20 Oct 2022 12:12
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Â | Barclays PLC. | ||||
(b) | Owner or controller of interest and short | Â | |||||
 | positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
 | relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an | Â | |||||
 | offeror/offeree, state this and specify identity of | ||||||
 | offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 19 Oct 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | Â | Â | |||
 | disclosures in respect of any other party to the offer? |  |  | ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
 | to which the disclosure relates following the dealing(if any) |  | |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
 | Interests | Short Positions | |||||
 | Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,427,650 | 0.80% | 2,359,481 | 0.78% |
(2) | Cash-settled derivatives: | Â | Â | Â | Â | ||
 | and/or controlled: |  |  | 2,374,534 | 0.79% | 1,656,764 | 0.55% |
(3) | Stock-settled derivatives (including options) | Â | Â | Â | Â | ||
 | and agreements to purchase/sell: |  |  | 0 | 0.00% | 0 | 0.00% |
 |  |  |  |  |  |  |  |
 | TOTAL: |  |  | 4,802,184 | 1.59% | 4,016,245 | 1.33% |
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
 | options) |  |  |  |  |  |  |
Class of relevant security in relation to | Â | Â | Â | Â | |||
which subscription right exists | Â | Â | Â | Â | |||
Details, including nature of the rights | Â | Â | Â | Â | |||
concerned and relevant percentages: | Â | Â | Â | Â | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
3 5/9p ordinary | Purchase | 4 | 31.5275 GBP | ||||
3 5/9p ordinary | Purchase | 28 | 31.4910 GBP | ||||
3 5/9p ordinary | Purchase | 102 | 31.4800 GBP | ||||
3 5/9p ordinary | Purchase | 107 | 31.5250 GBP | ||||
3 5/9p ordinary | Purchase | 116 | 31.5700 GBP | ||||
3 5/9p ordinary | Purchase | 124 | 31.5300 GBP | ||||
3 5/9p ordinary | Purchase | 137 | 31.5600 GBP | ||||
3 5/9p ordinary | Purchase | 183 | 31.4942 GBP | ||||
3 5/9p ordinary | Purchase | 202 | 31.5450 GBP | ||||
3 5/9p ordinary | Purchase | 206 | 31.5103 GBP | ||||
3 5/9p ordinary | Purchase | 206 | 31.5500 GBP | ||||
3 5/9p ordinary | Purchase | 215 | 31.5445 GBP | ||||
3 5/9p ordinary | Purchase | 243 | 31.5100 GBP | ||||
3 5/9p ordinary | Purchase | 273 | 31.5200 GBP | ||||
3 5/9p ordinary | Purchase | 276 | 31.5131 GBP | ||||
3 5/9p ordinary | Purchase | 300 | 31.5009 GBP | ||||
3 5/9p ordinary | Purchase | 343 | 31.5150 GBP | ||||
3 5/9p ordinary | Purchase | 346 | 31.5068 GBP | ||||
3 5/9p ordinary | Purchase | 362 | 31.4990 GBP | ||||
3 5/9p ordinary | Purchase | 363 | 31.5212 GBP | ||||
3 5/9p ordinary | Purchase | 366 | 31.5202 GBP | ||||
3 5/9p ordinary | Purchase | 368 | 31.5094 GBP | ||||
3 5/9p ordinary | Purchase | 383 | 31.5070 GBP | ||||
3 5/9p ordinary | Purchase | 415 | 31.5165 GBP | ||||
3 5/9p ordinary | Purchase | 595 | 31.5274 GBP | ||||
3 5/9p ordinary | Purchase | 786 | 31.5130 GBP | ||||
3 5/9p ordinary | Purchase | 883 | 31.5050 GBP | ||||
3 5/9p ordinary | Purchase | 932 | 31.5161 GBP | ||||
