Last checked at 24 Dec 2019 12:06
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Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 23 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities | Â | Â | Â | Â |
3,513,126 | 0.24% | 5,127,892 | 0.35% | ||
 |  |  |  | ||
(2) | Derivatives (other than options): | Â | Â | Â | Â |
5,182,630 | 0.35% | 474,700 | 0.03% | ||
 |  |  |  | ||
(3) | Options and agreements to | Â | Â | Â | Â |
| purchase/sell: | 2,565,000 | 0.17% | 1,116,300 | 0.08% | |
 |  |  |  | ||
| TOTAL: | Â | Â | Â | Â | |
11,260,756 | 0.76% | 6,718,892 | 0.45% | ||
 |  |  |  | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
 | Number |  | (%) | Number |  | (%) |
(1) Relevant securities | Â | Â | ||||
 (2) Derivatives (other than options) |  |  | ||||
 (3) Options and agreements to purchase/sell |  |  | ||||
Total | Â | Â | ||||
 | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 22 | 89.8100 USD |
| Purchase | 100 | 89.7100 USD |
| Purchase | 100 | 89.7300 USD |
| Purchase | 100 | 90.0050 USD |
| Purchase | 100 | 90.0000 USD |
| Purchase | 100 | 89.8900 USD |
| Purchase | 100 | 89.8950 USD |
| Purchase | 100 | 89.8000 USD |
| Purchase | 100 | 90.0800 USD |
| Purchase | 100 | 89.7500 USD |
| Purchase | 100 | 89.8700 USD |
| Purchase | 125 | 89.9280 USD |
| Purchase | 142 | 89.9335 USD |
| Purchase | 164 | 89.9939 USD |
| Purchase | 200 | 89.6700 USD |
| Purchase | 200 | 89.9700 USD |
| Purchase | 300 | 89.9200 USD |
| Purchase | 300 | 89.9600 USD |
| Purchase | 394 | 89.7600 USD |
| Purchase | 400 | 89.7375 USD |
| Purchase | 400 | 89.9275 USD |
| Purchase | 409 | 89.9692 USD |
| Purchase | 450 | 90.1950 USD |
| Purchase | 500 | 89.8980 USD |
| Purchase | 500 | 89.7910 USD |
| Purchase | 600 | 90.0100 USD |
| Purchase | 700 | 89.8928 USD |
| Purchase | 700 | 89.9435 USD |
| Purchase | 800 | 89.9825 USD |
| Purchase | 994 | 89.7459 USD |
| Purchase | 1,800 | 90.0388 USD |
| Purchase | 1,900 | 90.0394 USD |
| Purchase | 2,800 | 90.0081 USD |
| Purchase | 3,060 | 90.0210 USD |
| Purchase | 3,280 | 89.9137 USD |
| Purchase | 3,879 | 89.9831 USD |
| Purchase | 5,380 | 89.9489 USD |
| Purchase | 6,500 | 89.9896 USD |
| Purchase | 8,500 | 90.0120 USD |
| Purchase | 11,600 | 89.9567 USD |
| Purchase | 11,813 | 90.0358 USD |
| Purchase | 14,400 | 89.9623 USD |
| Purchase | 17,316 | 90.0457 USD |
| Purchase | 18,066 | 89.9740 USD |
| Purchase | 20,500 | 89.9678 USD |
| Purchase | 30,660 | 89.9323 USD |
| Purchase | 33,242 | 89.9729 USD |
| Purchase | 36,960 | 90.2485 USD |
| Purchase | 37,228 | 90.2500 USD |
| Purchase | 52,529 | 90.0514 USD |
| Purchase | 86,600 | 90.0895 USD |
| Purchase | 93,603 | 90.0484 USD |
| Purchase | 116,448 | 90.0797 USD |
| Sale | 22 | 89.8100 USD |
| Sale | 40 | 89.6500 USD |
| Sale | 100 | 90.1300 USD |
| Sale | 100 | 90.1400 USD |
| Sale | 100 | 90.1250 USD |
| Sale | 100 | 89.6800 USD |
| Sale | 100 | 90.1500 USD |
| Sale | 100 | 90.0950 USD |
| Sale | 125 | 90.2569 USD |
| Sale | 150 | 90.0883 USD |
| Sale | 233 | 89.8197 USD |
| Sale | 261 | 90.1163 USD |
| Sale | 273 | 89.9425 USD |
| Sale | 296 | 90.1516 USD |
| Sale | 299 | 89.8267 USD |
| Sale | 300 | 90.0000 USD |
| Sale | 300 | 89.9166 USD |
| Sale | 350 | 90.0085 USD |
| Sale | 369 | 89.9008 USD |
| Sale | 400 | 90.0475 USD |
| Sale | 449 | 89.8308 USD |
| Sale | 500 | 89.8400 USD |
| Sale | 500 | 90.1310 USD |
| Sale | 500 | 89.9940 USD |
| Sale | 527 | 90.1039 USD |
| Sale | 565 | 90.0242 USD |
| Sale | 600 | 89.9833 USD |
| Sale | 653 | 89.8743 USD |
| Sale | 664 | 89.9714 USD |
| Sale | 664 | 89.9713 USD |
| Sale | 758 | 90.1270 USD |
| Sale | 800 | 89.9875 USD |
| Sale | 800 | 90.1687 USD |
| Sale | 800 | 90.0128 USD |
| Sale | 808 | 89.8978 USD |
| Sale | 880 | 90.1142 USD |
| Sale | 885 | 89.8760 USD |
| Sale | 900 | 89.9027 USD |
| Sale | 903 | 90.0959 USD |
| Sale | 955 | 90.0916 USD |
| Sale | 1,068 | 89.9047 USD |
| Sale | 1,200 | 89.9183 USD |
| Sale | 1,267 | 89.9455 USD |
| Sale | 1,465 | 89.9696 USD |
| Sale | 1,500 | 89.9553 USD |
| Sale | 1,660 | 90.1089 USD |
| Sale | 1,689 | 90.0202 USD |
| Sale | 1,883 | 89.8985 USD |
| Sale | 1,900 | 90.0110 USD |
| Sale | 1,927 | 90.0511 USD |
| Sale | 1,984 | 89.8898 USD |
| Sale | 1,988 | 89.7459 USD |
| Sale | 2,336 | 90.0859 USD |
| Sale | 2,400 | 89.8279 USD |
| Sale | 2,700 | 89.9407 USD |
| Sale | 3,100 | 90.0982 USD |
| Sale | 3,170 | 90.0522 USD |
| Sale | 3,253 | 89.9014 USD |
| Sale | 4,605 | 90.0050 USD |
