11 Dec 2018 11:25
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 10 December 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,048,215 | 0.09% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 605,000 | 0.05% | 2,410,600 | 0.21% | |||||||
(4) | |||||||||||
TOTAL: | 1,653,215 | 0.14% | 2,410,600 | 0.21% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 100 | 14.1000 USD | ||||
Ordinary NPV | Purchase | 200 | 14.0250 USD | ||||
Ordinary NPV | Purchase | 200 | 13.9100 USD | ||||
Ordinary NPV | Purchase | 300 | 13.8266 USD | ||||
Ordinary NPV | Purchase | 400 | 14.0500 USD | ||||
Ordinary NPV | Purchase | 400 | 13.8862 USD | ||||
Ordinary NPV | Purchase | 600 | 13.8900 USD | ||||
Ordinary NPV | Purchase | 1,000 | 13.8360 USD | ||||
Ordinary NPV | Purchase | 1,078 | 14.0650 USD | ||||
Ordinary NPV | Purchase | 1,100 | 13.9272 USD | ||||
Ordinary NPV | Purchase | 1,400 | 13.9200 USD | ||||
Ordinary NPV | Purchase | 1,600 | 13.9496 USD | ||||
Ordinary NPV | Purchase | 1,800 | 14.0677 USD | ||||
Ordinary NPV | Purchase | 2,900 | 14.0700 USD | ||||
Ordinary NPV | Purchase | 2,900 | 14.0494 USD | ||||
Ordinary NPV | Purchase | 3,554 | 14.0489 USD | ||||
Ordinary NPV | Purchase | 4,200 | 14.0564 USD | ||||
Ordinary NPV | Purchase | 7,400 | 18.6223 CAD | ||||
Ordinary NPV | Purchase | 7,700 | 14.0234 USD | ||||
Ordinary NPV | Purchase | 8,453 | 13.7000 USD | ||||
Ordinary NPV | Purchase | 10,622 | 14.0211 USD | ||||
Ordinary NPV | Purchase | 14,240 | 14.0303 USD | ||||
Ordinary NPV | Purchase | 17,018 | 13.8138 USD | ||||
Ordinary NPV | Purchase | 19,400 | 13.9155 USD | ||||
Ordinary NPV | Purchase | 21,391 | 13.8200 USD | ||||
Ordinary NPV | Purchase | 27,100 | 14.1400 USD | ||||
Ordinary NPV | Purchase | 40,800 | 13.8400 USD | ||||
Ordinary NPV | Purchase | 47,200 | 13.9361 USD | ||||
Ordinary NPV | Purchase | 118,700 | 13.9551 USD | ||||
Ordinary NPV | Purchase | 169,200 | 13.9500 USD | ||||
Ordinary NPV | Purchase | 207,297 | 14.0335 USD | ||||
Ordinary NPV | Purchase | 252,408 | 13.8399 USD | ||||
Ordinary NPV | Purchase | 800 | 18.8950 CAD | ||||
Ordinary NPV | Sale | 7,400 | 18.6223 CAD | ||||
Ordinary NPV | Sale | 100 | 13.7700 USD | ||||
Ordinary NPV | Sale | 200 | 13.9400 USD | ||||
Ordinary NPV | Sale | 300 | 13.8366 USD | ||||
Ordinary NPV | Sale | 300 | 13.9166 USD | ||||
Ordinary NPV | Sale | 400 | 13.7500 USD | ||||
Ordinary NPV | Sale | 465 | 13.8617 USD | ||||
Ordinary NPV | Sale | 500 | 13.8260 USD | ||||
Ordinary NPV | Sale | 600 | 13.7766 USD | ||||
Ordinary NPV | Sale | 600 | 13.8900 USD | ||||
Ordinary NPV | Sale | 800 | 18.8950 CAD | ||||
Ordinary NPV | Sale | 900 | 13.9500 USD | ||||
Ordinary NPV | Sale | 900 | 13.9066 USD | ||||
Ordinary NPV | Sale | 1,700 | 14.0041 USD | ||||
Ordinary NPV | Sale | 2,100 | 13.9890 USD | ||||
Ordinary NPV | Sale | 2,833 | 13.8398 USD | ||||
Ordinary NPV | Sale | 3,200 | 13.8456 USD | ||||
Ordinary NPV | Sale | 3,300 | 14.0103 USD | ||||
Ordinary NPV | Sale | 4,366 | 13.9132 USD | ||||
Ordinary NPV | Sale | 5,000 | 13.8852 USD | ||||
Ordinary NPV | Sale | 6,000 | 14.0035 USD | ||||
Ordinary NPV | Sale | 8,553 | 13.7000 USD | ||||
Ordinary NPV | Sale | 9,000 | 13.8023 USD | ||||
Ordinary NPV | Sale | 10,400 | 14.0521 USD | ||||
Ordinary NPV | Sale | 11,701 | 14.0346 USD | ||||
Ordinary NPV | Sale | 18,734 | 14.0410 USD | ||||
Ordinary NPV | Sale | 19,000 | 13.9190 USD | ||||
Ordinary NPV | Sale | 21,649 | 14.0638 USD | ||||
Ordinary NPV | Sale | 27,000 | 14.0654 USD | ||||
Ordinary NPV | Sale | 30,759 | 14.0581 USD | ||||
Ordinary NPV | Sale | 31,434 | 13.9465 USD | ||||
Ordinary NPV | Sale | 41,200 | 13.8420 USD | ||||
Ordinary NPV | Sale | 45,045 | 13.9406 USD | ||||
Ordinary NPV | Sale | 58,000 | 13.9598 USD | ||||
Ordinary NPV | Sale | 61,200 | 13.9421 USD | ||||
Ordinary NPV | Sale | 99,314 | 14.0492 USD | ||||
Ordinary NPV | Sale | 102,200 | 13.9575 USD | ||||
Ordinary NPV | Sale | 104,900 | 13.9543 USD | ||||
Ordinary NPV | Sale | 253,308 | 13.8400 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 10 USD | American | 18 Apr 2019 | 4.1000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 12 USD | American | 14 Dec 2018 | 1.8700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 12 USD | American | 18 Jan 2019 | 1.7800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 12 USD | American | 18 Apr 2019 | 2.5200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,500 | 13 USD | American | 14 Dec 2018 | 1.0768 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,500 | 13 USD | American | 21 Dec 2018 | 1.0600 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 11,900 | 13 USD | American | 18 Jan 2019 | 1.3365 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 17 Jan 2020 | 2.4200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 14 USD | American | 14 Dec 2018 | 0.3200 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,600 | 14 USD | American | 14 Dec 2018 | 0.6488 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 14 USD | American | 21 Dec 2018 | 0.4000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 14 USD | American | 21 Dec 2018 | 0.7500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 7,800 | 14 USD | American | 18 Jan 2019 | 0.6756 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,000 | 14 USD | American | 15 Feb 2019 | 0.9700 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 3,000 | 15 USD | American | 18 Jan 2019 | 0.3400 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 15 USD | American | 15 Feb 2019 | 0.5500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 12 USD | American | 18 Apr 2019 | 2.3400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 13 USD | American | 14 Dec 2018 | 1.3200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,200 | 13 USD | American | 18 Apr 2019 | 1.6600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 400 | 14 USD | American | 21 Dec 2018 | 0.3000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 14 USD | American | 28 Dec 2018 | 0.6400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,000 | 14 USD | American | 25 Jan 2019 | 0.6500 USD | ||||||||