3 5/9p ordinary | Purchase | 1,886 | 31.5372 GBP | ||||
3 5/9p ordinary | Purchase | 2,487 | 31.5366 GBP | ||||
3 5/9p ordinary | Purchase | 2,794 | 31.5024 GBP | ||||
3 5/9p ordinary | Purchase | 9,440 | 31.5449 GBP | ||||
3 5/9p ordinary | Purchase | 9,978 | 31.4984 GBP | ||||
3 5/9p ordinary | Purchase | 12,365 | 31.5000 GBP | ||||
3 5/9p ordinary | Purchase | 15,779 | 31.5091 GBP | ||||
3 5/9p ordinary | Sale | 27 | 31.5068 GBP | ||||
3 5/9p ordinary | Sale | 31 | 31.5700 GBP | ||||
3 5/9p ordinary | Sale | 101 | 31.5500 GBP | ||||
3 5/9p ordinary | Sale | 104 | 31.5300 GBP | ||||
3 5/9p ordinary | Sale | 107 | 31.5250 GBP | ||||
3 5/9p ordinary | Sale | 137 | 31.5600 GBP | ||||
3 5/9p ordinary | Sale | 202 | 31.5450 GBP | ||||
3 5/9p ordinary | Sale | 204 | 31.5071 GBP | ||||
3 5/9p ordinary | Sale | 325 | 31.5968 GBP | ||||
3 5/9p ordinary | Sale | 327 | 31.5070 GBP | ||||
3 5/9p ordinary | Sale | 343 | 31.5150 GBP | ||||
3 5/9p ordinary | Sale | 461 | 31.5004 GBP | ||||
3 5/9p ordinary | Sale | 487 | 31.5115 GBP | ||||
3 5/9p ordinary | Sale | 555 | 31.4940 GBP | ||||
3 5/9p ordinary | Sale | 565 | 31.5100 GBP | ||||
3 5/9p ordinary | Sale | 582 | 31.5176 GBP | ||||
3 5/9p ordinary | Sale | 779 | 31.5175 GBP | ||||
3 5/9p ordinary | Sale | 872 | 31.5322 GBP | ||||
3 5/9p ordinary | Sale | 883 | 31.5050 GBP | ||||
3 5/9p ordinary | Sale | 1,290 | 31.5238 GBP | ||||
3 5/9p ordinary | Sale | 1,320 | 31.5124 GBP | ||||
3 5/9p ordinary | Sale | 1,892 | 31.5051 GBP | ||||
3 5/9p ordinary | Sale | 2,000 | 31.5046 GBP | ||||
3 5/9p ordinary | Sale | 2,187 | 31.5086 GBP | ||||
3 5/9p ordinary | Sale | 2,976 | 31.5014 GBP | ||||
3 5/9p ordinary | Sale | 3,723 | 31.5200 GBP | ||||
3 5/9p ordinary | Sale | 4,134 | 31.5147 GBP | ||||
3 5/9p ordinary | Sale | 4,239 | 31.5000 GBP | ||||
3 5/9p ordinary | Sale | 4,606 | 31.4991 GBP | ||||
3 5/9p ordinary | Sale | 23,307 | 31.5021 GBP | ||||
 |  |  |  |  |  |  |  |
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | Â | reference | unit | |||
security | Â | Â | securities | Â | |||
3 5/9p ordinary | SWAP | Long | 27 | 31.5068 GBP | |||
3 5/9p ordinary | CFD | Long | 29 | 31.5000 GBP | |||
3 5/9p ordinary | SWAP | Long | 31 | 31.5700 GBP | |||
3 5/9p ordinary | SWAP | Long | 36 | 31.5299 GBP | |||
3 5/9p ordinary | SWAP | Long | 64 | 31.5301 GBP | |||
3 5/9p ordinary | SWAP | Long | 238 | 31.5557 GBP | |||
3 5/9p ordinary | SWAP | Long | 257 | 31.5550 GBP | |||
3 5/9p ordinary | SWAP | Long | 285 | 31.5400 GBP | |||
3 5/9p ordinary | SWAP | Long | 325 | 31.5968 GBP | |||
3 5/9p ordinary | SWAP | Long | 337 | 31.5159 GBP | |||
3 5/9p ordinary | SWAP | Long | 414 | 31.5500 GBP | |||
3 5/9p ordinary | SWAP | Long | 478 | 31.5300 GBP | |||
3 5/9p ordinary | CFD | Long | 487 | 31.5115 GBP | |||
3 5/9p ordinary | CFD | Long | 498 | 31.5157 GBP | |||
3 5/9p ordinary | SWAP | Long | 555 | 31.4940 GBP | |||
3 5/9p ordinary | SWAP | Long | 622 | 31.5201 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,000 | 31.5046 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,187 | 31.5086 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,786 | 31.5000 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,976 | 31.5014 GBP | |||
