4 Oct 2018 12:08
FORM 8 (DD)
AMENDMENT TO SALES AND PURCHASES
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 28 September 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 79,900 | 0.02% | 3,904 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 49,000 | 0.01% | 60,400 | 0.02% | |||||||
(4) | |||||||||||
TOTAL: | 128,900 | 0.03% | 64,304 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 10 | 171.4600 USD | ||||
USD 0.01 Class A common | Purchase | 17 | 170.7900 USD | ||||
USD 0.01 Class A common | Purchase | 32 | 171.6200 USD | ||||
USD 0.01 Class A common | Purchase | 45 | 170.1600 USD | ||||
USD 0.01 Class A common | Purchase | 52 | 171.7100 USD | ||||
USD 0.01 Class A common | Purchase | 91 | 171.6943 USD | ||||
USD 0.01 Class A common | Purchase | 97 | 172.1000 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 171.3100 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 171.5000 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 171.4800 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 172.1400 USD | ||||
USD 0.01 Class A common | Purchase | 109 | 170.7800 USD | ||||
USD 0.01 Class A common | Purchase | 140 | 170.6300 USD | ||||
USD 0.01 Class A common | Purchase | 161 | 171.8042 USD | ||||
USD 0.01 Class A common | Purchase | 171 | 171.4281 USD | ||||
USD 0.01 Class A common | Purchase | 190 | 170.7855 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 171.6125 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 170.8450 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 170.4500 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 172.1350 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 172.0900 USD | ||||
USD 0.01 Class A common | Purchase | 264 | 171.8295 USD | ||||
USD 0.01 Class A common | Purchase | 267 | 170.7999 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 170.1450 USD | ||||
USD 0.01 Class A common | Purchase | 301 | 171.3392 USD | ||||
USD 0.01 Class A common | Purchase | 312 | 171.1608 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 171.5400 USD | ||||
USD 0.01 Class A common | Purchase | 501 | 171.5123 USD | ||||
USD 0.01 Class A common | Purchase | 515 | 171.1684 USD | ||||
USD 0.01 Class A common | Purchase | 550 | 171.7254 USD | ||||
USD 0.01 Class A common | Purchase | 550 | 171.7253 USD | ||||
USD 0.01 Class A common | Purchase | 552 | 170.7627 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 172.0425 USD | ||||
USD 0.01 Class A common | Purchase | 697 | 171.0439 USD | ||||
USD 0.01 Class A common | Purchase | 781 | 171.7849 USD | ||||
USD 0.01 Class A common | Purchase | 800 | 171.1112 USD | ||||
USD 0.01 Class A common | Purchase | 837 | 170.8063 USD | ||||
USD 0.01 Class A common | Purchase | 1,000 | 171.9292 USD | ||||
USD 0.01 Class A common | Purchase | 1,400 | 171.8499 USD | ||||
USD 0.01 Class A common | Purchase | 1,700 | 170.8945 USD | ||||
USD 0.01 Class A common | Purchase | 1,724 | 170.3710 USD | ||||
USD 0.01 Class A common | Purchase | 1,800 | 170.7950 USD | ||||
USD 0.01 Class A common | Purchase | 1,800 | 171.6165 USD | ||||
USD 0.01 Class A common | Purchase | 1,900 | 171.5842 USD | ||||
USD 0.01 Class A common | Purchase | 2,500 | 171.5992 USD | ||||
USD 0.01 Class A common | Purchase | 2,589 | 170.9936 USD | ||||
USD 0.01 Class A common | Purchase | 2,600 | 170.6514 USD | ||||
USD 0.01 Class A common | Purchase | 3,100 | 171.6005 USD | ||||
USD 0.01 Class A common | Purchase | 3,220 | 171.4797 USD | ||||
USD 0.01 Class A common | Purchase | 4,100 | 171.4008 USD | ||||
USD 0.01 Class A common | Purchase | 4,441 | 171.9584 USD | ||||
USD 0.01 Class A common | Purchase | 5,821 | 171.0407 USD | ||||
USD 0.01 Class A common | Purchase | 7,956 | 171.1239 USD | ||||
USD 0.01 Class A common | Purchase | 16,053 | 171.2070 USD | ||||
USD 0.01 Class A common | Purchase | 34,757 | 170.3584 USD | ||||
USD 0.01 Class A common | Purchase | 50,568 | 170.2100 USD | ||||
