17 Jan 2023 13:23
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 16 Jan 2023 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 3 5/9p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 1,978,126 | 0.65% | 1,501,556 | 0.50% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,565,888 | 0.52% | 1,554,660 | 0.51% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 3,544,014 | 1.17% | 3,056,216 | 1.01% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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3 5/9p ordinary | Purchase | 16 | 32.1968 GBP | ||||
3 5/9p ordinary | Purchase | 54 | 32.1950 GBP | ||||
3 5/9p ordinary | Purchase | 78 | 32.1982 GBP | ||||
3 5/9p ordinary | Purchase | 197 | 32.2050 GBP | ||||
3 5/9p ordinary | Purchase | 266 | 32.1850 GBP | ||||
3 5/9p ordinary | Purchase | 673 | 32.2100 GBP | ||||
3 5/9p ordinary | Purchase | 1,220 | 32.2066 GBP | ||||
3 5/9p ordinary | Purchase | 2,221 | 32.2000 GBP | ||||
3 5/9p ordinary | Purchase | 3,867 | 32.1807 GBP | ||||
3 5/9p ordinary | Purchase | 4,000 | 32.2072 GBP | ||||
3 5/9p ordinary | Purchase | 7,452 | 32.1975 GBP | ||||
3 5/9p ordinary | Purchase | 8,285 | 32.1984 GBP | ||||
3 5/9p ordinary | Purchase | 9,698 | 32.2010 GBP | ||||
3 5/9p ordinary | Purchase | 11,205 | 32.1883 GBP | ||||
3 5/9p ordinary | Purchase | 19,171 | 32.1900 GBP | ||||
3 5/9p ordinary | Purchase | 40,059 | 32.1963 GBP | ||||
3 5/9p ordinary | Purchase | 73,184 | 32.1854 GBP | ||||
3 5/9p ordinary | Sale | 20 | 32.1846 GBP | ||||
3 5/9p ordinary | Sale | 79 | 32.1891 GBP | ||||
3 5/9p ordinary | Sale | 124 | 32.1962 GBP | ||||
3 5/9p ordinary | Sale | 174 | 32.1985 GBP | ||||
3 5/9p ordinary | Sale | 188 | 32.1917 GBP | ||||
3 5/9p ordinary | Sale | 199 | 32.1840 GBP | ||||
3 5/9p ordinary | Sale | 210 | 32.1850 GBP | ||||
3 5/9p ordinary | Sale | 251 | 32.2025 GBP | ||||
3 5/9p ordinary | Sale | 286 | 32.1988 GBP | ||||
3 5/9p ordinary | Sale | 366 | 32.1948 GBP | ||||
3 5/9p ordinary | Sale | 495 | 32.2067 GBP | ||||
3 5/9p ordinary | Sale | 673 | 32.2100 GBP | ||||
3 5/9p ordinary | Sale | 787 | 32.1905 GBP | ||||
3 5/9p ordinary | Sale | 926 | 32.1981 GBP | ||||
3 5/9p ordinary | Sale | 974 | 32.2050 GBP | ||||
3 5/9p ordinary | Sale | 1,202 | 32.1919 GBP | ||||
3 5/9p ordinary | Sale | 1,288 | 32.1986 GBP | ||||
3 5/9p ordinary | Sale | 1,302 | 32.2008 GBP | ||||
3 5/9p ordinary | Sale | 1,359 | 32.2015 GBP | ||||
3 5/9p ordinary | Sale | 1,517 | 32.2001 GBP | ||||
3 5/9p ordinary | Sale | 4,310 | 32.2000 GBP | ||||
3 5/9p ordinary | Sale | 4,831 | 32.1897 GBP | ||||
3 5/9p ordinary | Sale | 5,036 | 32.1873 GBP | ||||
3 5/9p ordinary | Sale | 5,185 | 32.1944 GBP | ||||
3 5/9p ordinary | Sale | 11,125 | 32.1937 GBP | ||||
3 5/9p ordinary | Sale | 13,569 | 32.1900 GBP | ||||
3 5/9p ordinary | Sale | 57,543 | 32.1875 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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3 5/9p ordinary | CFD | Long | 1 | 32.1900 GBP | |||
3 5/9p ordinary | CFD | Long | 20 | 32.1845 GBP | |||
3 5/9p ordinary | SWAP | Long | 27 | 32.2001 GBP | |||
3 5/9p ordinary | SWAP | Long | 36 | 32.1998 GBP | |||
3 5/9p ordinary | CFD | Long | 72 | 32.1873 GBP | |||
3 5/9p ordinary | SWAP | Long | 79 | 32.1890 GBP | |||
3 5/9p ordinary | SWAP | Long | 188 | 32.1917 GBP | |||
3 5/9p ordinary | SWAP | Long | 199 | 32.1840 GBP | |||
3 5/9p ordinary | SWAP | Long | 251 | 32.2025 GBP | |||
3 5/9p ordinary | SWAP | Long | 269 | 32.2100 GBP | |||
3 5/9p ordinary | SWAP | Long | 495 | 32.2067 GBP | |||
3 5/9p ordinary | SWAP | Long | 1,202 | 32.1919 GBP | |||
3 5/9p ordinary | CFD | Long | 2,174 | 32.1837 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,555 | 32.1952 GBP | |||
3 5/9p ordinary | SWAP | Short | 38 | 32.2100 GBP | |||
3 5/9p ordinary | SWAP | Short | 54 | 32.1950 GBP | |||
3 5/9p ordinary | SWAP | Short | 56 | 32.1866 GBP | |||
3 5/9p ordinary | CFD | Short | 72 | 32.2126 GBP | |||
3 5/9p ordinary | SWAP | Short | 132 | 32.1891 GBP | |||
3 5/9p ordinary | SWAP | Short | 143 | 32.2014 GBP | |||
3 5/9p ordinary | SWAP | Short | 187 | 32.1900 GBP | |||
3 5/9p ordinary | SWAP | Short | 292 | 32.1927 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,213 | 32.2000 GBP | |||
3 5/9p ordinary | SWAP | Short | 3,739 | 32.1879 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,000 | 32.2072 GBP | |||
3 5/9p ordinary | SWAP | Short | 13,845 | 32.2012 GBP | |||
3 5/9p ordinary | SWAP | Short | 17,310 | 32.1995 GBP | |||
3 5/9p ordinary | SWAP | Short | 33,836 | 32.1948 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 Jan 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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