Ordinary NPV | Call Options | Selling | 500 | 14 USD | American | 15 Feb 2019 | 0.8200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 800 | 14 USD | American | 18 Apr 2019 | 1.0300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 15 USD | American | 21 Dec 2018 | 0.1200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 17 USD | American | 18 Apr 2019 | 0.3400 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 20 USD | American | 17 Jan 2020 | 0.6300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 600 | 30 USD | American | 18 Jan 2019 | 0.0100 USD | ||||||||
Ordinary NPV | Put Options | Selling | 300 | 9 USD | American | 18 Jan 2019 | 0.0200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,900 | 10 USD | American | 21 Dec 2018 | 0.0200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,000 | 11 USD | American | 18 Jan 2019 | 0.0500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 3,600 | 13 USD | American | 18 Apr 2019 | 0.6500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,100 | 14 USD | American | 14 Dec 2018 | 0.2400 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 14 USD | American | 21 Dec 2018 | 0.3500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 15 USD | American | 28 Dec 2018 | 1.0500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,000 | 15 USD | American | 18 Apr 2019 | 1.8200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,500 | 16 USD | American | 18 Jan 2019 | 2.0900 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,100 | 17 USD | American | 4 Jan 2019 | 3.2500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 1,100 | 18 USD | American | 28 Dec 2018 | 3.9500 USD | ||||||||
Ordinary NPV | Put Options | Selling | 600 | 23 USD | American | 18 Jan 2019 | 9.0000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 11 Dec 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORP | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 700 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,000 | 12.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 15.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 5,000 | 15.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,600 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 6,800 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 11,500 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 13,400 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 15,300 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 19,100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 37,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -283,100 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -162,500 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -111,700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -87,500 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,400 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -72,600 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -65,400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -60,700 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -54,300 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,500 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -34,200 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -23,000 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -18,600 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -16,900 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,300 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,700 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,400 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,200 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,200 | 26.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,600 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,200 | 19.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,000 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,800 | 17.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,400 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,300 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,200 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,100 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 14.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -800 | 13.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -132,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -72,700 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,100 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -32,500 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,800 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,000 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -700 | 12.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 300 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 23.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 17.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 1,300 | 13.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,400 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,400 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,200 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 18.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,900 | 10.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,300 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,400 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 4,600 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 4,900 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 7,000 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 37,400 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 87,500 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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