Last checked at 29 Aug 2019 10:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aston Martin Lagonda Global Holdings plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Aston Martin Lagonda Global Holdings plc |
(d) Date dealing undertaken: | 28 August 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Share | Purchase
Sale | 89,637
147,479 | 4.8491
4.9595 | 4.6550
4.6550 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 165 674 402 1,902 251 3,036 271 584 132 213 468 575 4,628 15,432 56 3,151 234 12 5,381 10 2,001 395 3,885 573 567 76 148 387 1,467 893 1,898 2,250 666 8,180 10,443 5,937 2 1,790 1,623 2,500 60 168 305 571 33 450 554 87 16 1 436 505 1,686
541 1,995 2,859 2,361 1,821 5,427 12,558 400 243 19 1,369 7 1,202 | 4.6658 GBP 4.6679 GBP 4.6761 GBP 4.6763 GBP 4.6768 GBP 4.6775 GBP 4.6777 GBP 4.6779 GBP 4.6787 GBP 4.6797 GBP 4.6799 GBP 4.6807 GBP 4.6808 GBP 4.6811 GBP 4.6812 GBP 4.6824 GBP 4.6840 GBP 4.6867 GBP 4.6887 GBP 4.6905 GBP 4.6947 GBP 4.6956 GBP 4.6957 GBP 4.6958 GBP 4.6959 GBP 4.6988 GBP 4.6995 GBP 4.7003 GBP 4.7004 GBP 4.7006 GBP 4.7009 GBP 4.7196 GBP 4.7274 GBP 4.7282 GBP 4.7441 GBP 4.7480 GBP 4.7506 GBP 4.7615 GBP 4.7616 GBP 4.7998 GBP 4.8055 GBP 4.8058 GBP 4.8059 GBP 4.8061 GBP 4.8087 GBP 4.8095 GBP 4.8097 GBP 4.8112 GBP 4.8114 GBP 4.8145 GBP 4.8165 GBP 4.8345 GBP 4.9595 GBP
4.6648 GBP 4.6655 GBP 4.6810 GBP 4.6862 GBP 4.6946 GBP 4.7195 GBP 4.7386 GBP 4.7393 GBP 4.7420 GBP 4.8159 GBP 4.8161 GBP 4.8168 GBP 4.8173 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary Share |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.