15 Nov 2022 14:47
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 14 Nov 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 3 5/9p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,386,164 | 1.12% | 1,635,013 | 0.54% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,657,511 | 0.55% | 3,313,074 | 1.10% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 5,043,675 | 1.67% | 4,948,087 | 1.64% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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3 5/9p ordinary | Purchase | 21 | 31.7900 GBP | ||||
3 5/9p ordinary | Purchase | 60 | 31.7100 GBP | ||||
3 5/9p ordinary | Purchase | 148 | 31.7300 GBP | ||||
3 5/9p ordinary | Purchase | 220 | 31.7177 GBP | ||||
3 5/9p ordinary | Purchase | 289 | 31.7565 GBP | ||||
3 5/9p ordinary | Purchase | 294 | 31.7484 GBP | ||||
3 5/9p ordinary | Purchase | 298 | 31.7302 GBP | ||||
3 5/9p ordinary | Purchase | 321 | 31.7500 GBP | ||||
3 5/9p ordinary | Purchase | 392 | 31.7471 GBP | ||||
3 5/9p ordinary | Purchase | 393 | 31.7392 GBP | ||||
3 5/9p ordinary | Purchase | 519 | 31.7675 GBP | ||||
3 5/9p ordinary | Purchase | 613 | 31.7663 GBP | ||||
3 5/9p ordinary | Purchase | 767 | 31.7534 GBP | ||||
3 5/9p ordinary | Purchase | 839 | 31.8193 GBP | ||||
3 5/9p ordinary | Purchase | 1,106 | 31.7465 GBP | ||||
3 5/9p ordinary | Purchase | 1,132 | 31.7000 GBP | ||||
3 5/9p ordinary | Purchase | 1,261 | 31.7360 GBP | ||||
3 5/9p ordinary | Purchase | 1,382 | 31.7400 GBP | ||||
3 5/9p ordinary | Purchase | 1,885 | 31.7600 GBP | ||||
3 5/9p ordinary | Purchase | 2,130 | 31.7705 GBP | ||||
3 5/9p ordinary | Purchase | 2,247 | 31.7586 GBP | ||||
3 5/9p ordinary | Purchase | 2,424 | 31.7595 GBP | ||||
3 5/9p ordinary | Purchase | 2,487 | 31.7752 GBP | ||||
3 5/9p ordinary | Purchase | 2,612 | 31.7427 GBP | ||||
3 5/9p ordinary | Purchase | 2,764 | 31.7313 GBP | ||||
3 5/9p ordinary | Purchase | 2,895 | 31.7525 GBP | ||||
3 5/9p ordinary | Purchase | 4,581 | 31.7792 GBP | ||||
3 5/9p ordinary | Purchase | 5,778 | 31.7745 GBP | ||||
3 5/9p ordinary | Purchase | 12,778 | 31.7333 GBP | ||||
3 5/9p ordinary | Purchase | 18,375 | 31.7751 GBP | ||||
3 5/9p ordinary | Purchase | 29,863 | 31.7584 GBP | ||||
3 5/9p ordinary | Purchase | 73,635 | 31.7676 GBP | ||||
3 5/9p ordinary | Sale | 26 | 31.7250 GBP | ||||
3 5/9p ordinary | Sale | 60 | 31.7100 GBP | ||||
3 5/9p ordinary | Sale | 90 | 31.7508 GBP | ||||
3 5/9p ordinary | Sale | 102 | 31.7700 GBP | ||||
3 5/9p ordinary | Sale | 104 | 31.7550 GBP | ||||
3 5/9p ordinary | Sale | 219 | 31.7597 GBP | ||||
3 5/9p ordinary | Sale | 241 | 31.7300 GBP | ||||
3 5/9p ordinary | Sale | 256 | 31.7450 GBP | ||||
3 5/9p ordinary | Sale | 292 | 31.7600 GBP | ||||
3 5/9p ordinary | Sale | 312 | 31.7301 GBP | ||||
3 5/9p ordinary | Sale | 371 | 31.7546 GBP | ||||
3 5/9p ordinary | Sale | 392 | 31.7391 GBP | ||||
3 5/9p ordinary | Sale | 603 | 31.8028 GBP | ||||
3 5/9p ordinary | Sale | 629 | 31.7240 GBP | ||||
3 5/9p ordinary | Sale | 1,025 | 31.7249 GBP | ||||
3 5/9p ordinary | Sale | 1,321 | 31.7368 GBP | ||||
3 5/9p ordinary | Sale | 1,480 | 31.7400 GBP | ||||
3 5/9p ordinary | Sale | 1,508 | 31.7424 GBP | ||||
3 5/9p ordinary | Sale | 1,531 | 31.7396 GBP | ||||
3 5/9p ordinary | Sale | 2,167 | 31.7208 GBP | ||||
3 5/9p ordinary | Sale | 2,315 | 31.7417 GBP | ||||
3 5/9p ordinary | Sale | 2,453 | 31.7323 GBP | ||||
3 5/9p ordinary | Sale | 2,675 | 31.7497 GBP | ||||
3 5/9p ordinary | Sale | 13,307 | 31.7526 GBP | ||||
3 5/9p ordinary | Sale | 18,575 | 31.7500 GBP | ||||
3 5/9p ordinary | Sale | 30,771 | 31.7591 GBP | ||||
3 5/9p ordinary | Sale | 200,000 | 31.7345 GBP | ||||
3 5/9p ordinary | Sale | 221,102 | 31.7372 GBP | ||||
3 5/9p ordinary | Sale | 429,133 | 31.7222 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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3 5/9p ordinary | CFD | Long | 52 | 31.7580 GBP | |||
3 5/9p ordinary | SWAP | Long | 977 | 31.7399 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,069 | 31.7601 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,104 | 31.7439 GBP | |||
3 5/9p ordinary | SWAP | Long | 12,590 | 31.7499 GBP | |||
3 5/9p ordinary | SWAP | Long | 221,102 | 31.7372 GBP | |||
3 5/9p ordinary | SWAP | Short | 16 | 31.7700 GBP | |||
3 5/9p ordinary | SWAP | Short | 21 | 31.7900 GBP | |||
3 5/9p ordinary | SWAP | Short | 28 | 31.7550 GBP | |||
3 5/9p ordinary | SWAP | Short | 143 | 31.7600 GBP | |||
3 5/9p ordinary | SWAP | Short | 267 | 31.7525 GBP | |||
3 5/9p ordinary | SWAP | Short | 613 | 31.7663 GBP | |||
3 5/9p ordinary | CFD | Short | 854 | 31.8010 GBP | |||
3 5/9p ordinary | SWAP | Short | 990 | 31.7439 GBP | |||
3 5/9p ordinary | CFD | Short | 1,381 | 31.7063 GBP | |||
3 5/9p ordinary | CFD | Short | 1,383 | 31.7563 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,529 | 31.7438 GBP | |||
3 5/9p ordinary | CFD | Short | 2,130 | 31.7705 GBP | |||
3 5/9p ordinary | SWAP | Short | 17,040 | 31.7612 GBP | |||
3 5/9p ordinary | SWAP | Short | 23,755 | 31.7582 GBP | |||
3 5/9p ordinary | CFD | Short | 60,687 | 31.7802 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Nov 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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