Anglo American Regulatory News (AAL)

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

06 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,555,511

0.45%

18,820,807

1.54%

(2) Cash-settled derivatives:

18,758,118

1.53%

5,222,269

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,313,629

1.98%

24,043,076

1.96%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

201

31.2740 EUR

31.2709 EUR

USD 0.54945 ordinary

Sale

201

31.1851 EUR

31.1820 EUR

ADR

Sale

3262

16.9258 USD

16.8300 USD

ADR

Purchase

3262

16.9258 USD

16.8300 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Decreasing Long

127

616.8791 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,293

618.0433 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,563

617.6946 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

9,534

617.0000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

16,258

618.3936 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

24,609

618.6414 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

38

616.9378 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

85

616.6850 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

93

617.0547 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

280

617.4737 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

297

617.4761 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,052

618.6936 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

621.2294 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6,599

617.3511 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

11,662

620.0226 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

13

628.1400 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

150

621.0000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,773

619.5581 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

38

616.9378 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

85

616.6850 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

93

617.0547 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

280

617.4737 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

297

617.4761 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,000

621.2294 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

6,599

617.3511 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,471

617.7359 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

13

628.1400 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

127

616.8791 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

150

621.0000 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

1,052

618.8143 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

3,293

618.0433 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

3,773

619.5581 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

7,563

617.6946 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

8,471

617.7359 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

9,534

617.0000 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

11,662

620.1932 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

16,258

618.3936 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

24,609

618.6414 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

07 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213