Last checked at 30 Dec 2019 09:47
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Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 27 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | Â | Â | Â | Â |
4,002,637 | 1.22% | 3,172,660 | 0.97% | ||
 |  |  |  | ||
(2) | Derivatives (other than options): | Â | Â | Â | Â |
2,877,200 | 0.88% | 2,652,904 | 0.81% | ||
 |  |  |  | ||
(3) | Options and agreements to | Â | Â | Â | Â |
| purchase/sell: | 814,600 | 0.25% | 488,700 | 0.15% | |
 |  |  |  | ||
| TOTAL: | Â | Â | Â | Â | |
7,694,437 | 2.34% | 6,314,264 | 1.92% | ||
 |  |  |  | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | Â | Â | ||||
 (2) Derivatives (other than options) |  |  | ||||
 (3) Options and agreements to purchase/sell |  |  | ||||
Total | Â | Â | ||||
 | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 100 | 191.3150 USD |
| Purchase | 100 | 192.0050 USD |
| Purchase | 161 | 191.5800 USD |
| Purchase | 167 | 191.4559 USD |
| Purchase | 200 | 191.4550 USD |
| Purchase | 300 | 191.4100 USD |
| Purchase | 300 | 191.4566 USD |
| Purchase | 400 | 191.4575 USD |
| Purchase | 400 | 191.4600 USD |
| Purchase | 421 | 191.4582 USD |
| Purchase | 429 | 191.4554 USD |
| Purchase | 700 | 191.4528 USD |
| Purchase | 700 | 191.5128 USD |
| Purchase | 900 | 191.4405 USD |
| Purchase | 978 | 191.5032 USD |
| Purchase | 993 | 191.5182 USD |
| Purchase | 1,001 | 191.4862 USD |
| Purchase | 1,959 | 191.4364 USD |
| Purchase | 2,203 | 191.4466 USD |
| Purchase | 2,500 | 191.4285 USD |
| Purchase | 2,600 | 191.4698 USD |
| Purchase | 4,460 | 191.4000 USD |
| Purchase | 5,422 | 191.4460 USD |
| Purchase | 7,800 | 191.4341 USD |
| Purchase | 8,973 | 191.5980 USD |
| Purchase | 15,000 | 191.3829 USD |
| Purchase | 21,729 | 191.4041 USD |
| Purchase | 31,323 | 191.4577 USD |
| Purchase | 42,014 | 191.4200 USD |
| Sale | 62 | 191.4501 USD |
| Sale | 69 | 191.2300 USD |
| Sale | 99 | 191.3000 USD |
| Sale | 100 | 191.3400 USD |
| Sale | 100 | 191.3600 USD |
| Sale | 100 | 191.3800 USD |
| Sale | 100 | 191.6500 USD |
| Sale | 100 | 191.6600 USD |
| Sale | 100 | 192.0050 USD |
| Sale | 106 | 191.2194 USD |
| Sale | 121 | 191.5200 USD |
| Sale | 200 | 191.3750 USD |
| Sale | 200 | 191.4100 USD |
| Sale | 200 | 191.3300 USD |
| Sale | 223 | 191.4347 USD |
| Sale | 234 | 191.3614 USD |
| Sale | 255 | 191.3956 USD |
| Sale | 400 | 191.2137 USD |
| Sale | 700 | 191.4600 USD |
| Sale | 800 | 191.4179 USD |
| Sale | 952 | 191.4066 USD |
| Sale | 1,026 | 191.3296 USD |
| Sale | 1,388 | 191.3651 USD |
| Sale | 1,770 | 191.4041 USD |
| Sale | 2,132 | 191.4770 USD |
| Sale | 2,200 | 191.4488 USD |
| Sale | 2,315 | 191.4550 USD |
| Sale | 2,415 | 191.4195 USD |
| Sale | 2,600 | 191.3871 USD |
| Sale | 2,998 | 191.3784 USD |
| Sale | 3,000 | 191.4456 USD |
| Sale | 3,648 | 191.3880 USD |
| Sale | 6,200 | 191.4331 USD |
| Sale | 8,622 | 191.4778 USD |
| Sale | 11,794 | 191.4000 USD |
| Sale | 15,348 | 191.5481 USD |
| Sale | 15,510 | 191.4129 USD |
| Sale | 25,561 | 191.4492 USD |
| Sale | 41,914 | 191.4200 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
 |  | unit | |
| SWAP | Long | 570,600 | 191.4000 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | Â | date | money | |
selling, | securities | Â | Â | Â | paid/ | |
varying etc | to which | Â | Â | Â | received | |
 | option |  |  |  |  | |
 | relates |  |  |  |  | |
| Call Option | Purchasing | 800 | 130 USD | American | 17 Jan 2020 | 56.9000 USD |
| Call Option | Purchasing | 100 | 185 USD | American | 20 Mar 2020 | 10.2100 USD |
| Call Option | Purchasing | 6,800 | 193 USD | American | 27 Dec 2019 | 0.0563 USD |
| Call Option | Purchasing | 500 | 195 USD | American | 3 Jan 2020 | 0.1420 USD |
| Call Option | Selling | 500 | 190 USD | American | 27 Dec 2019 | 1.8100 USD |
| Call Option | Selling | 100 | 190 USD | American | 20 Mar 2020 | 7.2500 USD |
| Put Option | Selling | 2,900 | 140 USD | American | 17 Jan 2020 | 0.1100 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
 |  |  |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
 |  |   |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
|  | purchased | relevant securities | price |  | date |
|  |  | to which the option |  |  |  |
|  |  | or derivative |  |  |  |
| Â | Â | relates | Â | Â | Â |
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,200 | 250.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 190.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 190.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,100 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,900 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 195.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 195.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -29,700 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 105,900 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 33,000 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 50,200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 192.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,200 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,100 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -19,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 187.5000 | American | Dec 27, 2019 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Feb 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 8,000 | 192.5000 | American | Dec 27, 2019 |
| Put Options | Written | 100,000 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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