Last checked at 21 Mar 2018 15:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | KLEPIERRE S.A. | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 March 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | HAMMERSON PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 1.40 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 806,212 | 0.26% | 1,846,257 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,531,864 | 0.49% | 424,109 | 0.13% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,338,076 | 0.74% | 2,270,366 | 0.72% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 1.40 | Purchase | 7 | 32.9935 EUR | ||||
| EUR 1.40 | Purchase | 59 | 32.9851 EUR | ||||
| EUR 1.40 | Purchase | 64 | 32.9692 EUR | ||||
| EUR 1.40 | Purchase | 85 | 32.8329 EUR | ||||
| EUR 1.40 | Purchase | 108 | 32.9755 EUR | ||||
| EUR 1.40 | Purchase | 116 | 32.8204 EUR | ||||
| EUR 1.40 | Purchase | 225 | 32.7418 EUR | ||||
| EUR 1.40 | Purchase | 354 | 32.8566 EUR | ||||
| EUR 1.40 | Purchase | 379 | 32.8832 EUR | ||||
| EUR 1.40 | Purchase | 590 | 32.7700 EUR | ||||
| EUR 1.40 | Purchase | 800 | 33.0012 EUR | ||||
| EUR 1.40 | Purchase | 2,214 | 32.9512 EUR | ||||
| EUR 1.40 | Purchase | 2,663 | 32.8219 EUR | ||||
| EUR 1.40 | Purchase | 2,714 | 32.8748 EUR | ||||
| EUR 1.40 | Purchase | 4,466 | 32.8347 EUR | ||||
| EUR 1.40 | Purchase | 4,539 | 33.0837 EUR | ||||
| EUR 1.40 | Purchase | 4,603 | 32.8102 EUR | ||||
| EUR 1.40 | Purchase | 4,662 | 32.8791 EUR | ||||
| EUR 1.40 | Purchase | 4,922 | 32.8028 EUR | ||||
| EUR 1.40 | Purchase | 6,695 | 32.8354 EUR | ||||
| EUR 1.40 | Purchase | 7,304 | 32.9443 EUR | ||||
| EUR 1.40 | Purchase | 10,643 | 32.8908 EUR | ||||
| EUR 1.40 | Purchase | 11,312 | 32.8941 EUR | ||||
| EUR 1.40 | Purchase | 13,363 | 32.8249 EUR | ||||
| EUR 1.40 | Purchase | 23,152 | 32.8373 EUR | ||||
| EUR 1.40 | Sale | 110 | 32.9467 EUR | ||||
| EUR 1.40 | Sale | 199 | 32.9013 EUR | ||||
| EUR 1.40 | Sale | 676 | 33.0493 EUR | ||||
| EUR 1.40 | Sale | 961 | 32.9907 EUR | ||||
| EUR 1.40 | Sale | 1,101 | 32.9878 EUR | ||||
| EUR 1.40 | Sale | 1,190 | 32.9014 EUR | ||||
| EUR 1.40 | Sale | 1,501 | 32.7991 EUR | ||||
| EUR 1.40 | Sale | 2,811 | 32.8896 EUR | ||||
| EUR 1.40 | Sale | 3,700 | 32.8300 EUR | ||||
| EUR 1.40 | Sale | 4,453 | 32.7637 EUR | ||||
| EUR 1.40 | Sale | 5,000 | 32.9742 EUR | ||||
| EUR 1.40 | Sale | 6,058 | 32.7823 EUR | ||||
| EUR 1.40 | Sale | 6,804 | 32.9809 EUR | ||||
| EUR 1.40 | Sale | 7,326 | 32.7964 EUR | ||||
| EUR 1.40 | Sale | 8,206 | 32.8787 EUR | ||||
| EUR 1.40 | Sale | 8,886 | 32.9295 EUR | ||||
