192.5000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,200 | 155.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
Put Options | Written | 2,000 | 180.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 300 | 190.0000 | American | Dec 27, 2019 |
Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -2,100 | 175.0000 | American | Jan 17, 2020 |
Call Options | Written | -19,500 | 185.0000 | American | Jan 17, 2020 |
Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
Call Options | Written | -6,900 | 200.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
Put Options | Written | 500 | 187.5000 | American | Dec 27, 2019 |
Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | Feb 21, 2020 |
Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
Put Options | Written | 100,000 | 190.0000 | American | Jan 17, 2020 |
Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
Call Options | Purchased | 1,200 | 192.5000 | American | Dec 27, 2019 |
Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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