Last checked at 20 May 2024 11:52
This announcement replaces the previous RNS announcement 9320O released at 11:27 on the 17th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 16 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 961,060 | 26.35766 GBP | 26.01876 GBP |
USD 0.54945 ordinary | Sell
| 631079 | 26.48965 GBP | 26.03000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 6031 | 26.2261 GBP |
USD 0.54945 ordinary | CFD
| Long | 10241 | 26.2675 GBP |
USD 0.54945 ordinary | CFD
| Long | 2779 | 26.2889484 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.205 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.22 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.245 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.255 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.265 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.275 GBP |
USD 0.54945 ordinary | CFD
| Long | 5 | 26.16 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.235 GBP |
USD 0.54945 ordinary | CFD
| Long | 66 | 26.204545 GBP |
USD 0.54945 ordinary | CFD
| Long | 300 | 26.28 GBP |
USD 0.54945 ordinary | CFD
| Long | 18754 | 26.2899933347563 GBP |
USD 0.54945 ordinary | CFD
| Long | 1000 | 26.08272 GBP |
USD 0.54945 ordinary | CFD
| Long | 3960 | 26.29 GBP |
USD 0.54945 ordinary | CFD
| Long | 34 | 26.229265 GBP |
USD 0.54945 ordinary | CFD
| Long | 2175 | 26.203802 GBP |
USD 0.54945 ordinary | CFD
| Long | 485 | 26.260351 GBP |
USD 0.54945 ordinary | CFD
| Long | 33034 | 604.6554901 ZAR |
USD 0.54945 ordinary | CFD
| Long | 4 | 26.270008 GBP |
USD 0.54945 ordinary | CFD
| Long | 10 | 26.276112 GBP |
USD 0.54945 ordinary | CFD
| Long | 53 | 26.283879 GBP |
USD 0.54945 ordinary | CFD
| Long | 1247 | 26.258412 GBP |
USD 0.54945 ordinary | CFD
| Long | 301 | 26.261807 GBP |
USD 0.54945 ordinary | CFD
| Long | 804 | 26.2895 GBP |
USD 0.54945 ordinary | CFD
| Long | 322 | 26.261133 GBP |
USD 0.54945 ordinary | CFD
| Long | 21 | 26.307782 GBP |
USD 0.54945 ordinary | CFD
| Long | 203 | 26.24112 GBP |
USD 0.54945 ordinary | CFD
| Long | 11 | 26.2625754818182 GBP |
USD 0.54945 ordinary | CFD
| Long | 17767 | 26.2473050004998 GBP |
USD 0.54945 ordinary | CFD
| Long | 12458 | 26.287371 GBP |
USD 0.54945 ordinary | CFD
| Long | 36450 | 604.37307874 ZAR |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.03 GBP |
USD 0.54945 ordinary | CFD
| Short | 153156 | 26.18762824 GBP |
USD 0.54945 ordinary | CFD
| Short | 33034 | 604.6554901 ZAR |
USD 0.54945 ordinary | CFD
| Short | 90130 | 26.29186503 GBP |
USD 0.54945 ordinary | CFD
| Short | 45000 | 26.24628199 GBP |
USD 0.54945 ordinary | CFD
| Short | 12497 | 26.29 GBP |
USD 0.54945 ordinary | CFD
| Short | 30155 | 26.059845 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.285 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.325 GBP |
USD 0.54945 ordinary | CFD
| Short | 607 | 26.28 GBP |
USD 0.54945 ordinary | CFD
| Short | 88 | 26.255 GBP |
USD 0.54945 ordinary | CFD
| Short | 52 | 26.14 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.155 GBP |
USD 0.54945 ordinary | CFD
| Short | 609 | 26.16 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.215 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.235 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.25 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.27 GBP |
USD 0.54945 ordinary | CFD
| Short | 15 | 26.210667 GBP |
USD 0.54945 ordinary | CFD
| Short | 81 | 26.2633950617284 GBP |
USD 0.54945 ordinary | CFD
| Short | 164 | 26.197560977561 GBP |
USD 0.54945 ordinary | CFD
| Short | 8894 | 26.20619322 GBP |
USD 0.54945 ordinary | CFD
| Short | 133 | 26.17783835 GBP |
USD 0.54945 ordinary | CFD
| Short | 28669 | 26.28520327 GBP |
USD 0.54945 ordinary | CFD
| Short | 2299 | 26.25192527 GBP |
USD 0.54945 ordinary | CFD
| Short | 3797 | 26.2358954416566 GBP |
USD 0.54945 ordinary | CFD
| Short | 2350 | 26.2131170202553 GBP |
USD 0.54945 ordinary | CFD
| Short | 11161 | 26.23887921 GBP |
USD 0.54945 ordinary | CFD
| Short | 1804 | 26.2181097535754 GBP |
USD 0.54945 ordinary | CFD
| Short | 2761 | 26.2221142719377 GBP |
USD 0.54945 ordinary | CFD
| Short | 456 | 26.165 GBP |
USD 0.54945 ordinary | CFD
| Short | 258 | 26.225 GBP |
USD 0.54945 ordinary | CFD
| Short | 25633 | 26.255879 GBP |
USD 0.54945 ordinary | CFD
| Short | 375 | 26.13 GBP |
USD 0.54945 ordinary | CFD
| Short | 236 | 26.15 GBP |
USD 0.54945 ordinary | CFD
| Short | 36450 | 604.37307874 ZAR |
USD 0.54945 ordinary | CFD
| Short | 19236 | 26.25598253 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.