| EUR 1.40 | Sale | 15,800 | 32.8623 EUR | ||||
| EUR 1.40 | Sale | 17,699 | 32.9104 EUR | ||||
| EUR 1.40 | Sale | 140,000 | 32.8790 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 1.40 | CFD | Long | 24 | 32.8783 EUR | |||||
| EUR 1.40 | CFD | Long | 34 | 32.8785 EUR | |||||
| EUR 1.40 | SWAP | Long | 51 | 32.9110 EUR | |||||
| EUR 1.40 | SWAP | Long | 59 | 32.9109 EUR | |||||
| EUR 1.40 | SWAP | Long | 67 | 32.9873 EUR | |||||
| EUR 1.40 | SWAP | Long | 68 | 32.9900 EUR | |||||
| EUR 1.40 | SWAP | Long | 89 | 32.8894 EUR | |||||
| EUR 1.40 | SWAP | Long | 110 | 32.9467 EUR | |||||
| EUR 1.40 | SWAP | Long | 124 | 32.9845 EUR | |||||
| EUR 1.40 | SWAP | Long | 229 | 32.9904 EUR | |||||
| EUR 1.40 | SWAP | Long | 263 | 32.9908 EUR | |||||
| EUR 1.40 | SWAP | Long | 267 | 32.9868 EUR | |||||
| EUR 1.40 | SWAP | Long | 309 | 32.9879 EUR | |||||
| EUR 1.40 | SWAP | Long | 469 | 32.9909 EUR | |||||
| EUR 1.40 | SWAP | Long | 525 | 32.9882 EUR | |||||
| EUR 1.40 | CFD | Long | 1,992 | 32.8782 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,992 | 32.8782 EUR | |||||
| EUR 1.40 | CFD | Long | 3,753 | 33.0371 EUR | |||||
| EUR 1.40 | SWAP | Long | 6,231 | 32.8789 EUR | |||||
| EUR 1.40 | SWAP | Long | 7,504 | 32.8222 EUR | |||||
| EUR 1.40 | SWAP | Long | 8,574 | 32.9105 EUR | |||||
| EUR 1.40 | SWAP | Long | 9,125 | 32.9104 EUR | |||||
| EUR 1.40 | CFD | Long | 15,800 | 32.8623 EUR | |||||
| EUR 1.40 | SWAP Expires 22/04/2019 | Long | 140,000 | 32.8791 EUR | |||||
| EUR 1.40 | CFD | Short | 7 | 32.8257 EUR | |||||
| EUR 1.40 | CFD | Short | 8 | 32.8262 EUR | |||||
| EUR 1.40 | CFD | Short | 69 | 33.0643 EUR | |||||
| EUR 1.40 | CFD | Short | 85 | 32.8329 EUR | |||||
| EUR 1.40 | CFD | Short | 116 | 32.8205 EUR | |||||
| EUR 1.40 | CFD | Short | 379 | 32.8832 EUR | |||||
| EUR 1.40 | SWAP | Short | 800 | 33.0012 EUR | |||||
| EUR 1.40 | CFD | Short | 1,947 | 32.8255 EUR | |||||
| EUR 1.40 | SWAP | Short | 2,586 | 32.8557 EUR | |||||
| EUR 1.40 | CFD | Short | 4,466 | 32.8347 EUR | |||||
| EUR 1.40 | CFD | Short | 4,662 | 32.8791 EUR | |||||
| EUR 1.40 | SWAP | Short | 4,736 | 32.9564 EUR | |||||
| EUR 1.40 | SWAP | Short | 6,691 | 32.8808 EUR | |||||
| EUR 1.40 | SWAP | Short | 6,748 | 32.9500 EUR | |||||
| EUR 1.40 | SWAP | Short | 9,971 | 32.8206 EUR | |||||
| EUR 1.40 | CFD | Short | 10,643 | 32.8908 EUR | |||||
| EUR 1.40 | CFD | Short | 11,401 | 32.8248 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 21 Mar 2018 | ||
| Contact name: | Elise Tang | ||
| Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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