AJ Bell Regulatory News (AJB)

Name of applicant:

AJ Bell plc

Name of scheme:

AJ Bell plc Company Share Option Plan

Period of return:

From:

23 June 2019

To:

24 December 2019

Balance of unallotted securities under scheme(s) from previous return:

325,783 ordinary shares of £0.000125 each

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

1,250,000 ordinary shares of £0.000125 each

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

1,575,783 ordinary shares of £0.000125 each

Name of contact:

Bruce Robinson (Company Secretary)

Telephone number of contact:

+44 (0) 780 234 4859

Name of applicant:

AJ Bell plc

Name of scheme:

AJ Bell plc Executive Incentive Plan

Period of return:

From:

23 June 2019

To:

24 December 2019

Balance of unallotted securities under scheme(s) from previous return:

900,000 ordinary shares of £0.000125 each

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

150,000 ordinary shares of £0.000125 each

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

235,297 ordinary shares of £0.000125 each

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

814,703 ordinary shares of £0.000125 each

Name of contact:

Bruce Robinson (Company Secretary)

Telephone number of contact:

+44 (0) 780 234 4859

Name of applicant:

AJ Bell plc

Name of scheme:

AJ Bell plc Buy As You Earn scheme

Period of return:

From:

23 June 2019

To:

24 December 2019

Balance of unallotted securities under scheme(s) from previous return:

100,000 ordinary shares of £0.000125 each

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

100,000 ordinary shares of £0.000125 each

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

190,235 ordinary shares of £0.000125 each

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

 9,765 ordinary shares of £0.000125 each

Name of contact:

Bruce Robinson (Company Secretary)

Telephone number of contact:

+44 (0) 780 234 4859