| Sale | 5,156 | 89.9587 USD |
| Sale | 6,427 | 90.0272 USD |
| Sale | 6,673 | 90.2465 USD |
| Sale | 7,409 | 89.9996 USD |
| Sale | 8,500 | 89.9522 USD |
| Sale | 9,047 | 90.0373 USD |
| Sale | 11,500 | 89.9555 USD |
| Sale | 11,900 | 89.9768 USD |
| Sale | 11,951 | 89.9368 USD |
| Sale | 13,300 | 89.9830 USD |
| Sale | 14,600 | 89.9835 USD |
| Sale | 20,700 | 90.0970 USD |
| Sale | 24,345 | 90.1366 USD |
| Sale | 38,135 | 89.9787 USD |
| Sale | 38,360 | 89.9829 USD |
| Sale | 73,988 | 90.2500 USD |
| Sale | 86,600 | 90.0895 USD |
| Sale | 130,921 | 90.0096 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
 |  | unit | |
| SWAP | Long | 17,320 | 89.9048 USD |
| SWAP | Long | 86,600 | 90.0595 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | Â | date | money | |
selling, | securities | Â | Â | Â | paid/ | |
varying etc | to which | Â | Â | Â | received | |
 | option |  |  |  |  | |
 | relates |  |  |  |  | |
| Call Option | Purchasing | 1,000 | 87 USD | American | 27 Dec 2019 | 3.0500 USD |
| Call Option | Purchasing | 1,000 | 93 USD | American | 21 Feb 2020 | 1.8300 USD |
| Call Option | Purchasing | 5,000 | 93 USD | American | 15 May 2020 | 3.6000 USD |
| Call Option | Purchasing | 400 | 94 USD | American | 10 Jan 2020 | 0.2500 USD |
| Call Option | Purchasing | 100 | 98 USD | American | 21 Feb 2020 | 0.6700 USD |
| Call Option | Purchasing | 1,500 | 100 USD | American | 15 May 2020 | 1.5246 USD |
| Call Option | Purchasing | 100 | 110 USD | American | 18 Sep 2020 | 1.1800 USD |
| Call Option | Selling | 100 | 78 USD | American | 17 Jan 2020 | 12.2500 USD |
| Call Option | Selling | 2,800 | 89 USD | American | 27 Dec 2019 | 0.9600 USD |
| Call Option | Selling | 100 | 90 USD | American | 27 Dec 2019 | 0.7000 USD |
| Call Option | Selling | 100 | 90 USD | American | 3 Jan 2020 | 1.5000 USD |
| Call Option | Selling | 600 | 90 USD | American | 24 Jan 2020 | 2.6400 USD |
| Call Option | Selling | 5,000 | 90 USD | American | 15 May 2020 | 4.6600 USD |
| Call Option | Selling | 400 | 110 USD | American | 21 Feb 2020 | 0.0600 USD |
| Call Option | Selling | 1,500 | 110 USD | American | 15 May 2020 | 0.4053 USD |
| Put Option | Purchasing | 100 | 85 USD | American | 21 Feb 2020 | 1.9100 USD |
| Put Option | Purchasing | 48,100 | 85 USD | American | 15 May 2020 | 3.8883 USD |
| Put Option | Purchasing | 200 | 87 USD | American | 3 Jan 2020 | 0.2100 USD |
| Put Option | Purchasing | 22,600 | 93 USD | American | 17 Jan 2020 | 4.3745 USD |
| Put Option | Purchasing | 300 | 100 USD | American | 21 Feb 2020 | 11.4500 USD |
| Put Option | Selling | 100 | 68 USD | American | 19 Jun 2020 | 0.8100 USD |
| Put Option | Selling | 100 | 80 USD | American | 21 Feb 2020 | 0.8400 USD |
| Put Option | Selling | 22,600 | 91 USD | American | 17 Jan 2020 | 3.3032 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
 |  |  |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
 |  |   |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
|  | purchased | relevant securities | price |  | date |
|  |  | to which the option |  |  |  |
|  |  | or derivative |  |  |  |
| Â | Â | relates | Â | Â | Â |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 3,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 600 | 91.0000 | American | Dec 27, 2019 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 8,100 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 94.0000 | American | Jan 3, 2020 |
| Put Options | Written | 2,900 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 400 | 94.0000 | American | Jan 10, 2020 |
| Put Options | Written | 100 | 88.5000 | American | Jan 10, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Dec 27, 2019 |
| Put Options | Written | 11,500 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 100.0000 | American | Jan 3, 2020 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -48,300 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,000 | 91.5000 | American | Jan 10, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 92.0000 | American | Dec 27, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,700 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,600 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,200 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,800 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 284,800 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Jan 3, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,500 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,900 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -800 | 90.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 89.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 15,800 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 92.0000 | American | Jan 3, 2020 |
