Last checked at 11 Apr 2018 12:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | KLEPIERRE S.A. | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 10 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | HAMMERSON PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 1.40 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 915,163 | 0.29% | 3,657,220 | 1.16% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,476,503 | 1.11% | 490,497 | 0.16% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,391,666 | 1.40% | 4,147,717 | 1.32% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 1.40 | Purchase | 142 | 32.8032 EUR | ||||
| EUR 1.40 | Purchase | 151 | 32.7960 EUR | ||||
| EUR 1.40 | Purchase | 292 | 32.7007 EUR | ||||
| EUR 1.40 | Purchase | 500 | 32.8300 EUR | ||||
| EUR 1.40 | Purchase | 756 | 32.8522 EUR | ||||
| EUR 1.40 | Purchase | 902 | 32.6763 EUR | ||||
| EUR 1.40 | Purchase | 1,043 | 32.9193 EUR | ||||
| EUR 1.40 | Purchase | 1,097 | 32.8130 EUR | ||||
| EUR 1.40 | Purchase | 1,208 | 32.8934 EUR | ||||
| EUR 1.40 | Purchase | 1,373 | 32.8263 EUR | ||||
| EUR 1.40 | Purchase | 1,603 | 32.8668 EUR | ||||
| EUR 1.40 | Purchase | 1,623 | 32.8382 EUR | ||||
| EUR 1.40 | Purchase | 2,456 | 32.8447 EUR | ||||
| EUR 1.40 | Purchase | 2,467 | 32.7767 EUR | ||||
| EUR 1.40 | Purchase | 2,609 | 32.8047 EUR | ||||
| EUR 1.40 | Purchase | 5,520 | 32.7975 EUR | ||||
| EUR 1.40 | Purchase | 5,768 | 32.7784 EUR | ||||
| EUR 1.40 | Purchase | 7,861 | 32.8343 EUR | ||||
| EUR 1.40 | Purchase | 25,652 | 32.9055 EUR | ||||
| EUR 1.40 | Sale | 7 | 33.1028 EUR | ||||
| EUR 1.40 | Sale | 49 | 33.1032 EUR | ||||
| EUR 1.40 | Sale | 89 | 33.1033 EUR | ||||
| EUR 1.40 | Sale | 323 | 32.7407 EUR | ||||
| EUR 1.40 | Sale | 331 | 32.7460 EUR | ||||
| EUR 1.40 | Sale | 683 | 32.8889 EUR | ||||
| EUR 1.40 | Sale | 742 | 32.9082 EUR | ||||
| EUR 1.40 | Sale | 1,681 | 32.9046 EUR | ||||
| EUR 1.40 | Sale | 2,022 | 32.9884 EUR | ||||
| EUR 1.40 | Sale | 2,384 | 32.8992 EUR | ||||
| EUR 1.40 | Sale | 2,715 | 32.8210 EUR | ||||
| EUR 1.40 | Sale | 3,140 | 32.9616 EUR | ||||
| EUR 1.40 | Sale | 4,265 | 32.8777 EUR | ||||
| EUR 1.40 | Sale | 5,245 | 32.8902 EUR | ||||
| EUR 1.40 | Sale | 6,412 | 32.8236 EUR | ||||
| EUR 1.40 | Sale | 8,208 | 32.9600 EUR | ||||
| EUR 1.40 | Sale | 8,882 | 32.8372 EUR | ||||
| EUR 1.40 | Sale | 18,823 | 32.8852 EUR | ||||
| EUR 1.40 | Sale | 40,920 | 32.8278 EUR | ||||
| EUR 1.40 | Sale | 2,500,000 | 33.0500 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 1.40 | CFD | Long | 683 | 32.8889 EUR | |||||
| EUR 1.40 | SWAP | Long | 696 | 32.8392 EUR | |||||
| EUR 1.40 | CFD | Long | 742 | 32.9082 EUR | |||||
| EUR 1.40 | SWAP | Long | 800 | 32.8750 EUR | |||||
| EUR 1.40 | SWAP | Long | 902 | 32.8814 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,000 | 32.9130 EUR | |||||
| EUR 1.40 | CFD | Long | 1,325 | 32.9572 EUR | |||||
| EUR 1.40 | SWAP | Long | 3,384 | 32.9496 EUR | |||||
| EUR 1.40 | CFD | Long | 4,265 | 32.8777 EUR | |||||
| EUR 1.40 | CFD | Long | 5,245 | 32.8902 EUR | |||||
| EUR 1.40 | CFD | Long | 6,412 | 32.8237 EUR | |||||
| EUR 1.40 | CFD | Long | 8,208 | 32.9600 EUR | |||||
| EUR 1.40 | SWAP | Long | 8,208 | 32.9600 EUR | |||||
| EUR 1.40 | CFD | Long | 8,882 | 32.8372 EUR | |||||
| EUR 1.40 | CFD | Long | 40,920 | 32.8278 EUR | |||||
| EUR 1.40 | Futures | Long | 2,500,000 | 31.2384 EUR | |||||
| EUR 1.40 | CFD | Short | 5 | 32.8440 EUR | |||||
| EUR 1.40 | CFD | Short | 6 | 32.8450 EUR | |||||
| EUR 1.40 | SWAP | Short | 78 | 33.1033 EUR | |||||
| EUR 1.40 | SWAP | Short | 86 | 33.1032 EUR | |||||
| EUR 1.40 | SWAP | Short | 129 | 32.8100 EUR | |||||
| EUR 1.40 | SWAP | Short | 142 | 32.8032 EUR | |||||
| EUR 1.40 | SWAP | Short | 151 | 32.7959 EUR | |||||
| EUR 1.40 | SWAP | Short | 184 | 32.8526 EUR | |||||
| EUR 1.40 | SWAP | Short | 208 | 32.8519 EUR | |||||
| EUR 1.40 | CFD | Short | 292 | 32.7032 EUR | |||||
| EUR 1.40 | SWAP | Short | 292 | 32.8928 EUR | |||||
| EUR 1.40 | SWAP | Short | 333 | 32.8936 EUR | |||||
| EUR 1.40 | SWAP | Short | 364 | 32.8521 EUR | |||||
| EUR 1.40 | CFD | Short | 454 | 32.8446 EUR | |||||
| EUR 1.40 | SWAP | Short | 583 | 32.8935 EUR | |||||
| EUR 1.40 | CFD | Short | 902 | 32.6763 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,255 | 32.8046 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,354 | 32.8048 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,603 | 32.8668 EUR | |||||
| EUR 1.40 | CFD | Short | 1,991 | 32.8447 EUR | |||||
| EUR 1.40 | SWAP | Short | 2,178 | 32.8340 EUR | |||||
| EUR 1.40 | SWAP | Short | 5,683 | 32.8344 EUR | |||||
| EUR 1.40 | CFD | Short | 5,768 | 32.7784 EUR | |||||
| EUR 1.40 | SWAP | Short | 7,178 | 32.8600 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 11 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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