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Last checked at 
10 Jan 2020 15:05
AJ Bell plc (Company)
Director/PDMR Transaction - Initial Notification
The Company announces that Louis Petherick, a person discharging managerial responsibility (PDMR) in the Company, has exercised options under the Company Share Option Plan to acquire 55,553 ordinary shares of £0.000125 each (Ordinary Shares) at an exercise price of £0.54 per Ordinary Share, with 7,319 Ordinary Shares being immediately sold at a price of £4.10 per Ordinary Share to pay the exercise price. Both transactions took place on 7 January 2020.
Following the above transactions the number of Ordinary Shares in which Louis Petherick has an interest increased to 213,340 Ordinary Shares, which represents approximately 0.052% of the issued share capital.
This announcement, including the notification below, is made in accordance with the requirements of the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name | Louis Petherick | ||||
2
| Reason for the notification
| |||||
a)
| Position/status | Chief Risk Officer/PDMR | ||||
b)
| Initial notification /Amendment | Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| AJ Bell plc | ||||
b)
| LEI | 213800VNKA7DPWXWJJ36 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares | ||||
Identification code | GB00BFZNLB60 | |||||
b)
| Nature of the transaction | Exercise of options under the Company Share Option Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information |
| ||||
·; Aggregated volume | Not applicable | |||||
·; Price | Not applicable | |||||
e)
| Date of the transaction
| 7 January 2020 | ||||
f)
| Place of the transaction
| Outside a trading venue | ||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name | Louis Petherick | ||||
2
| Reason for the notification
| |||||
a)
| Position/status | Chief Risk Officer/PDMR | ||||
b)
| Initial notification /Amendment | Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| AJ Bell plc | ||||
b)
| LEI | 213800VNKA7DPWXWJJ36 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares | ||||
Identification code | GB00BFZNLB60 | |||||
b)
| Nature of the transaction | Sale of Ordinary Shares | ||||
c)
| Price(s) and volume(s)
|
| ||||
d) | Aggregated information |
| ||||
·; Aggregated volume | Not applicable | |||||
·; Price | Not applicable | |||||
e)
| Date of the transaction
| 7 January 2020 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 10 January 2020
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