3 5/9p ordinary | SWAP | Long | 3,778 | 31.5138 GBP | |||
3 5/9p ordinary | SWAP | Long | 4,606 | 31.4991 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,502 | 31.4984 GBP | |||
3 5/9p ordinary | SWAP | Long | 6,847 | 31.5200 GBP | |||
3 5/9p ordinary | CFD | Short | 29 | 31.5000 GBP | |||
3 5/9p ordinary | SWAP | Short | 64 | 31.5072 GBP | |||
3 5/9p ordinary | SWAP | Short | 107 | 31.5024 GBP | |||
3 5/9p ordinary | SWAP | Short | 221 | 31.5006 GBP | |||
3 5/9p ordinary | SWAP | Short | 226 | 31.5053 GBP | |||
3 5/9p ordinary | SWAP | Short | 257 | 31.5550 GBP | |||
3 5/9p ordinary | SWAP | Short | 260 | 31.5059 GBP | |||
3 5/9p ordinary | SWAP | Short | 274 | 31.4987 GBP | |||
3 5/9p ordinary | SWAP | Short | 317 | 31.5400 GBP | |||
3 5/9p ordinary | SWAP | Short | 323 | 31.5197 GBP | |||
3 5/9p ordinary | SWAP | Short | 410 | 31.5223 GBP | |||
3 5/9p ordinary | SWAP | Short | 414 | 31.5500 GBP | |||
3 5/9p ordinary | SWAP | Short | 421 | 31.5045 GBP | |||
3 5/9p ordinary | SWAP | Short | 475 | 31.5126 GBP | |||
3 5/9p ordinary | SWAP | Short | 478 | 31.5300 GBP | |||
3 5/9p ordinary | SWAP | Short | 650 | 31.5048 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,306 | 31.5133 GBP | |||
3 5/9p ordinary | CFD | Short | 1,384 | 31.5542 GBP | |||
3 5/9p ordinary | SWAP | Short | 3,470 | 31.5159 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,310 | 31.5200 GBP | |||
3 5/9p ordinary | SWAP | Short | 7,237 | 31.5148 GBP | |||
3 5/9p ordinary | SWAP | Short | 8,894 | 31.5000 GBP | |||
3 5/9p ordinary | SWAP | Short | 9,126 | 31.5519 GBP | |||
 |  |  |  |  |  |  |  |
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | Â | date | money |
relevant | Â | selling, | securities | per unit | Â | Â | paid/ |
security | Â | varying etc | to which | Â | Â | Â | received |
 |  |  | option |  |  |  | per unit |
 |  |  | relates |  |  |  |  |
 |  |  |  |  |  |  |  |
 |  |  |  |  |  |  |  |
(ii) | Exercising | Â | Â | Â | Â | Â | Â |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | Â | Â | securities | unit | |||
 |  |  |  |  | |||
 |  |  |  |  |  |  |  |
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | Â | Â | applicable) | ||||
 |  |  |  | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | Â | Â | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | Â | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | Â | ||||||
to the offer or any person acting in concert with a party to the offer: | Â | Â | Â | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | Â | Â | |||||
the person making the disclosure and any other person relating to: | Â | Â | |||||
(i) the voting rights of any relevant securities under any option; or | Â | Â | Â | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | Â | |||||
any derivative is referenced: | Â | Â | Â | Â | Â | Â | |
NONE | |||||||
(c) | Attachments | Â | Â | Â | Â | Â | Â |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Oct 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Â
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