USD 0.01 Class A common | Sale | 1 | 170.6600 USD | ||||
USD 0.01 Class A common | Sale | 3 | 170.7901 USD | ||||
USD 0.01 Class A common | Sale | 8 | 171.5900 USD | ||||
USD 0.01 Class A common | Sale | 10 | 171.4600 USD | ||||
USD 0.01 Class A common | Sale | 40 | 170.6300 USD | ||||
USD 0.01 Class A common | Sale | 61 | 171.6500 USD | ||||
USD 0.01 Class A common | Sale | 97 | 171.2000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 171.6300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 171.6050 USD | ||||
USD 0.01 Class A common | Sale | 100 | 170.6900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 172.5000 USD | ||||
USD 0.01 Class A common | Sale | 100 | 171.7600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 170.4600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 171.4000 USD | ||||
USD 0.01 Class A common | Sale | 125 | 170.3375 USD | ||||
USD 0.01 Class A common | Sale | 193 | 170.8146 USD | ||||
USD 0.01 Class A common | Sale | 200 | 171.4050 USD | ||||
USD 0.01 Class A common | Sale | 200 | 171.5300 USD | ||||
USD 0.01 Class A common | Sale | 200 | 171.7825 USD | ||||
USD 0.01 Class A common | Sale | 200 | 170.3275 USD | ||||
USD 0.01 Class A common | Sale | 200 | 171.6125 USD | ||||
USD 0.01 Class A common | Sale | 262 | 171.6600 USD | ||||
USD 0.01 Class A common | Sale | 300 | 171.6400 USD | ||||
USD 0.01 Class A common | Sale | 388 | 171.7268 USD | ||||
USD 0.01 Class A common | Sale | 395 | 170.3841 USD | ||||
USD 0.01 Class A common | Sale | 400 | 170.8975 USD | ||||
USD 0.01 Class A common | Sale | 550 | 171.7253 USD | ||||
USD 0.01 Class A common | Sale | 803 | 170.3479 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 171.9417 USD | ||||
USD 0.01 Class A common | Sale | 1,100 | 170.9965 USD | ||||
USD 0.01 Class A common | Sale | 1,246 | 170.3315 USD | ||||
USD 0.01 Class A common | Sale | 1,565 | 170.3744 USD | ||||
USD 0.01 Class A common | Sale | 1,800 | 170.3527 USD | ||||
USD 0.01 Class A common | Sale | 2,000 | 170.4628 USD | ||||
USD 0.01 Class A common | Sale | 2,200 | 171.5795 USD | ||||
USD 0.01 Class A common | Sale | 2,420 | 171.5842 USD | ||||
USD 0.01 Class A common | Sale | 2,718 | 170.4322 USD | ||||
USD 0.01 Class A common | Sale | 2,792 | 170.2579 USD | ||||
USD 0.01 Class A common | Sale | 3,203 | 170.7973 USD | ||||
USD 0.01 Class A common | Sale | 3,648 | 170.5756 USD | ||||
USD 0.01 Class A common | Sale | 5,600 | 171.4017 USD | ||||
USD 0.01 Class A common | Sale | 5,720 | 171.0509 USD | ||||
USD 0.01 Class A common | Sale | 6,048 | 171.3138 USD | ||||
USD 0.01 Class A common | Sale | 6,441 | 170.4401 USD | ||||
USD 0.01 Class A common | Sale | 7,274 | 171.9351 USD | ||||
USD 0.01 Class A common | Sale | 9,310 | 170.9540 USD | ||||
USD 0.01 Class A common | Sale | 17,472 | 170.3654 USD | ||||
USD 0.01 Class A common | Sale | 23,005 | 171.2627 USD | ||||
USD 0.01 Class A common | Sale | 48,202 | 170.2100 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Put Options | Purchasing | 100 | 173 USD | American | 28 Sep 2018 | 0.8000 USD | ||||||||
USD 0.01 Class A common | Put Options | Selling | 400 | 90 USD | American | 15 Jan 2021 | 2.0200 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 4 Oct 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | CME GROUP INC | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 175.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -200 | 170.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 165.0000 | American | 28 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 173.0000 | American | 28 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 160.0000 | American | 28 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 5 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,800 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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