| Put Options | Written | 22,600 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -800 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -8,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 89.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 89.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 86.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -600 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,500 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,400 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,200 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 93.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,100 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 88.0000 | American | Dec 27, 2019 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 86.0000 | American | Jan 3, 2020 |
| Call Options | Written | -5,700 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Written | -11,900 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 89.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -2,800 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,400 | 93.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 92.0000 | American | Dec 27, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,700 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 88.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 8,400 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 86.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 300 | 93.0000 | American | Jan 3, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 24,900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Put Options | Written | 200 | 88.0000 | American | Jan 3, 2020 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 200 | 91.0000 | American | Jan 10, 2020 |
| Call Options | Written | -100 | 90.5000 | American | Jan 10, 2020 |
| Call Options | Written | -4,600 | 91.0000 | American | Jan 31, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,300 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 86.5000 | American | Dec 27, 2019 |
| Call Options | Purchased | 23,100 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,900 | 90.0000 | American | Jan 3, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Written | 29,600 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 22,800 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 84.0000 | American | Dec 27, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 8,300 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,500 | 83.0000 | American | Dec 27, 2019 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 82.5000 | American | Dec 27, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 91.5000 | American | Jan 3, 2020 |
| Put Options | Written | 19,600 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 93.0000 | American | Dec 27, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,900 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Written | -1,000 | 89.0000 | American | Jan 3, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 88.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -100 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -10,800 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Call Options | Written | -700 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,000 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 91.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,700 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 16,700 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,900 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 87.0000 | American | Dec 27, 2019 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -9,800 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -400 | 86.5000 | American | Dec 27, 2019 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -4,700 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,800 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,900 | 86.5000 | American | Jan 10, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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